SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
GOTHIC CORPORATION
 
Employer identification number

56-1776668
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) G LTP LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
82-3758357
INVESTMENTS NC 249,497,413 284,808,612 GOTHIC CORPORATION
 
(2) G LTP II LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
46-3897612
INVESTMENTS NC 0 11,955 GOTHIC CORPORATION
 
(3) G LTP III LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
37-1744892
INVESTMENTS NC 9,782,722 175,052,188 GOTHIC CORPORATION
 
(4) G LTP IV LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
56-1776668
INVESTMENTS NC 0 0 GOTHIC CORPORATION
 
(5) G LTP V LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
56-1776668
INVESTMENTS NC 3,832,927 355,612,540 GOTHIC CORPORATION
 
(6) G LTP VI LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
56-1776668
INVESTMENTS NC 0 0 GOTHIC CORPORATION
 
(7) QMS GOTHIC LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
56-1776668
INVESTMENTS NC -1,903,454 0 GOTHIC CORPORATION
 
(8) GRETMAR PARTNERS LLC
280 S MANGUM STREET SUITE 210
DURHAM,NC27701
56-1776668
INVESTMENTS GA 571,114 105,839 GOTHIC CORPORATION
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)AMER ASSOC FOR GIFTED CHILDREN
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1686219
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(2)ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1845329
HEALTHCARE NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(3)DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1594088
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(4)DUKE CORPORATE EDUCATION
310 BLACKWELL ST

DURHAM,NC27701
42-1672476
EDUCATION NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(5)DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
57-1211078
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(6)DUKE GLOBAL INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
61-1588319
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(7)DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
46-3129771
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(8)DUKE MEDICINE GLOBAL SUPP CORP
324 BLACKWELL STREET STE 850

DURHAM,NC27701
61-1593721
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(9)DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
46-1340679
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(10)DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1701245
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(11)DUKE UNIV HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-2070036
HEALTHCARE NC 501(C)(3) LINE 3 DUKE UNIVERSITY
 
 
No
(12)DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
57-1211099
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(13)DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850

DURHAM,NC27701
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(14)DUKE UNIVERSITY
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-0532129
EDUCATION NC 501(C)(3) LINE 2 N/A
 
No
(15)DUMAC INC
280 S MANGUM STREET STE 210

DURHAM,NC27701
90-0754895
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(16)DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1757238
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(17)DURHAM REALTY INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1917936
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(18)GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210

DURHAM,NC27701
27-1325761
INVESTMENTS NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(19)DUKE UNIVERSITY SPECIAL VENTURES FUND
280 S MANGUM STREET STE 210

DURHAM,NC27701
56-1465177
INVESTMENTS NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(20)HIGH POINT REALTY ASSOC INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1917939
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(21)INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
32-0358709
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(22)RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850

DURHAM,NC27701
65-0045051
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(23)THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET

DURHAM,NC27705
56-1655039
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(24)THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850

DURHAM,NC27701
56-1415423
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(25)DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
47-1150667
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(26)DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
47-1143245
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(27)DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
47-1133466
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(28)DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
47-5555092
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(29)FSB REALTY INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
81-1309454
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(30)DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
81-2623775
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(31)DUKE UNIVERSITY AFFILIATED PHYSICIANS
615 DOUGLAS STREET SUITE 700

DURHAM,NC27705
56-1902501
HEALTHCARE NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(32)TRIANGLE FIBER GROUP
310 BLACKWELL STREET 4TH FLOOR

DURHAM,NC27701
81-5328550
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY
 
 
No
(33)DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET

DURHAM,NC27705
56-1632379
BANKING NC 501(C)(1)   N/A
 
No
(34)WATTS COLLEGE OF NURSING INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
83-3076664
SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC
 
 
No
(35)DUKE FACULTY PRACTICE INC
324 BLACKWELL STREET STE 850

DURHAM,NC27701
86-2109896
HEALTHCARE NC 501(C)(3) LINE 3 DUKE UNIVERSITY
 
 
No
(36)DONALD R WATSON FOUNDATION INC
601 SOUTH COLLEGE ROAD

WILMINGTON,NC28403
56-1861816
SUPPORT NC 501(C)(3) 12 TYPE 1 N/A
 
No
(37)FAMILY HEALTH MINISTRIES INC
PO BOX 16783

CHAPEL HILL,NC27516
56-2206165
HEALTH CLINICS NC 501(C)(3) LINE 10 DUKE UNIVERSITY
 
 
No
(38)SUSAN H & WILBUR H MARCY TRUST
PO BOX 1328

WINTER PARK,FL32790
59-1932547
SUPPORT NC 501(C)(3) 12 TYPE 1 N/A
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) BLACKWELL PARTNERS LLC - SERIES A - 20-8075455

280 S MANGUM ST STE 210
DURHAM,NC27701
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 273,515,834 3,464,304,799   No -112,835 Yes   53.490 %
(2) CANYON BLUE INV FD 27-0186996

AVE OF STARS
LA,CA90067
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 7,060,171 151,665,064   No 121,760   No 50.870 %
(3) CD FUND LP - 27-0130641

MCKINNEY AVE
DALLAS,TX75201
INVESTMENTS TX GOTHIC CORPORATION
 
INVES-EXCLUDED 104,873     No 22,373   No  
(4) LYRICAL BLUE RL PT 27-2994514

32 N DEAN ST
ENGLEWOOD,NJ07631
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 408,598 26,498,350   No     No 54.980 %
(5) LYRICAL-BLUE RGNT 45-3626577

32 N DEAN ST
ENGLEWOOD,NJ07631
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -552,719 15,212,790   No     No 57.000 %
(6) SBER LUCKY STRIKE 20-3891303

310 BLACKWELL ST
DURHAM,NC27701
REAL ESTATE NC N/A
N/A       No     No  
(7) MANGUM II LLC - 46-5135858

280 S MANGUM STREET STE 210
DURHAM,NC27701
INVESTMENTS NC GOTHIC CORPORATION
 
INVES-EXCLUDED 1,996,883 45,926,830   No   Yes   57.840 %
(8) LS INVESTOR LLC 20-3891381

310 BLACKWELL ST
DURHAM,NC27701
REAL ESTATE NC N/A
N/A       No     No  
(9) DILWEG BLUE PF LP 47-1225569

5310 S ALSTON AVE STE 210
DURHAM,NC27713
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -3,296,518 114,006,750   No     No 55.160 %
(10) LYRICAL BLUE RL PT IV

32 N DEAN ST
ENGLEWOOD,NJ07631
47-1542108
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 496,223 14,786,159   No     No 57.140 %
(11) LYRICAL BLUE CHP PT 35-2503856

32 N DEAN ST
ENGLEWOOD,NJ07631
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -361,711 10,705,293   No     No 57.500 %
(12) LIQUID RLT PTR II TE - 20-4362819

10 MARKET ST 769 CAMANA BAY
GRAND CAYMAN   KY1-9006
CJ
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED       No     No  
(13) STRATUS CAPITAL PARTNERS C LP

50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH   EH3 9WJ
UK
INVESTMENTS UK GOTHIC CORPORATION
 
INVES-EXCLUDED 41,250 15,410,793   No     No 57.400 %
(14) ALTOS HYBRID D LLC - 47-3996176

2882 SAND HILL ROAD SUITE 100
MENLO PARK,CA94025
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED   7,944,623   No     No 57.400 %
(15) GPE HOLDCO LLC - 47-5652832

2000 AVE OF THE STARS 11TH FL
LOS ANGELES,CA90067
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED   9,743   No     No 57.970 %
(16) BLACKWELL PARTNERS LLC - SERIES C - 81-1264533

280 S MANGUM ST STE 210
DURHAM,NC27701
INVESTMENTS DE N/A
N/A       No     No  
(17) BLACKWELL PARTNERS LLC - SERIES B

280 S MANGUM ST STE 210
DURHAM,NC27701
47-2530719
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 23,326,893 242,461,846   No   Yes   55.260 %
(18) BLACKWELL PARTNERS LLC - SERIES D

280 S MANGUM ST STE 210
DURHAM,NC27701
81-3385353
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED       No   Yes    
(19) BLACKWELL PARTNERS LLC - SERIES E

280 S MANGUM ST STE 210
DURHAM,NC27701
81-1511048
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 41,398,828 907,096,964   No   Yes   51.390 %
(20) ALTOS HYBRID 2D LLC -

5TH AVENUE
NEW YORK,NY10151
81-5176567
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -232,466 13,080,345   No     No 58.000 %
(21) GILEAD CAPITAL PARTNERS LP -32-0520146

157 COLUMBUS AVE SUITE 403
NEW YORK,NY10023
INVESTMENTS DE N/A
INVES-EXCLUDED -284,242 829,338   No     No  
(22) TOWER VIEW LIMITED

89 NEXUS WAY CAMANA BAY
GRAND CAYMAN   KY1-9007
CJ
INVESTMENTS CJ GOTHIC CORPORATION
 
INVES-EXCLUDED 70,268,690     No   Yes    
(23) ENIAC SPECIAL GAMMA LLC

604 MISSION STREET 10TH FL
SAN FRANCISCO,CA94105
85-5033123
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -5,343     No     No  
(24) LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP

32 N DEAN ST
ENGLEWOOD,NJ07631
82-3708328
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -674,808 8,153,565   No     No 51.430 %
(25) LYRICAL-BLUE SOTP PARTNERS LP

32 N DEAN ST
ENGLEWOOD,NJ07631
81-4468378
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -285,062 9,462,607   No     No 58.750 %
(26) WASHINGTON GOTHIC LP

593 WASHINGTON STREET
WELLESLEY,MA02482
83-4516893
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED 510,319 4,918,070   No -5,596   No 51.550 %
(27) DUKE TRIANGLE ENDOSCOPY CENTER LLC

1A BURTON HILLS BLVD
NASHVILLE,TN37215
20-4257024
HEALTHCARE NC N/A
N/A       No     No  
(28) COLONY INVESTORS III LP

515 S FLOWER ST 44TH FL
LOS ANGELES,CA90071
95-4665622
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED -523,625 105,910   No -234,215   No 72.920 %
(29) DWELLWORKS CO-INVESTMENT LLC

7 TIMES SQUARE STE 4307
NEW YORK,NY10036
83-2165945
INVESTMENTS DE N/A
INVES-EXCLUDED   3,141,770   No     No 38.610 %
(30) BEP LEGACY 1C LLC

1001 FANNIN ST STE 800
HOUSTON,TX77002
27-3871932
INVESTMENTS DE GOTHIC CORPORATION
 
INVES-EXCLUDED       No     No 53.400 %
(31) WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR

280 CONGRESS STREET
BOSTON,MA02210
83-1264831
INVESTMENTS DE N/A
INVES-EXCLUDED 11,185,883 115,739,507   No     No 48.600 %
(32) ENIAC SPECIAL DELTA LLC

604 MISSION STREET 10TH FL
SAN FRANCISCO,CA94105
84-2355221
INVESTMENTS DE N/A
INVES-EXCLUDED   722,129   No     No 38.880 %
(33) STRATUS SCP III INVESTORS - GAMMA LP

50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH   EH3 9WJ
UK
INVESTMENTS UK N/A
INVES-EXCLUDED 165 7,299,545   No     No 50.900 %
(34) STRATUS SCP COINVESTMENT II - FIP-M

RUA FUNCHAL 418 28 ANDAR VILA OLI
SAO PAULO   04551-060
BR
INVESTMENTS BR N/A
N/A       No     No 44.990 %
(35) MANGUM LLC

280 S MANGUM STREET STE 210
DURHAM,NC27701
46-1275587
INVESTMENTS NC GOTHIC CORPORATION
 
N/A       No   Yes   55.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) DUKE CE LS INC

310 BLACKWELL STREET
DURHAM,NC27701
20-2004016
REAL ESTATE NC N/A
C         No
(2) DUKE CE (SEA) PRIVATE LIMITED

1 RAFFLES PLACE TOWER 2
SINGAPORE   048616
SN
SUPPORT SN N/A
C         No
(3) DUKE CORP EDU INDIA PRIVATE

ACADEMIC BLOCK NEW CAMPUS
VASTRAPUR,AHMEDABAD380015
IN
42-1672476
CONSULTING IN N/A
C         No
(4) DUKE CORPORATE EDUCATION LIM

165 FLEET STREET
LONDON   EC4A 2DY
UK
42-1672476
EDUCATION CONSULTING UK N/A
C         No
(5) DUKE CORPORATE EDUCATION RSA

GROUND FLOOR TWICKEHNHAM BLDG
BRYANSTON,JOHANNESBURG02021
SF
42-1672476
CONSULTING SF N/A
C         No
(6) DUKE GLOBAL CONSULTING (KUNSHAN)

1666 WEI CHEN NAN RD
KUNSHAN PR,KUNSHAN215300
CH
CONSULTING CH N/A
C         No
(7) DUKE MEDICAL STRATEGIES INC

2200 WEST MAIN STREET STE 920
DURHAM,NC27705
56-1993799
HEALTHCARE NC N/A
C         No
(8) DUKE MEDICINE ASIA PTE LTD

5 SHENTON WAY 07-00 UIC BLD
SINGAPORE   068808
SN
MEDICAL RESEARCH SN N/A
C         No
(9) DURHAM CASUALTY COMPANY LTD

AON HOUSE 30 WOODBOURNE AVE
PEMBROKE   HM 08
BD
98-0113277
INSURANCE BD N/A
C         No
(10) GOTHIC INTERNATIONAL LTD

113 S CHURCH STREET QUEENSGATE HOU
GRAND CAYMAN   KY1-1108
CJ
INVESTMENTS CJ GOTHIC CORPORATION
 
C 7,917,796 15,086,899 100.000 % Yes  
(11) MARATHON BLUE CAYMAN FUND

89 NEXUS WAY PO BOX 31106
GRAND CAYMAN   KY1-1205
CJ
INVESTMENTS CJ GOTHIC CORPORATION
 
C 11,348,598 4,972,414 49.030 % Yes  
(12) GHI HOLDINGS MAURITIUS

9TH FL ORANGE TOWER CYBERCITY
EBENE    
MP
INVESTMENTS MP GOTHIC CORPORATION
 
C 5,686,142 32,563,554 55.410 % Yes  
(13) GHI ERP LTD

9TH FL ORANGE TOWER CYBERCITY
EBENE    
MP
INVESTMENTS MP N/A
C         No
(14) GHI HSP LTD

9TH FL ORANGE TOWER CYBERCITY
EBENE    
MP
INVESTMENTS MP N/A
C         No
(15) GHI JBD LTD

9TH FL ORANGE TOWER CYBERCITY
EBENE    
MP
INVESTMENTS MP N/A
C         No
(16) GHI LTP LTD

9TH FL ORANGE TOWER CYBERCITY
EBENE    
MP
INVESTMENTS MP N/A
C         No
(17) MCP PRIVATE CAPITAL (FEEDER) FUND I LP

6 RUE GABRIEL LIPPMANN
LUXEMBOURG   L-5365
LU
INVESTMENTS LU GOTHIC CORPORATION
 
C -23,417 158,915 54.880 % Yes  
(18) DUKE INDIA SERVICES PRIVATE LIMITED

302 PRIDE ELITE 10 MUSEUM ROAD
BANGALORE,KARNATAKA560001
IN
MEDICAL RESEARCH IN N/A
C         No
(19) HEALTH SYSTEM MEDICAL STRATEGIES INC

324 BLACKWELL STREET STE 850
DURHAM,NC27701
56-2222444
HEALTHCARE NC N/A
C         No
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) ALTOS HYBRID 2 D LLC

B 4,144,693 FMV
(2) ALTOS HYBRID 2 D LLC

S 114,041 FMV
(3) BLACKWELL PARTNERS LLC SERIES A

B 695,512,034 FMV
(4) BLACKWELL PARTNERS LLC SERIES A

S 383,412,379 FMV
(5) DILWEG BLUE PLEDGE FUND LP

B 2,855,630 FMV
(6) BLACKWELL PARTNERS LLC SERIES E

B 229,030,785 FMV
(7) BLACKWELL PARTNERS LLC SERIES E

S 58,363,300 FMV
(8) TOWER VIEW LIMITED

B 22,261,397 FMV
(9) TOWER VIEW LIMITED

S 346,265,079 FMV
(10) MANGUM II LLC

B 3,795,151 FMV
(11) BLACKWELL PARTNERS LLC SERIES B

B 75,357,438 FMV
(12) BLACKWELL PARTNERS LLC SERIES B

S 75,357,438 FMV
(13) STRATUS SCP III INVESTORS - GAMMA LP

B 126,120 FMV
(14) ALTOS HYBRID D LLC

B 738,219 FMV
(15) CD FUND LP

S 11,553,985 FMV
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SCHEDULE R, PART III AND PART IV DISCLOSURE OF RELATED ENTITIES THE FILING ORGANIZATION, A DUKE UNIVERSITY RELATED ORGANIZATION, HAS REPORTED THE DETAILS OF INCOME, ASSETS AND OWNERSHIP PERCENTAGE FOR THE ENTITIES IN WHICH IT HOLDS DIRECT OWNERSHIP. IN CERTAIN CASES, THE FILING ORGANIZATION'S OWNERSHIP PERCENTAGE IS LESS THAN FIFTY PERCENT. HOWEVER, THOSE ENTITIES ARE BEING REPORTED ON SCHEDULE R, PART III AND IV BECAUSE THE REPORTING ENTITY'S AND ITS RELATED ORGANIZATIONS' CUMULATIVE OWNERSHIP PERCENTAGE EXCEEDS FIFTY PERCENT. PLEASE REFER TO THE RELATED ORGANIZATIONS' FORM 990S FOR MORE DETAILS ON THE RESPECTIVE DIRECT OWNERSHIP PERCENTAGES.
Schedule R (Form 990) 2020

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