Instrumentl eFile Render
Object ID: 202103139349100640 - Rendered 2024-05-05
TIN: 47-3945413
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
20
Open to Public Inspection
For calendar year 2020, or tax year beginning
01-01-2020
, and ending
12-31-2020
Name of foundation
Arnall Family Foundation
Number and street (or P.O. box number if mail is not delivered to street address)
911 NW 57th Street
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Oklahoma City
,
OK
73118
A Employer identification number
47-3945413
B
Telephone number (see instructions)
(405) 546-5075
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
90,019,987
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
100,689,705
2
Check
.............
3
Interest on savings and temporary cash investments
4,528
4,528
4
Dividends and interest from securities
...
8,878
8,878
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-107,873
b
Gross sales price for all assets on line 6a
2,320,216
7
Capital gain net income (from Part IV, line 2)
...
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
691,294
12
Total.
Add lines 1 through 11
........
101,286,532
13,406
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
504,558
504,558
15
Pension plans, employee benefits
.......
18,130
18,130
16a
Legal fees (attach schedule)
.........
16,413
16,413
b
Accounting fees (attach schedule)
.......
8,464
2,115
6,349
c
Other professional fees (attach schedule)
....
453,911
453,911
17
Interest
...............
681
681
18
Taxes (attach schedule) (see instructions)
...
36,012
36,012
19
Depreciation (attach schedule) and depletion
...
9,300
20
Occupancy
..............
59,805
59,805
21
Travel, conferences, and meetings
.......
14,002
14,002
22
Printing and publications
..........
10,769
10,769
23
Other expenses (attach schedule)
.......
164,523
6,342
155,191
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
1,296,568
8,457
1,275,821
25
Contributions, gifts, grants paid
.......
14,712,383
14,712,383
26
Total expenses and disbursements.
Add lines 24 and 25
16,008,951
8,457
15,988,204
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
85,277,581
b
Net investment income
(if negative, enter -0-)
4,949
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2020)
Form 990-PF (2020)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
917,977
88,524,580
88,524,580
2
Savings and temporary cash investments
.........
3
Accounts receivable
170,000
Less: allowance for doubtful accounts
170,000
170,000
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
5,680
5,560
5,560
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,268,542
c
Investments—corporate bonds (attach schedule)
.......
1,174,895
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,269,624
1,288,793
1,288,793
14
Land, buildings, and equipment: basis
46,986
Less: accumulated depreciation (attach schedule)
15,932
96,593
31,054
31,054
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,733,311
90,019,987
90,019,987
17
Accounts payable and accrued expenses
..........
3,089
12,184
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
3,089
12,184
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
4,730,222
90,007,803
29
Total net assets or fund balances
(see instructions)
.....
4,730,222
90,007,803
30
Total liabilities and net assets/fund balances
(see instructions)
.
4,733,311
90,019,987
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
4,730,222
2
Enter amount from Part I, line 27a
.....................
2
85,277,581
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
90,007,803
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
90,007,803
Form
990-PF
(2020)
Form 990-PF (2020)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
ST Through Fidelity 1830
P
2019-08-29
2020-06-11
b
LT Through Fidelity 1830
P
2019-02-08
2020-06-11
c
d
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,911,999
2,045,614
-133,615
b
408,217
383,211
25,006
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-133,615
b
25,006
c
d
e
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-108,609
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
-133,615
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1
Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved
...........................
2
3
Reserved
...........................
3
4
Reserved
...........................
4
5
Reserved
...........................
5
6
Reserved
...........................
6
7
Reserved
...........................
7
8
Reserved
,..........................
8
Form
990-PF
(2020)
Form 990-PF (2020)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Reserved
................................
1
69
c
All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
69
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
69
6
Credits/Payments:
a
2020 estimated tax payments and 2019 overpayment credited to 2020
6a
15,000
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
15,000
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
14,931
11
Enter the amount of line 10 to be:
Credited to 2021 estimated tax
14,931
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
OK
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2020)
Form 990-PF (2020)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
arnallfamilyfoundation.com
14
The books are in care of
The Foundation
Telephone no.
(405) 546-5075
Located at
5617 N Classen Blvd
Oklahoma City
OK
ZIP+4
73118
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2020?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2020?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2020 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2020.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
4b
No
Form
990-PF
(2020)
Form 990-PF (2020)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Sue Ann Arnall
President
25.00
0
911 NW 57th Street
Oklahoma City
,
OK
73118
Jane Lerum
Director
5.00
0
911 NW 57th Street
Oklahoma City
,
OK
73118
Hilary Honor Hamm
Director
5.00
0
911 NW 57th Street
Oklahoma City
,
OK
73118
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
L Laird
VP, Programs
40.00
133,000
7,000
911 NW 57th Street
Oklahoma City
,
OK
73118
A Mayden
Creative Mgr
40.00
73,980
3,894
911 NW 57th Street
Oklahoma City
,
OK
73118
J Cutler
Program Officer
40.00
80,040
2,417
911 NW 57th Street
Oklahoma City
,
OK
73118
L Doll
Program Officer
40.00
68,360
1,755
911 NW 57th Street
Oklahoma City
,
OK
73118
M Smith
Graphic Designer
40.00
52,375
911 NW 57th Street
Oklahoma City
,
OK
73118
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2020)
Form 990-PF (2020)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
Asemio LLC
Consulting/Softwr Devel
101,250
107 N Boulder Ave Suite A
Tulsa
,
OK
74103
Impact Accelerator LLC
Management Fees
55,000
2545 S Kelley Ave Suite F
Edmond
,
OK
73013
Saxum
Consulting/Marketing
141,092
621 N Robinson Ave Suite 600
Oklahoma City
,
OK
73102
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2020)
Form 990-PF (2020)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
567,544
b
Average of monthly cash balances
.......................
1b
4,298,172
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,865,716
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
4,865,716
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
72,986
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,792,730
6
Minimum investment return.
Enter 5% of line 5
..................
6
239,637
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
239,637
2a
Tax on investment income for 2020 from Part VI, line 5
......
2a
69
b
Income tax for 2020. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
69
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
239,568
4
Recoveries of amounts treated as qualifying distributions
................
4
493,892
5
Add lines 3 and 4
............................
5
733,460
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
733,460
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
15,988,204
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
15,988,204
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
15,988,204
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2020)
Form 990-PF (2020)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2019
(c)
2019
(d)
2020
1
Distributable amount for 2020 from Part XI, line 7
733,460
2
Undistributed income, if any, as of the end of 2020:
a
Enter amount for 2019 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2020:
a
From 2015
......
b
From 2016
......
c
From 2017
......
d
From 2018
......
e
From 2019
......
26,754,620
f
Total
of lines 3a through e
........
26,754,620
4
Qualifying distributions for 2020 from Part
XII, line 4:
$
15,988,204
a
Applied to 2019, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2020 distributable amount
.....
733,460
e
Remaining amount distributed out of corpus
15,254,744
5
Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
42,009,364
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2019. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2020. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2021
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
42,009,364
8
Excess distributions carryover from 2015 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2021.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2016
....
b
Excess from 2017
....
c
Excess from 2018
....
d
Excess from 2019
....
e
Excess from 2020
....
Form
990-PF
(2020)
Form 990-PF (2020)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2020
(b)
2019
(c)
2018
(d)
2017
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
Sue Ann Arnall
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
Sue Ann Arnall
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
Arnall Family Foundation
5617 N Classen Blvd Suite 100
Oklahoma City
,
OK
73118
(405) 546-5075
www.arnallfamilyfoundation.com
b
The form in which applications should be submitted and information and materials they should include:
Application should include a written narrative of the organization and its needs, a current financial statement and budget for the organization, and any other items requested in the specific grant instructions.
c
Any submission deadlines:
As indicated by specific grant instructions.
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
As indicated by specific grant instructions.
Form
990-PF
(2020)
Form 990-PF (2020)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Homeless Alliance Inc
1724 NW 4th Street
Oklahoma City
,
OK
73106
None
PC
Diversion Hub Housing Navigator
65,000
Days End Farm Horse Rescue
1372 Woodbine Road
Woodbine
,
MD
21797
None
PC
Equine Rescue and Adoption
89,820
Denver Dumb Friends League
2080 S Quebec Street
Denver
,
CO
80231
None
PC
Equine Rescue and Adoption
89,820
North Oklahoma Cty Mental Health Ctr
PO Box 12978
Oklahoma City
,
OK
73157
None
PC
Youth Homeless Transition Drop in and Overnight Safe Care Center
148,701
The Fund for Animals
1255 23rd Street NW
Washington
,
DC
20037
None
PC
Animal Protection, Advocacy and Rescue
137,500
New Vocations Racehorse Adoption
719 Dolan Lane
Lexington
,
KY
40511
None
PC
Equine Rescue and Adoption
50,000
Boys & Girls Club of Oklahoma
3535 N Western Ave
Oklahoma City
,
OK
73118
None
PC
Flight for Futures
7,500
CASA of Oklahoma County
5905 N Classen Court 302
Oklahoma City
,
OK
73118
None
PC
Child Welfare Programs
75,000
3 Girls Animal Rescue Inc
PO Box 1001
Shady Point
,
OK
74956
None
PC
Companion Animal Rescue
103,000
Oklahoma Center for Nonprofits Inc
720 W Wilshire Blvd
Oklahoma City
,
OK
73116
None
PC
PPE starter packs; Operating Funds for training
55,000
Univ of Central OK Fostering Succes
100 N University Drive
Edmond
,
OK
73034
None
PC
College Degree Support Program for former Foster Care Students
36,442
Oklahoma School of Science Mathemat
1141 N Lincoln Blvd
Oklahoma City
,
OK
73104
None
PC
General Unrestricted
10,000
Nexus Equine Inc
PO Box 54572
Oklahoma City
,
OK
73154
None
PC
Equine Rescue and Adoption; Professional Trainer
39,900
Univ Tulsa College of Law
3120 East Fourth Place
Tulsa
,
OK
74104
None
PC
Arnall Scholars Endowment Fund
3,000,000
University of PA Trustees
382 West Street Road
Kennett Square
,
PA
19348
None
PC
Animal Shelter Medicine Educational Program
220,337
ASPCA
424 East 92nd Street
New York
,
NY
10128
None
PC
The Right Horse Initiative
1,000,000
Citizens for Juvenile Justice
320 Robert S Kerr Avenue
Oklahoma City
,
OK
73102
None
PC
Juvenile Justice Programs for At Risk Youth
24,500
Kentucky Humane Society
1000 Lyndon Lane Suite A
Louisville
,
KY
40222
None
PC
Companion Animal Rescue, Advocacy and Adoption
420,725
Pivot Inc
201 NE 50th Street
Oklahoma City
,
OK
73105
None
PC
Support programs for At Risk Youth; Homeless Transition Center
320,000
Citizens for Children and Families
2108 NW 59th Circle
Oklahoma City
,
OK
73112
None
PC
Family TREE for Families in the Child Welfare System
30,000
Parent Promise--Exchange Club of OK
915 N Robinson
Oklahoma City
,
OK
73102
None
PC
Support Programs for At Risk Parents and Families to reduce abuse and neglect
184,448
Heart of Phoenix Equine Rescue
PO Box 81
Shoals
,
WV
25562
None
PC
Equine Rescue and Adoption; Facility Expansion
197,500
Animal Balance
2811 SE 29th Street
Oklahoma City
,
OK
73129
None
PC
Companion Animal Spay and Neuter Programs and Advocacy
62,370
Oklahoma County Diversion Hub
220 NW 10th Street
Oklahoma City
,
OK
73103
Affiliated Entity
PC
Life Stabilizing Services and Programs for Navigating the Criminal Justice System
3,000,000
TEEM Education and Employment Minis
1501 N Classen Blvd
Oklahoma City
,
OK
73106
None
PC
Work Readiness Programs for Criminal Justice and Poverty Individuals; TEEM employment navigator; OK Pretrial Initiative
463,000
Oklahoma City Community Foundation
1000 N Broadway Avenue
Oklahoma City
,
OK
73102
None
PC
OK Disaster Fund for Animal Support
7,500
Sunbeam Family Services
1100 NW 14th
Oklahoma City
,
OK
73106
None
PC
Shine A Light Gala sponsorship
10,000
Oklahoma Contemporary Arts Center
11 NW 11th Street
Oklahoma City
,
OK
73103
None
PC
General Unrestricted
2,000,000
Oklahoma Humane Society
7500 N Western Avenue
Oklahoma City
,
OK
73116
None
PC
Rural outreach programs for animal welfare
299,700
University of Denver
2199 S University Blvd
Denver
,
CO
80208
None
PC
Animal Welfare Programs
100,000
Heartline Inc
3801 NW 63rd Street Building 1
Oklahoma City
,
OK
73116
None
PC
Youth Crisis Mobile Response and Programs
60,000
Oklahoma Halfway House
512 SW 2nd Street
Oklahoma City
,
OK
73109
None
PC
Emergency and Transitional Housing for individuals in the Criminal Justice System
485,015
Charleston Animal Society
2455 Remount Road
North Charleston
,
SC
29406
None
PC
Helping Hands for Rural Paws (HHRP) Animal Welfare Programs
242,220
Urban League of Greater OKC
3900 N Martin Luther King Ave
Oklahoma City
,
OK
73111
None
PC
Diversion Hub Case Worker; Career Navigation Support Programs; Equal Opportunity Day sponsorship
17,000
City Care Inc
2000 N Classen Blvd Suite N50
Oklahoma City
,
OK
73106
None
PC
Supportive Housing Coordinator
60,000
Communities Fdtn of OK
801 NW 63rd Street Suite 200
Oklahoma City
,
OK
73116
None
PC
Black Justice Fund and Communities for Human Rights Fund
159,112
Jazz in June
320 N Flood Ave
Norman
,
OK
73069
None
PC
Music Appreciation
2,500
Foundation for OKC Public Schools
431 W Main Street Suite E
Oklahoma City
,
OK
73102
None
PC
Douglass High School Academy of Law and Public Safety
18,000
United Way of Central OK
1444 NW 18th Street
Oklahoma City
,
OK
73106
None
PC
2020 Annual Fundraising Campaign
25,000
Prospect Community Devel Corp
2809 N Missouri Ave
Oklahoma City
,
OK
73111
None
PC
Partnerships between law enforcement and community members
18,000
Leadership Foundation of OK
2832 W Wilshire Blvd 2nd Floor
Oklahoma City
,
OK
73116
None
PC
OKC Police Department Family Awareness and Community Teamwork (FACT) program
37,500
Oklahoma Institute for Child Advoca
2915 N Classen Blvd
Oklahoma City
,
OK
73106
None
PC
2020 Heroes Ball sponsorship
2,500
Peaceful Animal Adoption Shelter
628 S Wilson Street
Vinita
,
OK
74301
None
PC
PAAS Ride to Rescuesponsorship
65,500
Arts Council of Oklahoma City
400 W California Ave
Oklahoma City
,
OK
73102
None
PC
All Access Arts--art programs for schools
5,000
Child Welfare Innovation Inc
1452 Dorchester Ave
Boston
,
MA
02122
None
PC
Partnership to leverage Family Voices for Equitable Solutions
83,600
Foundation for OKC Community Colleg
7777 South May Avenue
Oklahoma City
,
OK
73159
None
PC
Fostering Higher Education for former foster youth
100,000
Public Health Institute of Oklahoma
PO Box 60926
Oklahoma City
,
OK
73146
None
PC
Sponsorship of 2020 Turning Point Conference
2,500
Tulsa Community Foundation
7030 South Yale Avenue
Tulsa
,
OK
74136
None
PC
Greenwood Rising History Center
100,000
Hope for the Future Inc
3200 NW 48th St Suite 201
Oklahoma City
,
OK
73112
None
PC
Building Capacity and Operating Support
52,750
United Methodist Circle of Care Inc
1501 NW 24th Street Suite 214
Oklahoma City
,
OK
73106
None
PC
Southeast expansion for foster care families
142,236
OK Association for Infant Mental He
PO Box 685
Oklahoma City
,
OK
73101
None
PC
Sponsorship of 2020 Tranforming Trauma conference
2,500
Poetic Justice Inc
1423 Terrace Drive
Tulsa
,
OK
74104
None
PC
Support of criminal justice reform programs
15,000
The Care Center
1403 N Ashton Place
Oklahoma City
,
OK
73117
None
PC
Sponsorship of Fight to the Finish Campaign for child welfare
260,000
Connect our Kids
1069 West Broad Street Suite 778
Falls Church
,
VA
22046
None
PC
Family Connections Pilot to help children find forever homes
20,000
City Care Inc
2400 General Pershing Blvd
Oklahoma City
,
OK
73107
None
PC
Capital Campaign for OKC Low Barrier night shelter
300,000
Oklahoma Policy Institute
907 S Detroit Avenue Suite 1005
Tulsa
,
OK
74120
None
PC
Criminal Justice policy research and advocacy
20,000
Cut It Forward
3515 N Classen Blvd
Oklahoma City
,
OK
73118
None
PC
Hair and Skin Care resources for foster and adopted children of color.
16,500
Halo Project International
401 E Memorial Road
Oklahoma City
,
OK
73114
None
PC
Child Welfare Programs for Foster and Adoptive Children
75,015
Community Action Agency
319 SW 25th Street
Oklahoma City
,
OK
73109
None
PC
VITA Earned Income Credit Tax Services
1,700
Reach Out and Read
89 South Street Suite 201
Boston
,
MA
02111
None
PC
Building Healthy Brains and Healthy Lives program
5,000
Thrive Inc
3000 United Founders Blvd Ste 247
Oklahoma City
,
OK
73112
None
PC
Child Welfare Programs
10,000
ASPCA
424 East 92nd Street
New York
,
NY
10128
None
PC
Donation of Horse Trailer to The Right Horse Initiative
60,472
Total
.................................
3a
14,712,383
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2020)
Form 990-PF (2020)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
4,528
4
Dividends and interest from securities
....
14
8,878
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
1
43,300
8
Gain or (loss) from sales of assets other than
inventory
............
18
736
-108,609
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
Federal Income Tax Refund
1
58,721
b
PPP Loan Forgiven
1
95,381
c
Return of Unused Grant Monies
42
493,892
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
705,436
-108,609
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
596,827
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2020)
Form 990-PF (2020)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below?
See instructions.
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2020)
Additional Data
Software ID:
20011551
Software Version:
2020v4.0
Form 990PF - Special Condition Description:
Special Condition Description