TY 2019 InvestmentsOtherSchedule2
Name:
RICHARD KING MELLON FOUNDATION
EIN:
25-1127705
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
ABERDEEN ASIA PARTNERS III, L.P. AT COST 3,681,200 6,729,817
ABERDEEN INTERNATIONAL PARTNERS, L.P. AT COST 0 1,498,609
ABERDEEN NEXT GENERATION PARTNERS V, L.P. AT COST 0 2,267,850
ABERDEEN VENTURE PARTNERS IX, L.P. AT COST 4,365,592 6,565,881
ABERDEEN VENTURE PARTNERS VI, L.P. AT COST 0 2,167,954
ABERDEEN VENTURE PARTNERS VIII SPV-C, L.P. AT COST 905,502 2,186,976
ABERDEEN VENTURE PARTNERS VIII, L.P. AT COST 1,762,476 7,068,783
ABERDEEN VENTURE PARTNERS X, L.P. AT COST 3,730,390 3,962,586
ABERDEEN VENTURE PARTNERS XI, L.P. AT COST 600,000 531,189
ACE REDPOINT VENTURES CHINA I, L.P. AT COST 5,950,000 6,850,197
ACE REDPOINT VENTURES CHINA II, L.P. AT COST 660,000 623,191
ALTIRA TECHNOLOGY FUND VI, L.P. AT COST 4,420,260 6,743,120
ALTOS HYBRID 3 M, LLC AT COST 1,296,135 1,286,559
ALTOS HYBRID 3, L.P. AT COST 2,610,000 2,702,513
ALTOS VENTURES IV LIQUIDITY FUND, L.P. AT COST 2,393,288 2,820,318
ALTOS VENTURES IV RESERVE FUND, L.P. AT COST 25,000 35,554
AXIOM INTERNATIONAL EQUITY FUND AT COST 59,848,308 51,449,373
BBH CREDIT VALUE FUND AT COST 19,590,003 20,080,297
BELLWETHER CO-INVEST, L.P. AT COST 2,500,000 2,717,448
BRANDYWINE GLOBAL OPPORTUNISTIC AB RET AT COST 68,499,749 68,249,542
BRENTWOOD ASSOCIATES IX, L.P. AT COST 1,811,680 33,104
C/R JADE PARTNERS, L.P. AT COST 471,675 383,841
CANVAS VENTURE FUND, L.P. AT COST 2,629,081 7,237,750
CANVAS VENTURES 2, L.P. AT COST 3,484,340 3,416,461
CARLYLE ASIA GROWTH PARTNERS III, L.P. AT COST 690,239 0
CARLYLE ASIA GROWTH PARTNERS IV, L.P. AT COST 278,962 1,047,517
CARLYLE ASIA GROWTH PARTNERS V, L.P. AT COST 2,964,550 5,399,690
CARLYLE ASIA PARTNERS II, L.P. AT COST 0 81,556
CARLYLE ASIA PARTNERS IV, L.P. AT COST 4,826,942 6,745,918
CARLYLE ASIA PARTNERS V, L.P. AT COST 638,032 737,678
CARLYLE EUROPE PARTNERS II, L.P. AT COST 0 80,575
CARLYLE EUROPE PARTNERS III, L.P. AT COST 0 676,972
CARLYLE EUROPE PARTNERS IV, L.P. AT COST 4,924,852 6,571,107
CARLYLE EUROPE PARTNERS V, L.P. AT COST 1,025,614 904,027
CARLYLE EUROPE REAL ESTATE PARTNERS III, L.P. AT COST 1,444,129 299,979
CARLYLE INTERNATIONAL ENERGY PARTNERS, L.P. AT COST 4,212,144 6,479,020
CARLYLE JAPAN INTERNATIONAL PARTNERS, L.P. AT COST 4,008 8,148
CARLYLE PARTNERS IV, L.P. AT COST 0 258,713
CARLYLE PARTNERS V, L.P. AT COST 0 1,393,770
CARLYLE PARTNERS VI, L.P. AT COST 6,651,931 12,357,055
CARLYLE PARTNERS VII, L.P. AT COST 2,806,757 2,568,384
CARLYLE REALTY FOREIGN INVESTORS III, L.P. AT COST 0 4,086,636
CARLYLE REALTY HALLEY COINVESTMENT IV, L.P. AT COST 0 46,127
CARLYLE REALTY MASTER COINVESTMENT IV, L.P. AT COST 1,785,473 0
CARLYLE REALTY PARTNERS IV AIV, L.P. AT COST 0 875,961
CARLYLE REALTY PARTNERS IV, L.P. AT COST 3,563,295 2,480,249
CARLYLE REALTY PARTNERS V AIV, L.P. AT COST 0 559,663
CARLYLE REALTY PARTNERS V, L.P. AT COST 0 1,828,070
CARLYLE REALTY PARTNERS VI, L.P. AT COST 0 748,140
CARLYLE REALTY PARTNERS VII, L.P. AT COST 1,355,533 4,509,848
CARLYLE REALTY PARTNERS VIII, L.P. AT COST 1,712,048 1,674,333
CARLYLE STRATEGIC PARTNERS II, L.P. AT COST 0 235,896
CARLYLE US EQUITY OPPORTUNITY FUND II, L.P. AT COST 5,720,831 5,649,473
CARLYLE VENTURE PARTNERS II, L.P. AT COST 711,008 156,507
CARLYLE VENTURE PARTNERS III, L.P. AT COST 0 81,588
CARLYLE/RIVERSTONE GLOBAL ENERGY & PWR FND II, L.P. AT COST 735,101 586,601
CARLYLE/RIVERSTONE TE PARTNERS III, L.P. AT COST 270,620 1,165,697
CEPSA (MATADOR COINVESTMENT) AT COST 1,763,527 1,775,377
CLARUS LIFESCIENCES III, L.P. AT COST 3,834,183 5,969,570
CLARUS LIFESCIENCES IV, L.P. AT COST 2,396,361 2,972,602
DAG VENTURES II, L.P. AT COST 1,746,808 309,756
DAG VENTURES III-QP, L.P. AT COST 0 577,085
DAG VENTURES VI, L.P. AT COST 4,003,828 4,040,943
DAG VENTURES, L.P. AT COST 699,179 344,283
ENERGY CAPITAL PARTNERS IV, L.P. AT COST 1,515,091 1,823,120
ENERGY SPECTRUM PART VI AZURE MIDSTREAM AT COST 2,075,993 1,560,547
ENERGY SPECTRUM PART VI, L.P. AT COST 98,575 1,488,512
ENERGY SPECTRUM PART VII, L.P. AT COST 5,017,626 6,264,310
ENERGY SPECTRUM PART VIII, L.P. AT COST 627,461 433,416
ENERGY TRUST PARTNERS III, L.P. AT COST 81,136 114,000
ENERGY TRUST PARTNERS IV, L.P. AT COST 1,001,206 1,373,468
ENERGY TRUST PARTNERS V, L.P. AT COST 4,193,190 5,804,298
FELICIS VENTURE V, L.P. AT COST 5,430,000 8,778,487
FELICIS VENTURE VI, L.P. AT COST 3,926,760 4,050,535
FRAZIER LIFE SCIENCES IX, L.P. AT COST 3,360,000 6,736,320
FRAZIER LIFE SCIENCES VIII, L.P. AT COST 2,666,010 4,208,000
GENESIS CAPITAL I, L.P. AT COST 5,647,545 9,780,926
GREENSPRING MICRO I, L.P. AT COST 2,095,810 2,426,629
GREENSPRING MICRO II, L.P. AT COST 1,558,146 1,596,691
GREENSPRING OPPORTUNITIES IV, L.P. AT COST 7,355,999 9,018,803
GREENSPRING OPPORTUNITIES V, L.P. AT COST 5,600,000 6,596,174
GREENSPRING SPV VII, L.P. (BRIGHT HEALTH) AT COST 2,000,000 2,000,308
HARBERT EUROPEAN REAL ESTATE FUND II, L.P. AT COST 0 3,422
HIGH ALPHA CAPITAL FUND II L.P. AT COST 1,640,000 1,905,874
HIGHLAND CAPITAL PARTNERS 10 L.P. AT COST 1,410,000 1,479,867
HIGHLAND LEADERS FUND I, L.P. AT COST 450,000 435,408
HYDE PARK VENTURE PARTNERS III, L.P. AT COST 210,000 198,229
ICON VENTURES V L.P. AT COST 7,906,666 6,372,015
ICON VENTURES VI L.P. AT COST 5,091,517 5,190,792
INVESTMENTS - ALT INV - ANNUAL REPORT AT COST 2,341,929 2,341,929
KKR AMERICAS FUND XII, L.P. AT COST 3,451,200 3,747,336
KKR ASIAN FUND III, L.P. AT COST 2,635,967 3,552,288
KKR ENERGY INCOME AND GROWTH FUND II, L.P. AT COST 2,906,787 2,952,642
KKR ENERGY INCOME AND GROWTH FUND I-TE, L.P. AT COST 4,894,597 4,008,627
KKR HEALTH CARE STRATEGIC GROWTH FUND AT COST 1,513,226 2,247,992
KKR SPECIAL SITUATIONS FUND II, L.P. AT COST 5,451,459 5,841,256
KPCB DIGITAL GROWTH FUND III, LLC. AT COST 10,523,929 13,003,413
KPCB XVII, LLC. AT COST 4,980,000 6,651,490
KSL CAPITAL PART CREDIT OPP FND II AT COST 1,065,467 1,194,811
KSL CAPITAL PARTNERS IV, L.P. AT COST 3,822,110 4,838,027
KSL CAPITAL PARTNERS V, L.P. AT COST 161,750 62,632
LAZARD EM DEBT BLEND AT COST 24,572,057 25,834,644
LIGHTSTONE VENTURES II, L.P. AT COST 776,700 959,399
LIGHTSTONE VENTURES, L.P. AT COST 2,197,449 4,058,898
M/C VENTURE PARTNERS V, L.P. AT COST 0 6,713
M/C VENTURE PARTNERS VI, L.P. AT COST 0 11,106
M/C VENTURE PARTNERS VII, L.P. AT COST 2,419,026 5,513,769
M/C VENTURE PARTNERS VIII, L.P. AT COST 573,552 286,989
MAYFIELD SELECT, L.P. AT COST 980,000 2,030,243
MAYFIELD XV, L.P. AT COST 1,180,000 1,899,413
MERITECH CAPITAL PARTNERS III, L.P. AT COST 0 49,868
MERITECH CAPITAL PARTNERS IV, L.P. AT COST 0 4,909,830
MERITECH CAPITAL PARTNERS V, L.P. AT COST 3,950,582 16,088,207
MERITECH CAPITAL PARTNERS VI, L.P. AT COST 4,837,500 5,330,747
MONDRIAN EMERGING MARKETS EQUITY FUND AT COST 25,934,560 28,518,384
MORGENTHALER PARTNERS VII, L.P. AT COST 1,741,899 72,722
MORGENTHALER PARTNERS VIII, L.P. AT COST 0 2,891,677
MORGENTHALER PRIVATE EQUITY PARTNERS II, L.P. AT COST 3,418,146 4,646,900
MORGENTHALER PRIVATE EQUITY PARTNERS, L.P. AT COST 0 2,643,579
MORGENTHALER VENTURE PARTNERS IX, L.P. AT COST 0 2,328,934
MTS-MKG, LLC AT COST 0 36,253
NEWBRIDGE ASIA IV, L.P. AT COST 0 88,429
NFX CAPITAL FUND I, L.P. AT COST 3,735,000 4,072,299
NFX CAPITAL FUND II, L.P. AT COST 200,000 149,472
NGP NATURAL RESOURCES XI, L.P. AT COST 5,021,216 6,589,708
NGP NATURAL RESOURCES XII, L.P. AT COST 3,254,016 3,219,771
OAKTREE EMERGING MKTS OPP FUND II, L.P. AT COST 2,371,516 2,210,053
OAKTREE EMERGING MKTS OPP FUND, L.P. AT COST 0 1,064,440
OAKTREE OPPORTUNITIES FUND IX, L.P. AT COST 5,412,827 7,367,566
OAKTREE OPPORTUNITIES FUND X, L.P. AT COST 7,134,638 9,372,478
OAKTREE OPPORTUNITIES FUND XB, L.P. AT COST 3,750,000 3,619,075
OAKTREE PRINCIPAL FUND V, L.P. AT COST 0 125,730
OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. AT COST 106,107 3,525,738
OAKTREE REAL ESTATE OPPORTUNITIES FUND VII, L.P. AT COST 6,493,601 8,622,854
OAKTREE US SENIOR LOAN FUND AT COST 42,506,336 44,177,092
OCM ASIA PRINCIPAL OPPORTUNITIES FUND, L.P. AT COST 650,392 30,248
OCM EUROPEAN CREDIT OPPORTUNITIES FUND, L.P. AT COST 18,134,854 107,372
OCM EUROPEAN PRINCIPAL OPPORTUNITIES FUND II, L.P. AT COST 0 45,201
OCM GLOBAL HIGH YIELD BOND FUND, L.P. AT COST 39,691,431 37,985,997
OCM HIGH YIELD PLUS FEEDER FUND, L.P. AT COST 0 1,357,466
OCM OPPORTUNITIES FUND VI, L.P. AT COST 0 921
OCM OPPORTUNITIES FUND VII, L.P. AT COST 0 373,001
OCM OPPORTUNITIES FUND VIIB, L.P. AT COST 0 272,142
OCM OPPORTUNITIES FUND VIII, L.P. AT COST 0 229,502
OCM OPPORTUNITIES FUND VIIIB CAYMAN, L.P. AT COST 0 1,729,677
OCM PRINCIPAL OPPORTUNITIES FUND IV, L.P. AT COST 0 80,918
OCM REAL ESTATE OPPORTUNITIES FUND IV, L.P. AT COST 0 218,230
OCM REAL ESTATE OPPORTUNITIES FUND V, L.P. AT COST 0 339,355
OPENVIEW VENTURE PARTNERS V, L.P. AT COST 3,879,362 6,065,661
PEAR VENTURES III, L.P. AT COST 43,750 28,701
PHOENIX REAL ESTATE FUND IX, L.P. AT COST 333,036 331,914
PIONEER SQUARE VENTURES FUND I, L.P. AT COST 1,625,000 1,464,399
QUESTMARK PARTNERS IV, L.P. AT COST 3,490,170 6,288,023
REDPOINT OMEGA II, L.P. AT COST 2,779,885 6,745,793
REDPOINT OMEGA III, L.P. AT COST 2,413,569 3,093,143
REDPOINT OMEGA, L.P. AT COST 0 6,921,185
REDPOINT VENTURES II, L.P. AT COST 0 34,827
REDPOINT VENTURES III, L.P. AT COST 48,116 1,029,271
REDPOINT VENTURES IV, L.P. AT COST 1,812,416 1,872,648
REDPOINT VENTURES V, L.P. AT COST 241,981 4,695,642
REDPOINT VENTURES VI, L.P. AT COST 5,172,000 7,254,771
REDPOINT VENTURES VII, L.P. AT COST 2,905,000 3,354,399
RESURGENS TECHNOLOGY PARTNERS, L.P. AT COST 1,929,762 1,925,547
RIVERSTONE GLOBAL ENERGY & POWER FUND V, L.P. AT COST 5,638,361 3,476,223
RIVERSTONE GLOBAL ENERGY & POWER FUND VI, L.P. AT COST 6,011,198 4,168,196
RIVERSTONE/CARLYLE TE PARTNERS IV, L.P. AT COST 1,058,431 1,450,871
RREEF GLOBAL OPPORTUNITY FUND II, L.P. AT COST 2,423,249 40,663
SANDS CAPITAL PRIVATE GROWTH FUND II, L.P. AT COST 3,550,589 7,568,922
SANDS CAPITAL PRIVATE GROWTH FUND III, L.P. AT COST 1,977,416 1,992,844
SANDS CAPITAL PRIVATE GROWTH FUND, L.P. AT COST 1,335,553 1,714,948
SANDS CAPITAL PRIVATE GROWTH II-MB, L.P. AT COST 600,000 588,587
SANFORD C. BERNSTEIN & CO., LLC AT COST 23,874,754 24,624,269
TA SDF II DO FEEDER, L.P. AT COST 0 96,914
TA SDF II ECM FEEDER, L.P. AT COST 10,984 0
TA SUBORDINATED DEBT FUND II, L.P. AT COST 0 62,650
TA XI DO FEEDER, L.P. AT COST 0 720,392
TA XI ECM FEEDER, L.P. AT COST 22,712 28,220
TA XI FS-A FEEDER, L.P. AT COST 0 61,613
TA XI NX AIV, L.P. AT COST 0 73,159
TA XI SMM FEEDER, L.P. AT COST 56,831 23,194
TA XI, L.P. AT COST 0 2,796,293
TPG ASIA PARTNERS V, L.P. AT COST 159,178 685,911
TPG ASIA V DELAWARE, L.P. AT COST 54,929 118,031
TPG ASIA V DFI AIV 1, L.P. AT COST 0 569
TPG ASIA V SF AIV, L.P. AT COST 0 230,010
TPG ASIA VI, L.P. AT COST 4,211,726 6,917,199
TPG ASIA VII, L.P. AT COST 2,408,839 2,483,223
TPG BIOTECH PART IV UNCHAINED LABS AT COST 2,637,600 1,710,187
TPG BIOTECH PART V ENGAGE THERAPEUTICS INC AT COST 1,922,855 1,906,282
TPG BIOTECH PART V ENTASIS THERAPEUTICS INC AT COST 2,875,130 1,092,012
TPG BIOTECHNOLOGY PARTNERS IV, L.P. AT COST 2,646,147 2,075,807
TPG BIOTECHNOLOGY PARTNERS V, L.P. AT COST 4,371,914 5,444,494
TPG BLUEGRASS V - AIV 1, L.P. AT COST 0 330
TPG GROWTH III, L.P. AT COST 2,743,227 4,988,653
TPG GROWTH IV, L.P. AT COST 3,129,412 3,113,686
TPG LUNA V AIV, L.P. AT COST 0 473
TPG MEDIA V -AIV, L.P. AT COST 37,043 87,896
TPG PARTNERS III, L.P. AT COST 0 4,834
TPG PARTNERS IV, L.P. AT COST 0 10,608
TPG PARTNERS V, L.P. AT COST 0 157,293
TPG PARTNERS VI, L.P. AT COST 0 1,055,827
TPG PARTNERS VII, L.P. AT COST 7,630,173 10,333,804
TPG PARTNERS VIII, L.P. AT COST 70,543 0
TPG REAL ESTATE PARTNERS II, L.P. AT COST 1,554,423 3,751,159
TPG REAL ESTATE PARTNERS III, L.P. AT COST 537,902 381,307
TPG UMBRELLA IV, L.P. AT COST 155,327 72,973
TPG V HAMLET AIV, L.P. AT COST 351,388 0
TPG V VE AIV I, L.P. AT COST 15,355 21,154
UNICORN PARTNERS FUND I, L.P. AT COST 5,893,778 8,354,957
UNICORN PARTNERS FUND II, L.P. AT COST 3,175,240 3,530,287
UNICORN PARTNERS FUND III, L.P. AT COST 300,150 259,607
VALPOINT ENERGY PARTNERS II, LLC AT COST 1,740,000 1,638,693
VARO COINVESTMENT, L.P. AT COST 0 2,464,046
VENSANA CAPITAL I, L.P. AT COST 191,971 172,353
VERSANT VANTAGE I, L.P. AT COST 2,283,261 2,715,667
VERSANT VENTURE CAPITAL I, L.P. AT COST 0 21,628
VERSANT VENTURE CAPITAL II, L.P. AT COST 186,874 197,897
VERSANT VENTURE CAPITAL III, L.P. AT COST 841,912 1,373,959
VERSANT VENTURE CAPITAL IV, L.P. AT COST 853,362 3,871,931
VERSANT VENTURE CAPITAL V, L.P. AT COST 788,974 18,808,937
VERSANT VENTURE CAPITAL VI, L.P. AT COST 6,206,551 9,707,099
VERSANT VENTURE CAPITAL VII, L.P. AT COST 1,195,333 953,759
VOYAGER CAPITAL FUND IV, L.P. AT COST 2,936,373 4,766,612
VOYAGER CAPITAL FUND V, L.P. AT COST 838,014 846,236
WARBURG PINCUS (BERMUDA) PRIVATE EQUITY IX, L.P. AT COST 0 64,329
WARBURG PINCUS (CALLISTO II) PRIVATE EQUITY X, L.P. AT COST 45,820 4,024
WARBURG PINCUS CHINA, L.P. AT COST 4,898,100 6,544,303
WARBURG PINCUS ENERGY, L.P. AT COST 4,311,496 4,742,957
WARBURG PINCUS EQUITY PARTNERS, L.P. AT COST 0 29,555
WARBURG PINCUS GLOBAL GROWTH, L.P. AT COST 1,284,000 1,170,644
WARBURG PINCUS PRIVATE EQUITY IX, L.P. AT COST 0 397,068
WARBURG PINCUS PRIVATE EQUITY VIII, L.P. AT COST 0 36,164
WARBURG PINCUS PRIVATE EQUITY X O&G, L.P. AT COST 296,446 65,779
WARBURG PINCUS PRIVATE EQUITY X, L.P. AT COST 0 2,809,561
WARBURG PINCUS PRIVATE EQUITY XI, L.P. AT COST 5,578 4,968,387
WARBURG PINCUS PRIVATE EQUITY XII, L.P. AT COST 9,138,728 11,861,576
WESTWOOD GLOBAL INVEST EMERGING MKTS FD AT COST 41,244,706 47,173,604
WINDROSE HEALTH INVESTORS III, L.P. AT COST 0 8,012,501
WINDROSE HEALTH INVESTORS IV, L.P. AT COST 1,990,457 5,904,070
WINDROSE HEALTH INVESTORS V, L.P. AT COST 1,015,762 911,801
WINDROSE HEALTH PARTNERS II, L.P. AT COST 0 26,997