Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) DAFNA BAR-SAGI EMPLOYEE MORTGAGE   X 675,000 675,000   No Yes   Yes  
(2) ANDREW BROTMAN EMPLOYEE MORTGAGE   X 100,000 100,000   No Yes   Yes  
(3) ROBERT CASHION EMPLOYEE MORTGAGE   X 1,000,000 920,176   No Yes   Yes  
(4) ROBERT CERFOLIO EMPLOYEE MORTGAGE   X 1,000,000 1,000,000   No Yes   Yes  
Total ...............Small Bullet $ 2,695,176
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) JOHN SAUNDERS SON IN LAW TRUSTEE W. BERKLEY 411,633 EMPLOYEE   No
(2) R SALK DAUGHTER IN LAW FMR OFF R. BERNE 97,631 EMPLOYEE   No
(3) DR MARCI LEVINE SISTER TRUSTEE B. LEVINE 275,753 EMPLOYEE   No
(4) L CHIARELLI SPOUSE KEY EMP L CHIARELLI 162,471 EMPLOYEE   No
(5) ZVI BEN DOR HUSBAND OFF. K. FLEMING 407,462 EMPLOYEE   No
(6) ELISABETH COHEN SPOUSE OFF. R. GROSSMAN 424,239 EMPLOYEE   No
(7) LAURIE BROTMAN SPOUSE KEY EMP A. BROTMAN 415,092 EMPLOYEE   No
(8) MAURA HOFSTADTER DTR KEY EMP T. CAREW 127,877 EMPLOYEE   No
(9) HARVEY DALE SPOUSE FMR KE D. LAMORTE 237,823 EMPLOYEE   No
(10) OGDEN CAP PROPERTIES LLC (CONTROLLED CORP)
 
TRUSTEE C. MILSTEIN 3,938,026 LEASE SPACE   No
(11) KATHERINE CASHION DTR KEY EMP. R. CASHION 36,000 EMPLOYEE   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


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