TY 2020 InvestmentsOtherSchedule2
Name:
RICHARD KING MELLON FOUNDATION
EIN:
25-1127705
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
ABERDEEN ASIA PARTNERS III, L.P. AT COST 2,937,987 6,731,570
ABERDEEN INTERNATIONAL PARTNERS, L.P. AT COST 0 1,186,994
ABERDEEN NEXT GENERATION PARTNERS V, L.P. AT COST 0 1,668,480
ABERDEEN VENTURE PARTNERS IX, L.P. AT COST 4,365,592 7,654,258
ABERDEEN VENTURE PARTNERS VI, L.P. AT COST 0 1,586,413
ABERDEEN VENTURE PARTNERS VIII SPV-C, L.P. AT COST 651,374 4,068,665
ABERDEEN VENTURE PARTNERS VIII, L.P. AT COST 0 8,287,801
ABERDEEN VENTURE PARTNERS X, L.P. AT COST 4,434,868 6,003,799
ABERDEEN VENTURE PARTNERS XI, L.P. AT COST 1,580,000 1,690,986
ABERDEEN VENTURE PARTNERS XII, L.P. AT COST 350,000 311,996
ACE REDPOINT VENTURES CHINA I, L.P. AT COST 6,510,000 9,019,709
ACE REDPOINT VENTURES CHINA II, L.P. AT COST 1,540,000 1,518,947
ALTIRA TECHNOLOGY FUND VI, L.P. AT COST 4,869,321 10,587,095
ALTOS HYBRID 3 M, LLC AT COST 2,725,241 2,695,353
ALTOS HYBRID 3, L.P. AT COST 3,500,000 4,462,442
ALTOS HYBRID 4, L.P. AT COST 1,050,000 1,036,271
ALTOS KOREA OPPORTUNITY FUND 4, L.P. AT COST 1,250,000 1,210,079
ALTOS VENTURES IV LIQUIDITY FUND, L.P. AT COST 2,353,807 10,251,850
ALTOS VENTURES IV RESERVE FUND, L.P. AT COST 125,000 270,094
AMPLIFY PARTNERS IV, L.P. AT COST 363,000 336,711
AMPLIFY PARTNERS SELECT FUND IV, L.P. AT COST 96,000 86,202
AXIOM INTERNATIONAL EQUITY FUND AT COST 67,160,195 70,417,997
BBH CREDIT VALUE FUND AT COST 19,590,003 19,939,510
BELLWETHER CO-INVEST, L.P. AT COST 2,500,000 3,163,127
BLUE LAKE CAPITAL FUND III,L.P. AT COST 916,767 853,486
BRANDYWINE GLOBAL OPPORTUNISTIC AB RET AT COST 68,499,749 72,468,132
C/R JADE PARTNERS, L.P. AT COST 471,675 233,302
CANVAS VENTURE FUND, L.P. AT COST 2,629,081 9,755,587
CANVAS VENTURES 2, L.P. AT COST 5,029,179 5,616,734
CANVAS VENTURES 3, L.P. AT COST 237,349 222,493
CARLYLE ASIA GROWTH PARTNERS III, L.P. AT COST 690,239 6,286
CARLYLE ASIA GROWTH PARTNERS IV, L.P. AT COST 111,613 662,419
CARLYLE ASIA GROWTH PARTNERS V, L.P. AT COST 575,100 5,083,255
CARLYLE ASIA PARTNERS II, L.P. AT COST 0 59,337
CARLYLE ASIA PARTNERS IV, L.P. AT COST 2,708,609 6,193,726
CARLYLE ASIA PARTNERS V, L.P. AT COST 1,334,500 1,653,056
CARLYLE EUROPE PARTNERS II, L.P. AT COST 0 123,321
CARLYLE EUROPE PARTNERS III, L.P. AT COST 0 565,018
CARLYLE EUROPE PARTNERS IV, L.P. AT COST 3,753,115 6,254,169
CARLYLE EUROPE PARTNERS V, L.P. AT COST 1,699,965 1,400,971
CARLYLE EUROPE REAL ESTATE PARTNERS III, L.P. AT COST 1,348,406 237,383
CARLYLE INTERNATIONAL ENERGY PARTNERS II, L.P. AT COST 1,162,799 796,341
CARLYLE INTERNATIONAL ENERGY PARTNERS, L.P. AT COST 5,541,939 6,739,889
CARLYLE JAPAN INTERNATIONAL PARTNERS, L.P. AT COST 6,279 7,105
CARLYLE PARTNERS V, L.P. AT COST 0 988,820
CARLYLE PARTNERS VI, L.P. AT COST 5,441,046 16,820,335
CARLYLE PARTNERS VII, L.P. AT COST 5,190,853 5,175,376
CARLYLE REALTY FOREIGN INVESTORS III, L.P. AT COST 0 142,143
CARLYLE REALTY HALLEY COINVESTMENT IV, L.P. AT COST 0 86,565
CARLYLE REALTY PARTNERS IV AIV, L.P. AT COST 0 584,026
CARLYLE REALTY PARTNERS IV, L.P. AT COST 3,950,951 250,147
CARLYLE REALTY PARTNERS V AIV, L.P. AT COST 0 546,941
CARLYLE REALTY PARTNERS V, L.P. AT COST 0 1,815,803
CARLYLE REALTY PARTNERS VI, L.P. AT COST 0 576,172
CARLYLE REALTY PARTNERS VII, L.P. AT COST 627,980 3,722,978
CARLYLE REALTY PARTNERS VIII, L.P. AT COST 2,933,048 3,311,407
CARLYLE STRATEGIC PARTNERS II, L.P. AT COST 0 182,119
CARLYLE US EQUITY OPPORTUNITY FUND II, L.P. AT COST 6,523,766 7,047,672
CARLYLE VENTURE PARTNERS II, L.P. AT COST 711,008 28,521
CARLYLE VENTURE PARTNERS III, L.P. AT COST 0 79,424
CARLYLE/RIVERSTONE TE PARTNERS III, L.P. AT COST 183,259 975,560
CEPSA (MATADOR COINVESTMENT) AT COST 1,849,746 1,633,336
CLARUS LIFESCIENCES III, L.P. AT COST 0 8,764,603
CLARUS LIFESCIENCES IV, L.P. AT COST 3,373,995 3,956,525
DAG VENTURES II, L.P. AT COST 1,746,808 247,754
DAG VENTURES III-QP, L.P. AT COST 0 91,953
DAG VENTURES VI, L.P. AT COST 4,650,212 5,418,257
DAG VENTURES, L.P. AT COST 249,098 137,264
ENERGY CAPITAL PART CREDIT SOL II, L.P. AT COST 11,117,967 9,608,835
ENERGY CAPITAL PARTNERS IV, L.P. AT COST 1,323,815 1,844,854
ENERGY SPECTRUM PART VI AZURE MIDSTREAM AT COST 2,075,993 1,667,241
ENERGY SPECTRUM PART VI, L.P. AT COST 132,607 1,284,884
ENERGY SPECTRUM PART VII, L.P. AT COST 5,371,215 4,848,963
ENERGY SPECTRUM PART VIII, L.P. AT COST 1,600,069 1,294,288
ENERGY TRUST PARTNERS III, L.P. AT COST 47,127 3,991
ENERGY TRUST PARTNERS IV, L.P. AT COST 1,023,878 736,956
ENERGY TRUST PARTNERS V, L.P. AT COST 4,910,666 5,403,374
FELICIS VENTURE V, L.P. AT COST 5,760,000 11,588,327
FELICIS VENTURE VI, L.P. AT COST 5,048,760 5,147,977
FELICIS VENTURE VII, L.P. AT COST 2,400,000 2,314,844
FRAZIER LIFE SCIENCES IX, L.P. AT COST 4,717,618 9,247,814
FRAZIER LIFE SCIENCES VIII, L.P. AT COST 2,834,271 6,956,602
FRAZIER LIFE SCIENCES X, L.P. AT COST 2,171,203 3,233,914
GENESIS CAPITAL I, L.P. AT COST 3,283,385 9,318,710
GREENSPRING MICRO I, L.P. AT COST 2,545,810 3,146,972
GREENSPRING MICRO II, L.P. AT COST 2,758,146 3,236,613
GREENSPRING MICRO III, L.P. AT COST 1,000,000 1,113,766
GREENSPRING OPPORTUNITIES IV, L.P. AT COST 7,595,999 15,319,530
GREENSPRING OPPORTUNITIES V, L.P. AT COST 6,370,000 8,979,192
GREENSPRING OPPORTUNITIES VI, L.P. AT COST 1,800,000 2,189,548
GREENSPRING SPV VII, L.P. (BRIGHT HEALTH) AT COST 2,293,831 4,085,966
HIGH ALPHA CAPITAL FUND II L.P. AT COST 2,800,000 4,046,210
HIGHLAND CAPITAL PARTNERS 10 L.P. AT COST 3,660,000 5,347,420
HIGHLAND LEADERS FUND I, L.P. AT COST 3,375,000 4,697,332
HYDE PARK VENTURE PARTNERS III, L.P. AT COST 450,000 351,169
ICON VENTURES V L.P. AT COST 7,829,236 6,090,533
ICON VENTURES VI L.P. AT COST 6,841,517 7,681,014
INVESTMENTS - ALT INV - ANNUAL REPORT AT COST 1,492,306 1,492,306
KKR AMERICAS FUND XII, L.P. AT COST 4,364,997 6,406,091
KKR ASIAN FUND III, L.P. AT COST 3,540,500 5,429,269
KKR DISLOCATION OPPORTUNITIES FUND, L.P. AT COST 1,362,803 1,673,453
KKR ENERGY INCOME AND GROWTH FUND II, L.P. AT COST 3,374,351 3,355,504
KKR ENERGY INCOME AND GROWTH FUND I-TE, L.P. AT COST 4,895,782 4,059,835
KKR GLOBAL CREDIT OPPORTUNITIES FUND AT COST 51,854,776 52,197,497
KKR HEALTH CARE STRATEGIC GROWTH FUND AT COST 2,446,653 4,166,955
KKR SPECIAL SITUATIONS FUND II, L.P. AT COST 5,576,937 5,660,904
KPCB DIGITAL GROWTH FUND III, LLC. AT COST 8,824,921 11,539,314
KPCB XVII, LLC. AT COST 5,340,000 7,866,142
KSL CAPITAL PART CREDIT OPP FND II AT COST 1,443,479 1,756,303
KSL CAPITAL PARTNERS IV, L.P. AT COST 4,455,629 5,473,347
KSL CAPITAL PARTNERS V, L.P. AT COST 1,234,025 1,485,395
LAZARD EM DEBT BLEND AT COST 25,416,626 26,973,737
LIGHTSTONE VENTURES II, L.P. AT COST 2,154,726 6,393,895
LIGHTSTONE VENTURES, L.P. AT COST 1,963,676 9,310,430
M/C VENTURE PARTNERS V, L.P. AT COST 0 8,849
M/C VENTURE PARTNERS VI, L.P. AT COST 0 15,404
M/C VENTURE PARTNERS VII, L.P. AT COST 2,505,983 7,736,614
M/C VENTURE PARTNERS VIII, L.P. AT COST 1,848,114 1,683,637
MAYFIELD SELECT, L.P. AT COST 942,323 2,600,106
MAYFIELD XV, L.P. AT COST 1,720,000 3,053,866
MERITECH CAPITAL PARTNERS IV, L.P. AT COST 0 2,130,368
MERITECH CAPITAL PARTNERS V, L.P. AT COST 3,740,482 37,392,979
MERITECH CAPITAL PARTNERS VI, L.P. AT COST 7,624,159 13,655,391
MERITECH CAPITAL PARTNERS VII, L.P. AT COST 480,000 435,155
MONDRIAN EMERGING MARKETS EQUITY FUND AT COST 24,429,473 33,101,830
MORGENTHALER PARTNERS VII, L.P. AT COST 1,741,899 83,148
MORGENTHALER PARTNERS VIII, L.P. AT COST 0 1,490,479
MORGENTHALER PRIVATE EQUITY PARTNERS II, L.P. AT COST 2,724,486 5,079,096
MORGENTHALER PRIVATE EQUITY PARTNERS, L.P. AT COST 0 1,216,155
MORGENTHALER VENTURE PARTNERS IX, L.P. AT COST 0 2,370,086
MTS-MKG, LLC AT COST 0 6,552
NEWBRIDGE ASIA IV, L.P. AT COST 0 7,124
NFX CAPITAL FUND I, L.P. AT COST 4,185,000 5,104,188
NFX CAPITAL FUND II, L.P. AT COST 1,500,000 1,370,311
NGP NATURAL RESOURCES XI, L.P. AT COST 5,236,348 5,284,383
NGP NATURAL RESOURCES XII, L.P. AT COST 3,903,695 3,750,444
OAKTREE EMERGING MKTS OPP FUND II, L.P. AT COST 2,911,516 2,902,268
OAKTREE EMERGING MKTS OPP FUND, L.P. AT COST 0 645,680
OAKTREE OPPORTUNITIES FUND IX, L.P. AT COST 5,199,442 6,801,364
OAKTREE OPPORTUNITIES FUND X, L.P. AT COST 6,602,470 8,963,066
OAKTREE OPPORTUNITIES FUND XB, L.P. AT COST 8,250,000 9,303,948
OAKTREE OPPORTUNITIES FUND XI, L.P. AT COST 500,000 500,000
OAKTREE PRINCIPAL FUND V, L.P. AT COST 0 30,965
OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. AT COST 106,107 3,440,176
OAKTREE REAL ESTATE OPPORTUNITIES FUND VII, L.P. AT COST 5,729,300 7,737,521
OAKTREE US SENIOR LOAN FUND AT COST 42,472,551 44,546,918
OCM ASIA PRINCIPAL OPPORTUNITIES FUND, L.P. AT COST 650,392 33,369
OCM EUROPEAN CREDIT OPPORTUNITIES FUND, L.P. AT COST 7,451 7,451
OCM EUROPEAN PRINCIPAL OPPORTUNITIES FUND II, L.P. AT COST 0 48,661
OCM GLOBAL HIGH YIELD BOND FUND, L.P. AT COST 38,549,109 38,158,278
OCM HIGH YIELD PLUS FEEDER FUND, L.P. AT COST 0 76,806
OCM OPPORTUNITIES FUND V, L.P. AT COST 0 6,492
OCM OPPORTUNITIES FUND VI, L.P. AT COST 0 2,102
OCM OPPORTUNITIES FUND VII, L.P. AT COST 0 79,505
OCM OPPORTUNITIES FUND VIIB, L.P. AT COST 0 28,598
OCM OPPORTUNITIES FUND VIII, L.P. AT COST 0 144,156
OCM OPPORTUNITIES FUND VIIIB CAYMAN, L.P. AT COST 0 1,498,833
OCM PRINCIPAL OPPORTUNITIES FUND IV, L.P. AT COST 0 57,053
OCM REAL ESTATE OPPORTUNITIES FUND IV, L.P. AT COST 0 147,216
OCM REAL ESTATE OPPORTUNITIES FUND V, L.P. AT COST 0 277,981
OCM/GFI POWER OPPORTUNITIES FUND II, L.P. AT COST 0 4,128
OPENVIEW VENTURE PARTNERS V, L.P. AT COST 5,004,362 12,979,057
OPENVIEW VENTURE PARTNERS VI, L.P. AT COST 615,000 479,520
PEAR VENTURES III, L.P. AT COST 356,250 306,750
PHOENIX REAL ESTATE FUND IX, L.P. AT COST 1,157,223 1,140,781
PIONEER SQUARE VENTURES FUND I, L.P. AT COST 2,850,000 2,631,443
QUESTMARK PARTNERS IV, L.P. AT COST 3,018,842 4,096,169
REDPOINT OMEGA II, L.P. AT COST 2,117,959 12,073,896
REDPOINT OMEGA III, L.P. AT COST 4,049,932 12,230,233
REDPOINT OMEGA, L.P. AT COST 0 12,238,653
REDPOINT VENTURES III, L.P. AT COST 0 1,087,976
REDPOINT VENTURES IV, L.P. AT COST 1,812,416 1,839,912
REDPOINT VENTURES V, L.P. AT COST 316,981 30,246,456
REDPOINT VENTURES VI, L.P. AT COST 5,172,000 8,832,451
REDPOINT VENTURES VII, L.P. AT COST 4,480,000 5,846,569
RESURGENS TECHNOLOGY PARTNERS, L.P. AT COST 2,879,882 3,716,500
RIVERSTONE GLOBAL ENERGY & POWER FUND V, L.P. AT COST 5,861,200 2,042,471
RIVERSTONE GLOBAL ENERGY & POWER FUND VI, L.P. AT COST 9,199,347 6,218,465
RIVERSTONE/CARLYLE TE PARTNERS IV, L.P. AT COST 476,380 612,409
RREEF GLOBAL OPPORTUNITY FUND II, L.P. AT COST 2,423,249 38,598
SANDS CAPITAL GLOBAL VENTURE FUND I, L.P. AT COST 2,426,696 6,969,010
SANDS CAPITAL GLOBAL VENTURE FUND II, L.P. AT COST 2,969,666 2,826,132
SANDS CAPITALGLOBALPRIVATE GROWTH I, L.P. AT COST 876,258 1,123,055
SANFORD C. BERNSTEIN & CO., LLC AT COST 23,805,724 25,807,204
TA SUBORDINATED DEBT FUND II, L.P. AT COST 0 4,069
TA XI DO FEEDER, L.P. AT COST 0 4,121,315
TA XI ECM FEEDER, L.P. AT COST 0 15,806
TA XI FS-A FEEDER, L.P. AT COST 0 65,707
TA XI NX AIV, L.P. AT COST 0 104,770
TA XI SMM FEEDER, L.P. AT COST 56,831 35,414
TA XI, L.P. AT COST 0 2,143,800
TPG ASIA PARTNERS V, L.P. AT COST 95,044 651,002
TPG ASIA V DELAWARE, L.P. AT COST 0 7,147
TPG ASIA V DFI AIV 1, L.P. AT COST 0 569
TPG ASIA V SF AIV, L.P. AT COST 0 146,745
TPG ASIA VI, L.P. AT COST 3,947,027 7,146,204
TPG ASIA VII, L.P. AT COST 3,921,088 4,462,761
TPG BIOTECH PART IV UNCHAINED LABS AT COST 2,637,600 2,624,714
TPG BIOTECH PART V ENTASIS THERAPEUTICS INC AT COST 2,875,130 2,849,077
TPG BIOTECHNOLOGY PARTNERS IV, L.P. AT COST 2,609,108 1,819,181
TPG BIOTECHNOLOGY PARTNERS V, L.P. AT COST 4,693,548 5,837,675
TPG BLUEGRASS V - AIV 1, L.P. AT COST 0 284
TPG GROWTH III, L.P. AT COST 2,301,939 6,717,922
TPG GROWTH IV, L.P. AT COST 4,476,208 5,151,186
TPG MEDIA V -AIV, L.P. AT COST 37,043 22,633
TPG PARTNERS IV, L.P. AT COST 0 20,345
TPG PARTNERS V, L.P. AT COST 0 9,509
TPG PARTNERS VI, L.P. AT COST 0 743,167
TPG PARTNERS VII, L.P. AT COST 4,579,742 9,797,241
TPG PARTNERS VIII, L.P. AT COST 969,620 915,142
TPG REAL ESTATE PARTNERS II, L.P. AT COST 488,670 2,923,190
TPG REAL ESTATE PARTNERS III, L.P. AT COST 1,406,052 1,345,387
TPG UMBRELLA IV, L.P. AT COST 155,327 15,368
TPG V VE AIV I, L.P. AT COST 15,355 18,021
UNICORN PARTNERS FUND I, L.P. AT COST 6,013,772 10,350,562
UNICORN PARTNERS FUND II, L.P. AT COST 4,285,240 5,434,198
UNICORN PARTNERS FUND III, L.P. AT COST 1,150,150 1,327,891
VALPOINT ENERGY PARTNERS II, LLC AT COST 1,860,000 1,087,895
VARO COINVESTMENT, L.P. AT COST 0 2,128,801
VENSANA CAPITAL I, L.P. AT COST 751,225 841,739
VERSANT VANTAGE I, L.P. AT COST 3,410,705 5,014,000
VERSANT VENTURE CAPITAL I, L.P. AT COST 0 2,606
VERSANT VENTURE CAPITAL II, L.P. AT COST 186,874 262,762
VERSANT VENTURE CAPITAL III, L.P. AT COST 749,551 901,338
VERSANT VENTURE CAPITAL IV, L.P. AT COST 511,944 4,137,445
VERSANT VENTURE CAPITAL V, L.P. AT COST 0 18,345,345
VERSANT VENTURE CAPITAL VI, L.P. AT COST 6,718,766 14,968,589
VERSANT VENTURE CAPITAL VII, L.P. AT COST 3,565,640 4,006,868
VOYAGER CAPITAL FUND IV, L.P. AT COST 2,936,373 6,167,209
VOYAGER CAPITAL FUND V, L.P. AT COST 1,500,000 1,588,599
WARBURG PINCUS CHINA, L.P. AT COST 4,682,640 8,294,273
WARBURG PINCUS ENERGY, L.P. AT COST 4,390,481 2,668,070
WARBURG PINCUS EQUITY PARTNERS, L.P. AT COST 0 29,486
WARBURG PINCUS GLOBAL GROWTH, L.P. AT COST 3,616,000 3,768,336
WARBURG PINCUS PRIVATE EQUITY IX, L.P. AT COST 0 330,035
WARBURG PINCUS PRIVATE EQUITY X, L.P. AT COST 0 1,144,227
WARBURG PINCUS PRIVATE EQUITY XI, L.P. AT COST 0 5,070,225
WARBURG PINCUS PRIVATE EQUITY XII, L.P. AT COST 8,449,688 13,700,362
WESTWOOD GLOBAL INVEST EMERGING MKTS FD AT COST 41,569,096 51,797,795
WINDROSE HEALTH INVESTORS III, L.P. AT COST 0 7,968,241
WINDROSE HEALTH INVESTORS IV, L.P. AT COST 2,542,958 7,209,854
WINDROSE HEALTH INVESTORS V, L.P. AT COST 1,885,085 2,368,745