Instrumentl eFile Render
Object ID: 202123199349107662 - Rendered 2024-10-22
TIN: 81-3783868
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
20
Open to Public Inspection
For calendar year 2020, or tax year beginning
01-01-2020
, and ending
12-31-2020
Name of foundation
CATENA FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 994
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CARBONDALE
,
CO
81623
A Employer identification number
81-3783868
B
Telephone number (see instructions)
(970) 340-4141
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
198,021,302
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
34,080,390
2
Check
.............
3
Interest on savings and temporary cash investments
5,251
5,251
4
Dividends and interest from securities
...
1,839,233
1,839,233
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
2,038,015
b
Gross sales price for all assets on line 6a
48,047,398
7
Capital gain net income (from Part IV, line 2)
...
30,061,531
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
447,614
447,614
12
Total.
Add lines 1 through 11
........
38,410,503
32,353,629
13
Compensation of officers, directors, trustees, etc.
689,094
0
689,094
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
9,737
0
9,737
16a
Legal fees (attach schedule)
.........
29,236
0
29,236
b
Accounting fees (attach schedule)
.......
87,219
0
43,388
c
Other professional fees (attach schedule)
....
807,068
380,781
426,287
17
Interest
...............
91,403
91,403
0
18
Taxes (attach schedule) (see instructions)
...
52,201
52,201
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
6,890
0
6,890
21
Travel, conferences, and meetings
.......
11,498
0
11,498
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
475,619
466,363
9,256
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
2,259,965
990,748
1,225,386
25
Contributions, gifts, grants paid
.......
23,687,462
23,687,462
26
Total expenses and disbursements.
Add lines 24 and 25
25,947,427
990,748
24,912,848
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
12,463,076
b
Net investment income
(if negative, enter -0-)
31,362,881
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2020)
Form 990-PF (2020)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
492,757
762,224
762,224
2
Savings and temporary cash investments
.........
39,239,156
20,202,517
20,202,517
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
2,363,500
Less: allowance for doubtful accounts
0
1,363,500
2,363,500
2,363,500
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
116,415,820
142,906,122
174,693,061
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
157,511,233
166,234,363
198,021,302
17
Accounts payable and accrued expenses
..........
896
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
896
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
157,511,233
166,233,467
29
Total net assets or fund balances
(see instructions)
.....
157,511,233
166,233,467
30
Total liabilities and net assets/fund balances
(see instructions)
.
157,511,233
166,234,363
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
157,511,233
2
Enter amount from Part I, line 27a
.....................
2
12,463,076
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
169,974,309
5
Decreases not included in line 2 (itemize)
5
3,740,842
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
166,233,467
Form
990-PF
(2020)
Form 990-PF (2020)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
PUBLICLY TRADED SECURITES
b
PUBLICLY TRADED SECURITES
c
NET GAINS FROM PASSTHROUGH
P
d
150,418 SHARES WALMART STOCK
2020-09-28
2020-09-28
e
49,582 SHARES WALMART STOCK
2020-09-28
2020-11-18
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
16,011,720
15,971,467
40,253
b
1,988,370
1,957,526
30,844
c
1,960,567
1,960,567
d
20,635,495
42,774
20,592,721
e
7,444,895
14,100
7,430,795
6,351
6,351
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
40,253
b
30,844
c
1,960,567
d
20,592,721
e
7,430,795
6,351
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
30,061,531
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1
Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved
...........................
2
3
Reserved
...........................
3
4
Reserved
...........................
4
5
Reserved
...........................
5
6
Reserved
...........................
6
7
Reserved
...........................
7
8
Reserved
,..........................
8
Form
990-PF
(2020)
Form 990-PF (2020)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Reserved
................................
1
435,944
c
All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
435,944
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
435,944
6
Credits/Payments:
a
2020 estimated tax payments and 2019 overpayment credited to 2020
6a
228,824
b
Exempt foreign organizations—tax withheld at source
......
6b
0
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
275,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
503,824
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
2,455
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
65,425
11
Enter the amount of line 10 to be:
Credited to 2021 estimated tax
65,425
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
AR
,
CO
,
DE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2020)
Form 990-PF (2020)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
KERRI GENUNG
Telephone no.
(970) 355-9695
Located at
PO BOX 994
CARBONDALE
CO
ZIP+4
81623
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2020?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2020?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2020 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2020.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
4b
No
Form
990-PF
(2020)
Form 990-PF (2020)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
SAMUEL R WALTON
PRESIDENT
5.00
0
0
0
P O BOX 1860
BENTONVILLE
,
AR
72712
CLARE BASTABLE
VICE PRESIDENT
0.50
0
0
0
P O BOX 1860
BENTONVILLE
,
AR
72712
GREG NELSON
VICE PRESIDENT/ASS'T TREASURER
1.00
0
0
0
P O BOX 1860
BENTONVILLE
,
AR
72712
ROBERT A SMITH
TREASURER & SECRETARY
1.00
0
0
0
P O BOX 2030
BENTONVILLE
,
AR
72712
CATENA GROUP
TRUSTEE
0.50
689,094
0
0
P O BOX 5027
LARKSPUR
,
CA
94939
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2020)
Form 990-PF (2020)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
CATENA GROUP LLC
MANAGEMENT SERVICES
689,094
PO BOX 5027
LARKSPUR
,
CA
94939
MONTICELLO ASSOCIATES
INVESTMENTS
230,000
1800 LARIMER STREET SUITE 2100
DENVER
,
CO
80202
NORTHERN TRUST
INVESTMENTS
150,781
50 LASALLE STREET
CHOCAGO
,
IL
60603
PROGRESSIVE TRAIL DESIGN
CONSULTING
120,250
3589-3 N SHILOH DRIVE 222
FAYETTEVILLE
,
AR
72703
CENOTE LLC
CONSULTING
86,087
2331 ASHMEAD PLACE NW
WASHINGTON
,
DC
20009
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2020)
Form 990-PF (2020)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
147,990,260
b
Average of monthly cash balances
.......................
1b
12,989,839
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
160,980,099
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
160,980,099
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
2,414,701
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
158,565,398
6
Minimum investment return.
Enter 5% of line 5
..................
6
7,928,270
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
7,928,270
2a
Tax on investment income for 2020 from Part VI, line 5
......
2a
435,944
b
Income tax for 2020. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
435,944
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
7,492,326
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
7,492,326
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
7,492,326
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
24,912,848
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
24,912,848
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
24,912,848
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2020)
Form 990-PF (2020)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2019
(c)
2019
(d)
2020
1
Distributable amount for 2020 from Part XI, line 7
7,492,326
2
Undistributed income, if any, as of the end of 2020:
a
Enter amount for 2019 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2020:
a
From 2015
......
b
From 2016
......
c
From 2017
......
d
From 2018
......
1,672,345
e
From 2019
......
4,781,162
f
Total
of lines 3a through e
........
6,453,507
4
Qualifying distributions for 2020 from Part
XII, line 4:
$
24,912,848
a
Applied to 2019, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2020 distributable amount
.....
7,492,326
e
Remaining amount distributed out of corpus
17,420,522
5
Excess distributions carryover applied to 2020.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
23,874,029
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2019. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2020. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2021
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2015 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2021.
Subtract lines 7 and 8 from line 6a
......
23,874,029
10
Analysis of line 9:
a
Excess from 2016
....
b
Excess from 2017
....
c
Excess from 2018
....
1,672,345
d
Excess from 2019
....
4,781,162
e
Excess from 2020
....
17,420,522
Form
990-PF
(2020)
Form 990-PF (2020)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2020
(b)
2019
(c)
2018
(d)
2017
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
SAMUEL R WALTON
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2020)
Form 990-PF (2020)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN IMMIGRATION COUNCIL
1331 G STREET STE 200
WASHINGTON
,
DC
20005
PC
IMMIGRATION & BODER ENFORCEMENT
250,000
ADVANCE DEMOCRACY INC
1360 BEVERLY RD STE 300
MCLEAN
,
VA
22101
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
200,000
CITIZEN DATA
PO BOX 66298
WASHINGTON
,
DC
20035
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
50,000
TEXAS CIVIL RIGHTS PROJECT
1405 MONTOPOLIS DRIVE
AUSTIN
,
TX
78741
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
150,000
COLORADO ORG FOR LATINA OPPORTUNITIES
PO BOX 40991
DENVER
,
CO
80204
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
50,000
STATE VOICES
1616 P STREET NW
WASHINGTON
,
DC
20036
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
230,000
DEFENDING DEMOCRACY TOGETHER INSTITUTE
925 15TH STREET NW FL 5
WASHINGTON
,
DC
20005
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
175,000
DISINFORMATION INDEX INC
PO BOX 6342
LONG ISLAND CITY
,
NY
11106
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
FAITH IN PUBLIC LIFE
1990 M STREET NW
WASHINGTON
,
DC
20036
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
95,000
PROTECT DEMOCRACY PROJECT
2020 PENNSYLVANIA AVE NW 163
WASHINGTON
,
DC
20006
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
400,000
ONE ARIZONA
530 E MCDOWELL ROAD
PHOENIX
,
AZ
85004
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
ONE AMERICA MOVEMENT
1342 FLORIDA AVE NW
WASHINGTON
,
DC
20009
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
HOPEWELL FUND
1828 L STREET NW
WASHINGTON
,
DC
20036
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
250,000
NORTH CAROLINA BLACK ALLIANCE
PO BOX 27886
RALEIGH
,
NC
27611
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
NEW VENTURE FUND
1828 L STREET NW
WASHINGTON
,
DC
20036
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
1,550,000
NEW GEORGIA PROJECT
165 COURTLAND STREET SUITE A231
ATLANTA
,
GA
30303
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
200,000
NEW ERA COLORADO FOUNDATION
PO BOX 181153
DENVER
,
CO
80218
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
50,000
ISSUE ONE
1401 K ST NW STE 350
WASHINGTON
,
DC
20005
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
1,000,000
TEXAS FREEDOM NETWORK EDUCATION
PO BOX 1624
AUSTIN
,
TX
78767
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
150,000
TEXAS ORGANIZING PROJECT EDUCATION FUND
PO BOX 120296
SAN ANTONIO
,
TX
78212
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
MI FAMILIA VOTA EDUCATION FUND
1140 E WASHINGTON ST STE 206
PHOENIX
,
AZ
85034
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
50,000
WHEN WE ALL VOTE
1015 15TH ST NW STE 1000
WASHINGTON
,
DC
20005
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
600,000
CENTER FOR CIVIC POLICY
PO BOX 27616
ALBUQUERQUE
,
NM
87125
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
ANALYST INSTITUTE
1000 16TH STREET NW
WASHINGTON
,
DC
20006
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
175,000
BLUEPRINT NORTH CAROLINA
3125 POPLARWOOD COURT STE 300
RALEIGH
,
NC
27604
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
150,000
VOTER REGISTRATION PROJECT
PO BOX 33436
WASHINGTON
,
DC
20033
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
250,000
ALLIANCE FOR YOUTH ORGANIZING
915 5TH ST NW
WASHINGTON
,
DC
20001
PC
CIVIC ENGAGEMENT & PROTECTING DEMOCRACY
100,000
ADVANCED ENERGY ECONOMY INSTITUTE
1000 VERMONT AVENUE NW 3RD FLOOR
WASHINGTON
,
DC
20005
PC
CLEAN ENERGY
180,000
VIBRANT CLEAN ENERGY
6610 GUNPARK DRIVE SUITES 200 BC
BOULDER
,
CO
80301
PC
CLEAN ENERGY
106,000
AIR ALLIANCE HOUSTON
3914 LEELAND AVENUE
HOUSTON
,
TX
77003
PC
CLEAN ENERGY
50,000
PROTECT OUR WINTERS
4676 BROADWAY
BOULDER
,
CO
80304
PC
CLEAN ENERGY
125,000
PLUG-IN-AMERICA
1270 S ALFRED ST UNIT 351268
LOS ANGELES
,
CA
90035
PC
CLEAN ENERGY
75,000
PHYSICIANS SCIENTISTS AND ENGIN
1440 BROADWAY 750
OAKLAND
,
CA
94612
PC
CLEAN ENERGY
50,000
WESTERN CONSERVATION FOUNDATION
1675 LARIMER STREET SUITE 420
DENVER
,
CO
80202
PC
CLEAN ENERGY
115,000
HOPI UTILITIES CORPORATION
6 EAST ASPEN
FLAGSTAFF
,
AZ
86001
NC
CLEAN ENERGY
191,250
GRIDLAB
2150 ALLSTON WAY STE 420
BERKELEY
,
CA
94704
PC
CLEAN ENERGY
90,000
HEALTHIER COLORADO
1536 WYNKOOP STREET
DENVER
,
CO
80202
PC
CLEAN ENERGY
76,300
ENERGY FOUNDATION
UPON REQUEST
CARBONDALE
,
CO
81623
PC
CLEAN ENERGY
250,000
WESTERN RESOURCE ADVOCATES
2260 BASELINE ROAD SUITE 200
BOULDER
,
CO
80302
PC
CLEAN ENERGY
1,258,707
ELECTRIFICATION COALITION FDN
1111 19TH ST NW STE 406
WASHINGTON
,
DC
20036
PC
CLEAN ENERGY
87,500
NATURAL RESOURCES DEFENSE COUN
40 WEST 20TH STREET
NEW YORK
,
NY
10011
PC
CLEAN ENERGY
147,000
CERES INC
99 CHAUNCY STREET 6TH FLOOR
BOSTON
,
MA
02111
PC
CLEAN ENERGY
125,000
SOUTHWEST ENERGY EFFICIENCY PROJECT LLC
2334 NORTH BROADWAY SUITE A
BOULDER
,
CA
80304
PC
CLEAN ENERGY
225,000
UNITED NATIONS FOUNDATION
1750 PENNSYLVANIA AVENUE NW
WASHINGTON
,
DC
20006
PC
CLEAN ENERGY
300,000
URBAN SUSTAINABILITY DIRECTORS NETWORK
700 12TH ST NW STE 700 PMB 95645
WASHINGTON
,
DC
20005
PC
CLEAN ENERGY
50,000
UNIVERSITY OF COLORADO FOUNDATION
1800 N GRANT ST STE 725
DENVER
,
CO
80203
PC
CLEAN ENERGY
25,000
CONSERVATION COLORADO EDUCATION FUND
1536 WYNKOOP STRRET
DENVER
,
CO
80202
PC
CLEAN ENERGY
205,000
NAVAJO TRIBAL UTILITY AUTHORITY
PO BOX 170
FORT DEFIANCE
,
AZ
86504
PC
CLEAN ENERGY
250,000
UNIVERSITY OF TEXAS AT AUSTIN
110 INNER CAMPUS DRIVE
AUSTIN
,
TX
78705
PC
CLEAN ENERGY
74,000
CLEAN ENERGY ECONOMY FOR THE REGION
PO BOX 428
CARBONDALE
,
CO
81623
PC
CLEAN ENERGY
71,500
ASPEN GLOBAL CHANGE INSTITUTE INC
104 MIDLAND AVENUE SUITE 205
BASALT
,
CO
81621
PC
CLEAN ENERGY
666,667
COLORADO STATE UNIVERSITY FOUNDATION
PO BOX 1870
FORT COLLINS
,
CO
80522
PC
CLEAN ENERGY
275,000
ENVIRONMENTAL DEFENSE FUND
257 PARK AVENUE SOUH
NEW YORK
,
NY
10010
PC
CLEAN ENERGY & HEALTH
703,750
MOUNTAIN RESCUE ASPEN INC
37925 HIGHWAY 82
ASPEN
,
CO
81611
PC
COMMUNITY SUPPORT
10,000
LAKOTA FUND
PO BOX 340
KYLE
,
SD
57752
PC
COMMUNITY SUPPORT
5,000
MUSEUM OF NORTHERN ARIZONA
3101 N FORT VALLEY RAOD
FLAGSTAFF
,
AZ
86001
PC
COMMUNITY SUPPORT
10,000
THE WHALE FOUNDATION
PO BOX 855
FLAGSTAFF
,
AZ
86002
PC
COMMUNITY SUPPORT
12,500
FRIENDS OF CAIC
PO BOX 1117
VERGEEN
,
CO
80437
PC
COMMUNITY SUPPORT
85,000
GRAND CANYON RIVER GUIDES
PO BOX 1934
FLAGSTAFF
,
AZ
86002
PC
COMMUNITY SUPPORT
10,000
PRESCOTT COLLEGE
220 GROVE AVENUE
PRESCOTT
,
AZ
86301
PC
COMMUNITY SUPPORT
10,000
ROARING FORK PUBLIC RADIO
100 E HALLAN SUITE 134
ASPEN
,
CO
81611
PC
COMMUNITY SUPPORT
1,000
SAN DOMENICO
1500 BUTTERFIELD RD
SAN ANSELMO
,
CA
94960
PC
COMMUNITY SUPPORT
25,000
SOUTHERN COALITION FOR SOCIAL JUSTICE
1415 WEST HIGHWAY 54 SUITE 101
DURHAM
,
NC
27707
PC
COMMUNITY SUPPORT
100,000
THE HOPI FOUNDATION
PO BOX
KYKOTSMOVI
,
AZ
86039
PC
COMMUNITY SUPPORT AND HEALTH
22,500
NEEM FOUNDATION
2 KWA FALLS STREET MAITAMA ABUJA
KE
NC
DIGNITY & EDUCATION
222,812
EVERGREEN STATE COLLEGE FOUNDATION
2700 EVERGREEN PARKWAY NW
OLYMPIA
,
WA
98050
PC
DIGNITY & EDUCATION
10,000
EL COLOR DE LA MEMORIA AC
VINCENTE GUERRERO 510
LA PAZ
,
BAJA CALIFONIA SU
MX
NC
DIGNITY & EDUCATION
5,954
MITCHELL KAPOR FOUNDATION
2148 BROADWAY
OAKLAND
,
CA
94612
PC
DIGNITY & EDUCATION
250,000
URBAN ECOLOGY CENTER
1500 E PARK PLACE RIVERSIDE PARK
MILWAUKEE
,
WI
53211
PC
DIGNITY & EDUCATION
175,000
GRAND CANYON YOUTH
PO BOX 23376
FLAGSTAFF
,
AZ
86002
PC
DIGNITY & EDUCATION
207,166
GLOBAL FISHING WATCH
1025 CONNECTICUT AVENUE NW
WASHINGTON
,
DC
20036
PC
FISHERIES
175,000
STANFORD BOARD OF TRUSTEES
24 DEVELPMENT SERVICES
STANFORD
,
CA
94309
PC
FISHERIES
116,250
UC SANTA BARBARA FOUNDATION
UNIVERSITY OF CALIFORNIA
SANTA BARBARA
,
CA
93106
PC
FISHERIES & WATERSHED HEALTH
426,221
REGENTS OF THE UC AT BERKELEY
2195 HEARST AVE RM 120 MC 1104
BERKELEY
,
CA
94720
PC
HEALTH
1,004,256
FOOD BANK OF THE ROCKIES
10700 E 45TH AVE
DENVER
,
CO
80239
PC
HEALTH
200,000
RURAL UTAH PROJECT EDUCATION FUND
323 S 600 E STE 130
SALT LAKE CITY
,
UT
84102
PC
HEALTH
22,000
SAN FRANCISCO ESTUARY
4911 CENTRAL AVE
RICHMOND
,
CA
94804
PC
HEALTH
140,000
CHILDREN'S ACTION ALLIANCE INC
3030 E 3RD STREET STE 650
PHOENIX
,
AZ
85012
PC
HEALTH
62,346
SOCIAL GOOD FUND
2393 COLLINS AVE
PINOLE
,
CA
94564
PC
HEALTH
75,000
CHILDREN'S ADVOCACY ALLIANCE
PO BOX 1212
CONWAY
,
AR
72033
PC
HEALTH
23,449
CENTER FOR HEALTH PROGRESS
1245 E COLFAX AVE STE 202
DENVER
,
CO
80218
PC
HEALTH
138,875
CANAL ALLIANCE
91 LARKSPUR STREET
SAN RAFAEL
,
CA
94901
PC
HEALTH
50,000
ASPEN COMMUNITY FOUNDATION
455 GOLD RIVERS COURT STE 515
BASALT
,
CO
81621
PC
HEALTH
50,000
ARIZONA COMMUNITY FOUNDATION
2201 E CAMELBACK ROAD STE 405B
PHOENIX
,
AZ
85016
PC
HEALTH
50,000
SILICON VALLEY COMMUNITY FOUNDATION
2440 WEST EL CAMINO REAL STE 300
MOUNTAIN VIEW
,
CA
94040
PC
HEALTH
250,250
MILE HIGH UNITED WAY
711 PARK AVENUE WEST
DENVER
,
CO
80205
PC
HEALTH
200,000
ZUNI YOUTH ENRICHMENT PROJECT
13 CHIMONI DR
ZUNI
,
NM
87327
PC
HEALTH
60,500
NEW MEXICO FARMER'S MARKETING A
1219 LUISA ST STE 1
SANTA FE
,
NM
87505
PC
HEALTH
30,000
FRONTLINE SUPPORT
647 4TH ST
OAKLAND
,
CA
94607
PC
HEALTH
1,751,304
NEW MEXICO FOUNDATION
8 CALLE MEDICO
SANTA FE
,
NM
87505
PC
HEALTH
150,000
J DAVID GLADSTONE INSTITUT
1650 OWENS ST
SAN FRANCISCO
,
CA
94158
PC
HEALTH
250,000
PARTNERSHIP WITH NATIVE AMERICA
16415 ADDISON ROAD SUITE 200
ADDISON
,
TX
75001
PC
HEALTH
100,000
INTERNATIONAL COMMUNITY FDN
2505 N AVENUE
NATIONAL CITY
,
CA
91950
PC
HEALTH
250,000
ARIZONA STATE UNIVERSITY FOUNDATION
PO BOX 2260
TEMPE
,
AZ
85280
PC
HEALTH & CLEAN ENERGY
366,650
ASYLUM SEEKER ADVOCACY PROJECT INC
228 PARK AVENUE S 84810
NEW YORK
,
NY
10003
PC
IMMIGRATION & BODER ENFORCEMENT
75,000
SANTA FE DREAMERS PROJECT
1213 MERCANTILE RD STE C
SANTA FE
,
NM
87507
PC
IMMIGRATION & BORDER ENFORCEMENT
5,840
JUSTICE ACTION CENTER
4147 CAMERO AVE
LOS ANGELES
,
CA
90027
PC
IMMIGRATION & BODER ENFORCEMENT
125,000
INTERNATIONAL RESCUE COMMITTEE
122 EAST 42ND STREET
NEW YORK
,
NY
10168
PC
IMMIGRATION & BODER ENFORCEMENT
100,000
GLOBAL RESPONSE MANAGEMENT
463688 STATE ROAD 200 STE 1 150
YULEE
,
FL
32097
PC
IMMIGRATION & BODER ENFORCEMENT
200,000
INNOVATIONS LAW LAB
PO BOX 8382
PORTLAND
,
OR
97207
PC
IMMIGRATION & BODER ENFORCEMENT
150,000
SILICON VALLEY COMMUNITY FOUNDATION
2440 WEST EL CAMINO REAL STE 300
MOUNTAIN VIEW
,
CA
94040
PC
PROJECT INTECRITY
500,500
LEADERSHIP CONFERENCE EDU FUND
1620 L STREET NW SUITE 1100
WASHINGTON
,
DC
20036
PC
PROJECT INTEGRITY
200,000
ANTI-DEFAMATION LEAGUE
605 THIRD AVENUE
NEW YORK
,
NY
10158
PC
PROJECT INTEGRITY
400,000
CENTER FOR AMERICAN PROGRESS
1333 H STREET NW 10TH FLOOR
WASHINGTON
,
DC
20005
PC
PROJECT INTEGRITY
125,000
NATIONAL FOREST FOUNDATION
BUILDING 27 SUITE 3 FORT MISSOULA
ROAD
MISSOULA
,
MT
59804
PC
TRAILS & YOUTH CYCLING
30,000
VERDE VALLEY WHEEL FUN
239 SUN UP RANCH RD
SEDONA
,
AZ
86351
PC
TRAILS & YOUTH CYCLING
50,000
WORLD BIKE RELIEF
1000 WEST FULTON MARKET 4TH FLOOR
CHICAGO
,
IL
60607
PC
TRAILS & YOUTH CYCLING
97,500
NAVAJOYES
PO BOX 1487
TEEC NOS POS
,
AZ
86514
PC
TRAILS & YOUTH CYCLING
95,750
VERDE VALLEY CYCLIST COALITION
PO BOX 20332
SEDONA
,
AZ
86341
PC
TRAILS & YOUTH CYCLING
102,000
FLAGSTAFF YOUTH RIDERS
5135 N AGAVE TRAIL
FLAGSTAFF
,
AZ
86001
PC
TRAILS & YOUTH CYCLING
105,000
CYCLE KIDS INC
955 MASSACHUSETTS AVE STE 322
CAMBRIDGE
,
MA
02139
PC
TRAILS & YOUTH CYCLING
108,200
DURANGO DEVO
10 TOWN PLAZA 110
DURANGO
,
CO
81301
PC
TRAILS & YOUTH CYCLING
62,685
FREE BIKES 4 KIDZ
10914 LEXINGTON DR
EDEN PRAIRIE
,
MN
55344
PC
TRAILS & YOUTH CYCLING
50,000
SILVER STALLION BICYCLE & COFFEE WORKS INC
808 E GREEN AVE
GALLUP
,
NM
87301
PC
TRAILS & YOUTH CYCLING
115,710
IMBA
PO BOX 2127
TELLURIDE
,
CO
81435
PC
TRAILS & YOUTH CYCLING
75,000
ROARING FORK CYCLING INC
818 COLORADO AVENUE
GLENWOOD SPRINGS
,
CO
81601
PC
TRAILS & YOUTH CYCLING
95,000
ROARING FORK MOUNTAIN BIKE ASSOCIATION
PO BOX 2635
ASPEN
,
CA
81612
PC
TRAILS & YOUTH CYCLING
81,000
COLORADO MOUNTAIN COLLEGE FOUNDATION
802 GRAND AVENUE
GLENWOOD SPRINGS
,
CO
81601
PC
TRAILS & YOUTH CYCLING
50,000
OUTRIDE
8235 FORREST AVE
PHILADELPHIA
,
PA
19150
PC
TRAILS & YOUTH CYCLING
111,300
PHOENIX NEWSPAPERS INC
200 E VAN BUREN ST
PHOENIX
,
AZ
85004
PC
WATERSHED HEALTH
65,000
LEGACY FILMS
180 W 1950 S
BOUNTIFUL
,
UT
84010
PC
WATERSHED HEALTH
150,000
LINCOLN INST OF LAND POLICY
11010 N TATUM BLVD D101
PHOENIX
,
AZ
85028
PC
WATERSHED HEALTH
60,750
ASPEN JOURNALISM
1280 UTE AVENUE
ASPEN
,
CO
81611
PC
WATERSHED HEALTH
100,000
NATIONAL WILDLIFE FEDERATION
11100 WILDLIFE CENTER DRIVE
RESTON
,
VA
20190
PC
WATERSHED HEALTH
141,520
SKYTRUTH
PO BOX 3283
SHEPHERDSTOWN
,
WV
25443
PC
WATERSHED HEALTH
100,000
ECOFLIGHT
307 L AABC
ASPEN
,
CO
81611
PC
WATERSHED HEALTH
60,000
GRAND CANYON TRUST
2601 N FORT VALLEY ROAD
FLAGSTAFF
,
AZ
86001
PC
WATERSHED HEALTH
83,000
HIGH COUNTRY NEWS
PO BOX 1090
PAONIA
,
CO
81428
PC
WATERSHED HELATH
113,000
FRIENDS OF PUBLIC RADIO - KJZZ
2323 W 14TH STREET
TEMPE
,
AZ
85281
PC
WATERSHED HELATH
102,000
Total
.................................
3a
23,687,462
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2020)
Form 990-PF (2020)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
5,251
4
Dividends and interest from securities
....
14
1,839,233
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
18
447,614
8
Gain or (loss) from sales of assets other than
inventory
............
18
2,038,015
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
4,330,113
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
4,330,113
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2020)
Form 990-PF (2020)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below?
See instructions.
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2020)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description