TY 2020 Form 990 Schedule J

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1FARRUGIA MD GIANRICO PRESIDENT/CEO/TRUSTEE	(i) (ii)	0 ------------- 2,073,968	0 ------------- 0	0 ------------- 564,402	0 ------------- 70,062	0 ------------- 33,630	0 ------------- 2,742,062	0 ------------- 0
2GOSTOUT MD BOBBIE S TRUSTEE/VP	(i) (ii)	0 ------------- 1,460,297	0 ------------- 0	0 ------------- 413,011	0 ------------- 74,116	0 ------------- 31,746	0 ------------- 1,979,170	0 ------------- 0
3BOLTON JEFFREY W TRUSTEE/VP	(i) (ii)	0 ------------- 1,290,136	0 ------------- 0	0 ------------- 308,856	0 ------------- 68,638	0 ------------- 25,568	0 ------------- 1,693,198	0 ------------- 0
4HARPER JR MD CHARLES M TRUSTEE	(i) (ii)	1,054,104 ------------- 0	0 ------------- 0	419,416 ------------- 0	11,400 ------------- 0	25,024 ------------- 0	1,509,944 ------------- 0	0 ------------- 0
5KRAUSS MD WILLIAM E PHYSICIAN	(i) (ii)	1,128,954 ------------- 0	0 ------------- 0	263,494 ------------- 0	75,956 ------------- 0	30,721 ------------- 0	1,499,125 ------------- 0	0 ------------- 0
6THIELEN MD KENT R TRUSTEE/VP	(i) (ii)	0 ------------- 1,097,068	0 ------------- 0	0 ------------- 286,128	0 ------------- 67,082	0 ------------- 32,119	0 ------------- 1,482,397	0 ------------- 0
7LANZINO MD GIUSEPPE PHYSICIAN	(i) (ii)	1,124,954 ------------- 0	0 ------------- 0	201,729 ------------- 0	57,895 ------------- 0	30,688 ------------- 0	1,415,266 ------------- 0	0 ------------- 0
8GRAY MD RICHARD J TRUSTEE/VP	(i) (ii)	0 ------------- 1,098,098	0 ------------- 0	0 ------------- 228,999	0 ------------- 54,746	0 ------------- 29,117	0 ------------- 1,410,960	0 ------------- 0
9DAHLEN DENNIS E CFO	(i) (ii)	0 ------------- 1,097,066	0 ------------- 0	0 ------------- 165,357	0 ------------- 75,459	0 ------------- 32,109	0 ------------- 1,369,991	0 ------------- 0
10MEYER MD FREDRIC B FORMER KEY EMPLOYEE	(i) (ii)	0 ------------- 1,056,875	0 ------------- 0	0 ------------- 253,792	0 ------------- 11,400	0 ------------- 38,681	0 ------------- 1,360,748	0 ------------- 0
11PICHELMANN MD MARK A PHYSICIAN	(i) (ii)	1,126,634 ------------- 0	0 ------------- 0	141,661 ------------- 0	50,586 ------------- 0	29,052 ------------- 0	1,347,933 ------------- 0	0 ------------- 0
12CLARKE MD MICHELLE J PHYSICIAN	(i) (ii)	1,127,414 ------------- 0	0 ------------- 0	142,807 ------------- 0	51,276 ------------- 0	26,146 ------------- 0	1,347,643 ------------- 0	0 ------------- 0
13MARSH MD W RICHARD PHYSICIAN	(i) (ii)	1,055,222 ------------- 0	0 ------------- 0	248,906 ------------- 0	11,400 ------------- 0	24,631 ------------- 0	1,340,159 ------------- 0	0 ------------- 0
14MURPHY JOSHUA B SECY	(i) (ii)	0 ------------- 945,339	0 ------------- 0	0 ------------- 213,134	0 ------------- 60,682	0 ------------- 33,279	0 ------------- 1,252,434	0 ------------- 0
15HOFFMAN III HARRY N TREASURER	(i) (ii)	0 ------------- 724,052	0 ------------- 316,503	0 ------------- 159,570	0 ------------- 8,550	0 ------------- 25,028	0 ------------- 1,233,703	0 ------------- 0
16GORES MD GREGORY J PHYSICIAN	(i) (ii)	954,158 ------------- 0	0 ------------- 0	227,921 ------------- 0	11,400 ------------- 0	27,026 ------------- 0	1,220,505 ------------- 0	0 ------------- 0
17GORMAN PAUL A ASST TREASURER	(i) (ii)	0 ------------- 645,687	0 ------------- 273,361	0 ------------- 120,858	0 ------------- 72,125	0 ------------- 31,196	0 ------------- 1,143,227	0 ------------- 0
18OTLEY MD CLARK C PHYSICIAN	(i) (ii)	828,005 ------------- 0	0 ------------- 0	189,843 ------------- 0	65,860 ------------- 0	33,461 ------------- 0	1,117,169 ------------- 0	0 ------------- 0
19WILLIAMSON MARY J VICE CHAIR/CAO	(i) (ii)	791,971 ------------- 0	0 ------------- 0	171,681 ------------- 0	64,218 ------------- 0	35,669 ------------- 0	1,063,539 ------------- 0	0 ------------- 0
20AMMASH MD NASER M CEO SMMC	(i) (ii)	182,384 ------------- 325,950	0 ------------- 0	137,262 ------------- 298,367	5,492 ------------- 68,763	5,817 ------------- 14,522	330,955 ------------- 707,602	0 ------------- 0
21MENKOSKY PAULA E TRUSTEE/ASST SECY	(i) (ii)	0 ------------- 730,088	0 ------------- 0	0 ------------- 152,316	0 ------------- 71,095	0 ------------- 29,473	0 ------------- 982,972	0 ------------- 0
22CALLSTROM MD MATTHEW R PHYSICIAN	(i) (ii)	724,281 ------------- 0	0 ------------- 0	159,306 ------------- 0	61,335 ------------- 0	23,019 ------------- 0	967,941 ------------- 0	0 ------------- 0
23SHAH MD VIJAY PHYSICIAN	(i) (ii)	731,103 ------------- 0	0 ------------- 0	115,090 ------------- 0	60,793 ------------- 0	31,167 ------------- 0	938,153 ------------- 0	0 ------------- 0
24WILLIAMS MD AMY W TRUSTEE	(i) (ii)	0 ------------- 738,039	0 ------------- 0	0 ------------- 107,011	0 ------------- 76,823	0 ------------- 7,484	0 ------------- 929,357	0 ------------- 0
25HEBL MD JAMES R FORMER KEY EMPLOYEE	(i) (ii)	698,923 ------------- 0	0 ------------- 0	124,231 ------------- 0	56,693 ------------- 0	29,375 ------------- 0	909,222 ------------- 0	0 ------------- 0
26RIHAL MD CHARANJIT S PHYSICIAN	(i) (ii)	622,075 ------------- 0	0 ------------- 0	170,876 ------------- 0	72,299 ------------- 0	29,551 ------------- 0	894,801 ------------- 0	0 ------------- 0
27BERRY MD DANIEL J TRUSTEE	(i) (ii)	693,959 ------------- 0	0 ------------- 0	161,238 ------------- 0	7,509 ------------- 0	26,477 ------------- 0	889,183 ------------- 0	0 ------------- 0
28ZORN CHRISTINA K TRUSTEE/ASST SECY	(i) (ii)	0 ------------- 693,557	0 ------------- 0	0 ------------- 104,419	0 ------------- 51,370	0 ------------- 30,263	0 ------------- 879,609	0 ------------- 0
29WALD MD JOHN T PHYSICIAN	(i) (ii)	636,321 ------------- 0	0 ------------- 0	115,552 ------------- 0	71,472 ------------- 0	30,664 ------------- 0	854,009 ------------- 0	0 ------------- 0
30KHAN RITA G CHIEF DIGITAL OFFICER	(i) (ii)	619,865 ------------- 0	200,000 ------------- 0	21,012 ------------- 0	4,998 ------------- 0	2,812 ------------- 0	848,687 ------------- 0	0 ------------- 0
31CAMILLERI MD MICHAEL FORMER KEY EMPLOYEE	(i) (ii)	595,238 ------------- 0	0 ------------- 0	211,775 ------------- 0	11,400 ------------- 0	26,153 ------------- 0	844,566 ------------- 0	0 ------------- 0
32DIASIO MD ROBERT B PHYSICIAN	(i) (ii)	636,282 ------------- 0	0 ------------- 0	158,639 ------------- 0	5,798 ------------- 0	26,015 ------------- 0	826,734 ------------- 0	0 ------------- 0
33LUETMER MD PATRICK H FORMER KEY EMPLOYEE	(i) (ii)	635,121 ------------- 0	0 ------------- 0	130,613 ------------- 0	8,399 ------------- 0	31,915 ------------- 0	806,048 ------------- 0	0 ------------- 0
34LOFTUS MD CONOR G FORMER KEY EMPLOYEE	(i) (ii)	606,978 ------------- 0	0 ------------- 0	80,674 ------------- 0	50,714 ------------- 0	29,067 ------------- 0	767,433 ------------- 0	0 ------------- 0
35BUSKIRK MD STEVEN J TRUSTEE	(i) (ii)	0 ------------- 599,731	0 ------------- 0	0 ------------- 113,325	0 ------------- 11,400	0 ------------- 25,796	0 ------------- 750,252	0 ------------- 0
36LEIBOVICH MD BRADLEY C PHYSICIAN	(i) (ii)	557,937 ------------- 0	0 ------------- 0	95,334 ------------- 0	56,189 ------------- 0	28,946 ------------- 0	738,406 ------------- 0	0 ------------- 0
37KENDRICK MD MICHAEL L PHYSICIAN	(i) (ii)	582,080 ------------- 0	0 ------------- 0	70,373 ------------- 0	56,241 ------------- 0	28,996 ------------- 0	737,690 ------------- 0	0 ------------- 0
38MORICE MD WILLIAM G PHYSICIAN	(i) (ii)	540,522 ------------- 0	0 ------------- 0	96,443 ------------- 0	59,636 ------------- 0	28,904 ------------- 0	725,505 ------------- 0	0 ------------- 0
39DOWDY MD SEAN C PHYSICIAN	(i) (ii)	554,787 ------------- 0	0 ------------- 0	74,364 ------------- 0	52,659 ------------- 0	30,920 ------------- 0	712,730 ------------- 0	0 ------------- 0
40GERTZ MD MORIE A FORMER KEY EMPLOYEE	(i) (ii)	470,936 ------------- 0	0 ------------- 0	197,973 ------------- 0	8,962 ------------- 0	23,115 ------------- 0	700,986 ------------- 0	0 ------------- 0
41CIMA MD ROBERT R PHYSICIAN	(i) (ii)	528,591 ------------- 0	0 ------------- 0	85,788 ------------- 0	55,579 ------------- 0	28,079 ------------- 0	698,037 ------------- 0	0 ------------- 0
42WHITED MD BRIAN L FORMER KEY EMPLOYEE	(i) (ii)	533,469 ------------- 0	0 ------------- 0	67,163 ------------- 0	63,252 ------------- 0	23,750 ------------- 0	687,634 ------------- 0	0 ------------- 0
43FRANK MD IGOR PHYSICIAN	(i) (ii)	532,737 ------------- 0	0 ------------- 0	68,959 ------------- 0	51,221 ------------- 0	31,574 ------------- 0	684,491 ------------- 0	0 ------------- 0
44OKUNO MD SCOTT H FORMER KEY EMPLOYEE	(i) (ii)	497,680 ------------- 0	0 ------------- 0	72,898 ------------- 0	68,215 ------------- 0	31,430 ------------- 0	670,223 ------------- 0	0 ------------- 0
45HADAWAY CHERYL J CHIEF DEVELOPMENT OFFICER	(i) (ii)	539,698 ------------- 0	0 ------------- 0	95,854 ------------- 0	11,400 ------------- 0	22,383 ------------- 0	669,335 ------------- 0	0 ------------- 0
46KHAN MD AMIR R PHYSICIAN	(i) (ii)	500,469 ------------- 0	0 ------------- 0	73,447 ------------- 0	61,861 ------------- 0	28,754 ------------- 0	664,531 ------------- 0	0 ------------- 0
47HAYES MD SHARONNE N FORMER KEY EMPLOYEE	(i) (ii)	479,067 ------------- 0	0 ------------- 0	98,256 ------------- 0	54,570 ------------- 0	26,880 ------------- 0	658,773 ------------- 0	0 ------------- 0
48BROWN MD MICHAEL J PHYSICIAN	(i) (ii)	482,753 ------------- 0	0 ------------- 0	84,281 ------------- 0	56,477 ------------- 0	31,445 ------------- 0	654,956 ------------- 0	0 ------------- 0
49MCLAUGHLIN MD SARAH A TRUSTEE	(i) (ii)	0 ------------- 538,843	0 ------------- 0	0 ------------- 45,995	0 ------------- 47,104	0 ------------- 6,878	0 ------------- 638,820	0 ------------- 0
50PETERS MD STEVE G PHYSICIAN	(i) (ii)	497,703 ------------- 0	0 ------------- 0	82,365 ------------- 0	9,798 ------------- 0	25,405 ------------- 0	615,271 ------------- 0	0 ------------- 0
51HAEFLINGER RICKY J ASST TREASURER	(i) (ii)	372,970 ------------- 0	128,729 ------------- 0	33,366 ------------- 0	73,130 ------------- 0	6,359 ------------- 0	614,554 ------------- 0	0 ------------- 0
52FRANCIS JAMES R ASST TREASURER	(i) (ii)	0 ------------- 445,382	0 ------------- 0	0 ------------- 55,872	0 ------------- 68,446	0 ------------- 30,522	0 ------------- 600,222	0 ------------- 0
53HORLOCKER MD TERESE T FORMER KEY EMPLOYEE	(i) (ii)	490,766 ------------- 0	0 ------------- 0	72,119 ------------- 0	11,421 ------------- 0	23,767 ------------- 0	598,073 ------------- 0	0 ------------- 0
54GAZELKA MD HALENA M FORMER KEY EMPLOYEE	(i) (ii)	484,913 ------------- 0	0 ------------- 0	30,216 ------------- 0	55,865 ------------- 0	24,351 ------------- 0	595,345 ------------- 0	0 ------------- 0
55KRAHN MD LOIS E TRUSTEE	(i) (ii)	0 ------------- 409,375	0 ------------- 0	0 ------------- 72,280	0 ------------- 73,888	0 ------------- 32,117	0 ------------- 587,660	0 ------------- 0
56LUCCHINETTI MD CLAUDIA F TRUSTEE	(i) (ii)	403,093 ------------- 0	0 ------------- 0	43,669 ------------- 0	70,671 ------------- 0	28,450 ------------- 0	545,883 ------------- 0	0 ------------- 0
57DIDEHBAN ROSHANAK TRUSTEE	(i) (ii)	454,827 ------------- 0	0 ------------- 0	35,346 ------------- 0	43,558 ------------- 0	10,303 ------------- 0	544,034 ------------- 0	0 ------------- 0
58SANTRACH MD PAULA J FORMER KEY EMPLOYEE	(i) (ii)	427,426 ------------- 0	0 ------------- 0	89,492 ------------- 0	6,672 ------------- 0	11,655 ------------- 0	535,245 ------------- 0	0 ------------- 0
59NARR MD BRADLY J FORMER KEY EMPLOYEE	(i) (ii)	385,845 ------------- 0	0 ------------- 0	112,236 ------------- 0	8,568 ------------- 0	25,357 ------------- 0	532,006 ------------- 0	0 ------------- 0
60GREENE MD EDDIE L TRUSTEE	(i) (ii)	374,938 ------------- 0	0 ------------- 0	38,677 ------------- 0	64,446 ------------- 0	25,419 ------------- 0	503,480 ------------- 0	0 ------------- 0
61WARNER MD MARK A FORMER KEY EMPLOYEE	(i) (ii)	289,236 ------------- 0	0 ------------- 0	162,330 ------------- 0	8,397 ------------- 0	22,498 ------------- 0	482,461 ------------- 0	0 ------------- 0
62WEBER JOAN A ASST TREASURER	(i) (ii)	0 ------------- 155,030	0 ------------- 0	0 ------------- 246,175	0 ------------- 4,532	0 ------------- 9,308	0 ------------- 415,045	0 ------------- 0
63UHLENKAMP SUSAN M ASST TREASURER	(i) (ii)	0 ------------- 309,976	0 ------------- 0	0 ------------- 19,888	0 ------------- 62,827	0 ------------- 19,405	0 ------------- 412,096	0 ------------- 0
64AGERTER MD DAVID C FORMER KEY EMPLOYEE	(i) (ii)	288,539 ------------- 0	0 ------------- 0	86,526 ------------- 0	8,625 ------------- 0	22,379 ------------- 0	406,069 ------------- 0	0 ------------- 0
65HUBERT SHERRY L ASST SECY	(i) (ii)	0 ------------- 289,640	0 ------------- 0	0 ------------- 11,326	0 ------------- 68,877	0 ------------- 30,816	0 ------------- 400,659	0 ------------- 0
66LOCKETT KEVIN M ASST TREASURER	(i) (ii)	0 ------------- 264,216	0 ------------- 0	0 ------------- 5,322	0 ------------- 60,513	0 ------------- 28,913	0 ------------- 358,964	0 ------------- 0
67NORBY MARK L ASST TREASURER	(i) (ii)	0 ------------- 276,445	0 ------------- 0	0 ------------- 5,221	0 ------------- 52,512	0 ------------- 13,393	0 ------------- 347,571	0 ------------- 0
68CLARK LEON G FORMER KEY EMPLOYEE	(i) (ii)	114,560 ------------- 0	0 ------------- 0	62,568 ------------- 20,043	61,600 ------------- 0	8,132 ------------- 0	246,860 ------------- 20,043	0 ------------- 16,504
69BROWN WILLIAM A ASST TREASURER	(i) (ii)	0 ------------- 236,808	0 ------------- 0	0 ------------- 7,753	0 ------------- 5,118	0 ------------- 24,788	0 ------------- 274,467	0 ------------- 0
70FROISLAND JEFFREY R ASST TREASURER	(i) (ii)	0 ------------- 218,339	0 ------------- 0	0 ------------- 18,410	0 ------------- 8,295	0 ------------- 12,450	0 ------------- 257,494	0 ------------- 0
71HAYES MD DAVID L FORMER KEY EMPLOYEE	(i) (ii)	49,369 ------------- 0	0 ------------- 0	121,519 ------------- 0	2,429 ------------- 0	2,438 ------------- 0	175,755 ------------- 0	0 ------------- 0
72NESSE MD ROBERT E FORMER KEY EMPLOYEE	(i) (ii)	0 ------------- 25,529	0 ------------- 0	0 ------------- 149,164	0 ------------- 1,032	0 ------------- 0	0 ------------- 175,725	0 ------------- 0

Schedule J (Form 990) 2020

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
PART I, LINE 1A	EXTERNAL TRUSTEES MAY BE REIMBURSED FOR TRAVEL EXPENSES. SUCH EXPENSES WOULD BE ACTUAL TRAVEL EXPENSES (WHICH COULD INCLUDE FIRST CLASS OR CHARTER TRAVEL) AND ARE BASED ON BUSINESS NEED. IN 2020, DANIEL J. BERRY M.D., HALENA M. GAZELKA M.D. AND RITA G. KHAN WERE PROVIDED BUSINESS/FIRST-CLASS AND/OR CHARTER TRAVEL JUSTIFIED BY BUSINESS NEED. THE TRAVEL WAS NOT TREATED AS TAXABLE COMPENSATION AS ALL FLIGHTS WERE BUSINESS RELATED. BUSINESS/FIRST-CLASS AND CHARTER TRAVEL IS AVAILABLE BASED ON DEMONSTRATED BUSINESS NEED AND NOT BASED ON POSITION OR TO ANY SPECIFIC INDIVIDUALS. IN ADDITION TO ALL REGULAR TRAVEL APPROVAL AND DOCUMENTATION PROCESSES, BUSINESS/FIRST-CLASS AND CHARTER TRAVEL REQUIRE SEPARATE DOCUMENTATION OF BUSINESS NEED, APPROVAL BY A SENIOR OFFICER, AND OVERSIGHT REVIEW BY TRIP ACCOUNTING MANAGER AS DELEGATED BY THE MAYO CLINIC TRIP AND TRAVEL COMMITTEE. TRAVEL FOR COMPANIONS IS AVAILABLE TO ALL TRUSTEES AND EX-OFFICIOS SO THAT SPOUSES CAN ACCOMPANY THEM TO THE SITE OF BOARD MEETINGS. IN 2020, KATHERINE BAICKER, MARY SUE COLEMAN, SAMUEL A. DI PIAZZA JR, CHERYL J. HADAWAY, GEORGE C. HALVORSON, CHARLES M. HARPER JR AND MICHAEL K. POWELL RECEIVED SPOUSAL TRAVEL, WHICH WAS GROSSED UP AND TREATED AS TAXABLE INCOME. MOVING EXPENSE REIMBURSEMENT IS PROVIDED TO QUALIFYING EMPLOYEES WHEN JUSTIFIED BY BUSINESS NEED. REIMBURSEMENT MAY INCLUDE TRAVEL FOR COMPANIONS. IN 2020, ONE OR MORE LISTED PERSONS RECEIVED SUCH A PAYMENT WHICH INCLUDED A GROSS UP PAYMENT. THE GROSS UP PAYMENT WAS TREATED AS ADDITIONAL TAXABLE COMPENSATION. PURSUANT TO INSTITUTIONAL POLICIES, CERTAIN AWARDS HAVE A TAX GROSS-UP APPLIED IN ORDER TO NOT DIMINISH THE RECOGNITION AND CELEBRATORY NATURE OF THE AWARD. ONE OR MORE LISTED PERSONS RECEIVED AN AWARD, WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUALS. THE PERSONAL SERVICES THAT WERE PROVIDED ARE INCOME TAX PREPARATION SERVICES THAT, IN ACCORDANCE WITH MAYO POLICY, ARE AVAILABLE TO MAYO CLINIC VOTING/CONSULTING STAFF. ONE OR MORE LISTED PERSONS RECEIVED THIS SERVICE, WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUALS.
PART I, LINES 4A-C	IN CONJUNCTION WITH SEPARATION OF EMPLOYMENT, JOAN A. WEBER RECEIVED SEVERANCE OF $182,873 AND A HEALTH CARE SUPPLEMENT OF $7,176. BOTH AMOUNTS ARE TAXABLE TO THE EMPLOYEE AND INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). LEGAL FEES WERE PAID TO THE EMPLOYEE'S ATTORNEY AND REPORTED ON A 1099. THIS ENTITY OR ITS AFFILIATE HAS A SUPPLEMENTAL RETIREMENT PLAN (SRP) DESIGNED TO ROUGHLY APPROXIMATE AN EXTENSION OF THE BENEFITS UNDER THE MAYO PENSION PLAN TO INCOME ABOVE THE INTERNAL REVENUE CODE QUALIFIED PLAN LIMIT IN SECTION 401(A)(17). STARTING JANUARY 1, 2011, ALL SRP BENEFITS ARE PAID AS AN ANNUAL TAXABLE CASH PAYMENT. THE FOLLOWING INDIVIDUALS PARTICIPATED IN OR RECEIVED A PAYMENT FROM THE SUPPLEMENTAL RETIREMENT PLAN. AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). AGERTER M.D., DAVID C. $ 30,509 AMMASH M.D., NASER M. $ 89,600 BERRY M.D., DANIEL J. $124,730 BOLTON, JEFFREY W. $298,130 BROWN M.D., MICHAEL J. $ 63,560 BUSKIRK M.D., STEVEN J. $ 95,216 CALLSTROM M.D., MATTHEW R. $121,078 CAMILLERI M.D., MICHAEL $112,803 CIMA M.D., ROBERT R. $ 69,981 CLARK, LEON G. $ 51,367 CLARKE M.D., MICHELLE J. $120,060 DAHLEN, DENNIS E. $123,517 DIASIO M.D., ROBERT B. $131,376 DIDEHBAN, ROSHANAK $ 21,874 DOWDY M.D., SEAN C. $ 61,100 FARRUGIA M.D., GIANRICO $539,974 FRANCIS, JAMES R. $ 45,768 FRANK M.D., IGOR $ 55,994 FROISLAND, JEFFREY R. $ 12,238 GAZELKA M.D., HALENA M. $ 21,500 GERTZ M.D., MORIE A. $ 83,294 GORES M.D., GREGORY J. $190,038 GORMAN, PAUL A. $ 98,574 GOSTOUT M.D., BOBBIE S. $331,443 GRAY M.D., RICHARD J. $172,924 GREENE M.D., EDDIE L. $ 28,232 HADAWAY, CHERYL J. $ 73,809 HAEFLINGER, RICKY J. $ 23,618 HARPER JR., M.D., CHARLES M. $263,668 HAYES M.D., DAVID L. $107,159 HAYES M.D., SHARONNE N. $ 78,790 HEBL M.D., JAMES R. $112,146 HOFFMAN III, HARRY N. $130,740 HORLOCKER M.D., TERESE T. $ 61,042 HUBERT, SHERRY L. $ 6,224 KENDRICK M.D., MICHAEL L. $ 53,116 KHAN M.D., AMIR R. $ 63,908 KHAN, RITA G. $ 0 KRAHN M.D., LOIS E. $ 43,512 KRAUSS M.D., WILLIAM E. $241,241 LANZINO M.D., GIUSEPPE $180,091 LEIBOVICH M.D., BRADLEY C. $ 81,183 LOFTUS M.D., CONOR G. $ 70,452 LUCCHINETTI M.D., CLAUDIA F. $ 33,496 LUETMER M.D., PATRICK H. $105,468 MARSH M.D., W. RICHARD $220,079 MCLAUGHLIN M.D., SARAH A. $ 36,811 MENKOSKY, PAULA E. $127,314 MEYER M.D., FREDRIC B. $222,688 MORICE M.D., WILLIAM G. $ 77,298 MURPHY, JOSHUA B. $179,399 NARR M.D., BRADLY J. $ 64,466 NESSE M.D., ROBERT E. $138,743 OKUNO M.D., SCOTT H. $ 63,134 OTLEY M.D., CLARK C. $149,944 PETERS M.D., STEVE G. $ 64,512 PICHELMANN M.D., MARK A. $117,186 RIHAL M.D., CHARANJIT S. $111,499 SANTRACH M.D., PAULA J. $ 50,200 SHAH M.D., VIJAY $103,595 THIELEN M.D., KENT R. $229,602 UHLENKAMP, SUSAN M. $ 13,705 WALD M.D., JOHN T. $102,668 WARNER M.D., MARK A. $ 69,487 WEBER, JOAN A. $ 23,210 WHITED M.D., BRIAN L. $ 54,821 WILLIAMS M.D., AMY W. $ 79,766 WILLIAMSON, MARY J. $144,641 ZORN, CHRISTINA K. $ 83,531 UNDER MAYO CLINIC'S ROYALTY SHARING POLICY, INVENTORS, INCLUDING LISTED PERSONS, ARE ENTITLED TO SHARE IN A PORTION OF ROYALTIES RECEIVED BY MAYO INCLUDING INSTANCES WHERE SUCH ROYALTIES ARE IN THE FORM OF EQUITY-BASED INSTRUMENTS SUCH AS STOCK, WARRANTS, OR PARTNERSHIP INTERESTS. THE FOLLOWING INDIVIDUALS PARTICIPATED IN AN EQUITY-BASED COMPENSATION ARRANGEMENT: CAMILLERI M.D., MICHAEL FARRUGIA M.D., GIANRICO MEYER M.D., FREDRIC B. PART II: COMPENSATION PAID TO BOARD MEMBERS IS PRIMARILY FOR PROFESSIONAL RESPONSIBILITIES AS PHYSICIANS, ADMINISTRATORS, OR EMPLOYEES OF THE ORGANIZATION.

Return Reference

Explanation

PART I, LINE 1A

EXTERNAL TRUSTEES MAY BE REIMBURSED FOR TRAVEL EXPENSES. SUCH EXPENSES WOULD BE ACTUAL TRAVEL EXPENSES (WHICH COULD INCLUDE FIRST CLASS OR CHARTER TRAVEL) AND ARE BASED ON BUSINESS NEED. IN 2020, DANIEL J. BERRY M.D., HALENA M. GAZELKA M.D. AND RITA G. KHAN WERE PROVIDED BUSINESS/FIRST-CLASS AND/OR CHARTER TRAVEL JUSTIFIED BY BUSINESS NEED. THE TRAVEL WAS NOT TREATED AS TAXABLE COMPENSATION AS ALL FLIGHTS WERE BUSINESS RELATED. BUSINESS/FIRST-CLASS AND CHARTER TRAVEL IS AVAILABLE BASED ON DEMONSTRATED BUSINESS NEED AND NOT BASED ON POSITION OR TO ANY SPECIFIC INDIVIDUALS. IN ADDITION TO ALL REGULAR TRAVEL APPROVAL AND DOCUMENTATION PROCESSES, BUSINESS/FIRST-CLASS AND CHARTER TRAVEL REQUIRE SEPARATE DOCUMENTATION OF BUSINESS NEED, APPROVAL BY A SENIOR OFFICER, AND OVERSIGHT REVIEW BY TRIP ACCOUNTING MANAGER AS DELEGATED BY THE MAYO CLINIC TRIP AND TRAVEL COMMITTEE. TRAVEL FOR COMPANIONS IS AVAILABLE TO ALL TRUSTEES AND EX-OFFICIOS SO THAT SPOUSES CAN ACCOMPANY THEM TO THE SITE OF BOARD MEETINGS. IN 2020, KATHERINE BAICKER, MARY SUE COLEMAN, SAMUEL A. DI PIAZZA JR, CHERYL J. HADAWAY, GEORGE C. HALVORSON, CHARLES M. HARPER JR AND MICHAEL K. POWELL RECEIVED SPOUSAL TRAVEL, WHICH WAS GROSSED UP AND TREATED AS TAXABLE INCOME. MOVING EXPENSE REIMBURSEMENT IS PROVIDED TO QUALIFYING EMPLOYEES WHEN JUSTIFIED BY BUSINESS NEED. REIMBURSEMENT MAY INCLUDE TRAVEL FOR COMPANIONS. IN 2020, ONE OR MORE LISTED PERSONS RECEIVED SUCH A PAYMENT WHICH INCLUDED A GROSS UP PAYMENT. THE GROSS UP PAYMENT WAS TREATED AS ADDITIONAL TAXABLE COMPENSATION. PURSUANT TO INSTITUTIONAL POLICIES, CERTAIN AWARDS HAVE A TAX GROSS-UP APPLIED IN ORDER TO NOT DIMINISH THE RECOGNITION AND CELEBRATORY NATURE OF THE AWARD. ONE OR MORE LISTED PERSONS RECEIVED AN AWARD, WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUALS. THE PERSONAL SERVICES THAT WERE PROVIDED ARE INCOME TAX PREPARATION SERVICES THAT, IN ACCORDANCE WITH MAYO POLICY, ARE AVAILABLE TO MAYO CLINIC VOTING/CONSULTING STAFF. ONE OR MORE LISTED PERSONS RECEIVED THIS SERVICE, WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUALS.

PART I, LINES 4A-C

IN CONJUNCTION WITH SEPARATION OF EMPLOYMENT, JOAN A. WEBER RECEIVED SEVERANCE OF $182,873 AND A HEALTH CARE SUPPLEMENT OF $7,176. BOTH AMOUNTS ARE TAXABLE TO THE EMPLOYEE AND INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). LEGAL FEES WERE PAID TO THE EMPLOYEE'S ATTORNEY AND REPORTED ON A 1099. THIS ENTITY OR ITS AFFILIATE HAS A SUPPLEMENTAL RETIREMENT PLAN (SRP) DESIGNED TO ROUGHLY APPROXIMATE AN EXTENSION OF THE BENEFITS UNDER THE MAYO PENSION PLAN TO INCOME ABOVE THE INTERNAL REVENUE CODE QUALIFIED PLAN LIMIT IN SECTION 401(A)(17). STARTING JANUARY 1, 2011, ALL SRP BENEFITS ARE PAID AS AN ANNUAL TAXABLE CASH PAYMENT. THE FOLLOWING INDIVIDUALS PARTICIPATED IN OR RECEIVED A PAYMENT FROM THE SUPPLEMENTAL RETIREMENT PLAN. AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). AGERTER M.D., DAVID C. $ 30,509 AMMASH M.D., NASER M. $ 89,600 BERRY M.D., DANIEL J. $124,730 BOLTON, JEFFREY W. $298,130 BROWN M.D., MICHAEL J. $ 63,560 BUSKIRK M.D., STEVEN J. $ 95,216 CALLSTROM M.D., MATTHEW R. $121,078 CAMILLERI M.D., MICHAEL $112,803 CIMA M.D., ROBERT R. $ 69,981 CLARK, LEON G. $ 51,367 CLARKE M.D., MICHELLE J. $120,060 DAHLEN, DENNIS E. $123,517 DIASIO M.D., ROBERT B. $131,376 DIDEHBAN, ROSHANAK $ 21,874 DOWDY M.D., SEAN C. $ 61,100 FARRUGIA M.D., GIANRICO $539,974 FRANCIS, JAMES R. $ 45,768 FRANK M.D., IGOR $ 55,994 FROISLAND, JEFFREY R. $ 12,238 GAZELKA M.D., HALENA M. $ 21,500 GERTZ M.D., MORIE A. $ 83,294 GORES M.D., GREGORY J. $190,038 GORMAN, PAUL A. $ 98,574 GOSTOUT M.D., BOBBIE S. $331,443 GRAY M.D., RICHARD J. $172,924 GREENE M.D., EDDIE L. $ 28,232 HADAWAY, CHERYL J. $ 73,809 HAEFLINGER, RICKY J. $ 23,618 HARPER JR., M.D., CHARLES M. $263,668 HAYES M.D., DAVID L. $107,159 HAYES M.D., SHARONNE N. $ 78,790 HEBL M.D., JAMES R. $112,146 HOFFMAN III, HARRY N. $130,740 HORLOCKER M.D., TERESE T. $ 61,042 HUBERT, SHERRY L. $ 6,224 KENDRICK M.D., MICHAEL L. $ 53,116 KHAN M.D., AMIR R. $ 63,908 KHAN, RITA G. $ 0 KRAHN M.D., LOIS E. $ 43,512 KRAUSS M.D., WILLIAM E. $241,241 LANZINO M.D., GIUSEPPE $180,091 LEIBOVICH M.D., BRADLEY C. $ 81,183 LOFTUS M.D., CONOR G. $ 70,452 LUCCHINETTI M.D., CLAUDIA F. $ 33,496 LUETMER M.D., PATRICK H. $105,468 MARSH M.D., W. RICHARD $220,079 MCLAUGHLIN M.D., SARAH A. $ 36,811 MENKOSKY, PAULA E. $127,314 MEYER M.D., FREDRIC B. $222,688 MORICE M.D., WILLIAM G. $ 77,298 MURPHY, JOSHUA B. $179,399 NARR M.D., BRADLY J. $ 64,466 NESSE M.D., ROBERT E. $138,743 OKUNO M.D., SCOTT H. $ 63,134 OTLEY M.D., CLARK C. $149,944 PETERS M.D., STEVE G. $ 64,512 PICHELMANN M.D., MARK A. $117,186 RIHAL M.D., CHARANJIT S. $111,499 SANTRACH M.D., PAULA J. $ 50,200 SHAH M.D., VIJAY $103,595 THIELEN M.D., KENT R. $229,602 UHLENKAMP, SUSAN M. $ 13,705 WALD M.D., JOHN T. $102,668 WARNER M.D., MARK A. $ 69,487 WEBER, JOAN A. $ 23,210 WHITED M.D., BRIAN L. $ 54,821 WILLIAMS M.D., AMY W. $ 79,766 WILLIAMSON, MARY J. $144,641 ZORN, CHRISTINA K. $ 83,531 UNDER MAYO CLINIC'S ROYALTY SHARING POLICY, INVENTORS, INCLUDING LISTED PERSONS, ARE ENTITLED TO SHARE IN A PORTION OF ROYALTIES RECEIVED BY MAYO INCLUDING INSTANCES WHERE SUCH ROYALTIES ARE IN THE FORM OF EQUITY-BASED INSTRUMENTS SUCH AS STOCK, WARRANTS, OR PARTNERSHIP INTERESTS. THE FOLLOWING INDIVIDUALS PARTICIPATED IN AN EQUITY-BASED COMPENSATION ARRANGEMENT: CAMILLERI M.D., MICHAEL FARRUGIA M.D., GIANRICO MEYER M.D., FREDRIC B. PART II: COMPENSATION PAID TO BOARD MEMBERS IS PRIMARILY FOR PROFESSIONAL RESPONSIBILITIES AS PHYSICIANS, ADMINISTRATORS, OR EMPLOYEES OF THE ORGANIZATION.

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