TY 2019 Form 990 Schedule J

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1CHARLIE C (Peter) BARNES JR Former Officer	(i) (ii)	460,056 ------------- 0	0 ------------- 0	0 ------------- 0	25,200 ------------- 0	9,406 ------------- 0	494,662 ------------- 0	0 ------------- 0
2S WRIGHT CAUGHMAN MD Former Officer	(i) (ii)	78,460 ------------- 85,167	0 ------------- 0	816 ------------- 18,727	14,478 ------------- 0	6,073 ------------- 12,543	99,827 ------------- 116,437	0 ------------- 0
3VINCE DOLLARD Former Officer	(i) (ii)	209,722 ------------- 0	15,000 ------------- 0	600 ------------- 0	19,293 ------------- 0	17,561 ------------- 0	262,176 ------------- 0	0 ------------- 0
4CAROL KISSAL Former Officer	(i) (ii)	88,597 ------------- 0	0 ------------- 0	600 ------------- 0	6,194 ------------- 0	4,724 ------------- 0	100,115 ------------- 0	0 ------------- 0
5PAUL P MARTHERS Former Interim SVP	(i) (ii)	386,516 ------------- 0	20,000 ------------- 0	0 ------------- 0	25,200 ------------- 0	26,662 ------------- 0	458,378 ------------- 0	0 ------------- 0
6RICHARD A MENDOLA Former officer	(i) (ii)	627,215 ------------- 0	0 ------------- 0	34,306 ------------- 0	25,200 ------------- 0	34,523 ------------- 0	721,244 ------------- 0	0 ------------- 0
7CHRISTOPHER AUGOSTINI EVP - Business and Administration	(i) (ii)	947,457 ------------- 0	0 ------------- 0	77,262 ------------- 0	25,200 ------------- 0	30,256 ------------- 0	1,080,175 ------------- 0	0 ------------- 0
8DEBORAH BRUNER SVP RESEARCH	(i) (ii)	420,608 ------------- 0	41,672 ------------- 0	0 ------------- 0	24,150 ------------- 0	20,002 ------------- 0	506,432 ------------- 0	0 ------------- 0
9ALLISON DYKES JOHNSON VP - University Secretary	(i) (ii)	406,081 ------------- 0	5,000 ------------- 0	0 ------------- 0	110,864 ------------- 0	27,267 ------------- 0	549,212 ------------- 0	0 ------------- 0
10DELBRIDGE KING VP - Human Resources	(i) (ii)	378,656 ------------- 0	0 ------------- 0	0 ------------- 0	25,200 ------------- 0	19,312 ------------- 0	423,168 ------------- 0	0 ------------- 0
11JONATHAN S LEWIN MD See Schedule J, Part III	(i) (ii)	674,423 ------------- 684,260	0 ------------- 1,091,416	74,726 ------------- 44,099	30,400 ------------- 0	9,653 ------------- 18,195	789,202 ------------- 1,837,970	0 ------------- 0
12DWIGHT A McBRIDE Provost/Exec VP, Academic Affairs	(i) (ii)	725,146 ------------- 0	0 ------------- 0	241,070 ------------- 0	25,200 ------------- 0	10,876 ------------- 0	1,002,292 ------------- 0	0 ------------- 0
13THERESA MILAZZO VP - Human Resources	(i) (ii)	378,171 ------------- 0	0 ------------- 0	2,380 ------------- 0	25,200 ------------- 0	14,615 ------------- 0	420,366 ------------- 0	0 ------------- 0
14JOSHUA R NEWTON SVP - Adv. & Alum. Engagement	(i) (ii)	633,809 ------------- 0	0 ------------- 0	53,552 ------------- 0	25,200 ------------- 0	14,033 ------------- 0	726,594 ------------- 0	0 ------------- 0
15SRINIVAS PULAVARTI VP-Investments	(i) (ii)	942,622 ------------- 0	1,551,600 ------------- 0	60,300 ------------- 0	25,200 ------------- 0	25,989 ------------- 0	2,605,711 ------------- 0	0 ------------- 0
16DAVID B SANDOR SVP Communications	(i) (ii)	445,150 ------------- 0	0 ------------- 0	0 ------------- 0	25,200 ------------- 0	27,211 ------------- 0	497,561 ------------- 0	0 ------------- 0
17STEPHEN D SENCER Sr VP & General Counsel	(i) (ii)	685,978 ------------- 0	38,500 ------------- 0	0 ------------- 0	25,200 ------------- 0	34,902 ------------- 0	784,580 ------------- 0	0 ------------- 0
18CLAIRE STERK President	(i) (ii)	1,099,780 ------------- 0	0 ------------- 0	74,025 ------------- 0	245,700 ------------- 0	75,923 ------------- 0	1,495,428 ------------- 0	0 ------------- 0
19ENKU GELAYE VP -Dean of Campus Life	(i) (ii)	173,335 ------------- 0	33,470 ------------- 0	21,207 ------------- 0	15,938 ------------- 0	10,965 ------------- 0	254,915 ------------- 0	0 ------------- 0
20JAN LOVE Interim Provost/EVP Academic Affairs	(i) (ii)	413,711 ------------- 0	0 ------------- 0	50,000 ------------- 0	25,200 ------------- 0	10,877 ------------- 0	499,788 ------------- 0	0 ------------- 0
21BELVA WHITE VP of Finance and Treasury	(i) (ii)	325,458 ------------- 0	0 ------------- 0	1,164 ------------- 0	25,200 ------------- 0	23,713 ------------- 0	375,535 ------------- 0	0 ------------- 0
22CHRISTIAN P LARSEN MD Former Key Employee	(i) (ii)	303,436 ------------- 298,789	0 ------------- 80,262	396 ------------- 35,321	29,511 ------------- 0	6,211 ------------- 13,550	339,554 ------------- 427,922	0 ------------- 0
23DAVID STEPHENS MD Former Key Employee	(i) (ii)	535,849 ------------- 208,850	0 ------------- 139,293	3,052 ------------- 22,519	27,721 ------------- 0	63 ------------- 624	566,685 ------------- 371,286	0 ------------- 0
24MARY BETH ALLEN Chief HR Officer - EHC	(i) (ii)	0 ------------- 440,643	0 ------------- 251,506	0 ------------- 41,207	0 ------------- 19,600	0 ------------- 11,844	0 ------------- 764,800	0 ------------- 0
25GREG ANDERSON VP&CFO Emory University Hospital Midtown	(i) (ii)	155,521 ------------- 144,574	0 ------------- 72,884	1,089 ------------- 319	16,800 ------------- 0	22,655 ------------- 13,531	196,065 ------------- 231,308	0 ------------- 0
26WILLIAM BORNSTEIN MD Chief Quality Officer	(i) (ii)	0 ------------- 597,239	0 ------------- 341,813	200 ------------- 60,675	20,656 ------------- 0	1,347 ------------- 23,401	22,203 ------------- 1,023,128	0 ------------- 0
27CARLA CHANDLER VP&CFO Emory University Hospital	(i) (ii)	299,895 ------------- 0	0 ------------- 75,092	2,396 ------------- 30	19,298 ------------- 0	24,678 ------------- 2,583	346,267 ------------- 77,705	0 ------------- 0
28MICHAEL ELLIOTT Dean of Emory College	(i) (ii)	523,573 ------------- 0	10,000 ------------- 0	0 ------------- 0	25,200 ------------- 0	15,988 ------------- 0	574,761 ------------- 0	0 ------------- 0
29BRYCE GARTLAND MD Hospital Group President EHC	(i) (ii)	421,687 ------------- 213,223	0 ------------- 459,730	798 ------------- 41,063	19,762 ------------- 93,750	6,852 ------------- 19,667	449,099 ------------- 827,433	0 ------------- 73,028
30PATRICK HAMMOND Chief Market Services Officer, EHC	(i) (ii)	0 ------------- 492,776	0 ------------- 314,134	0 ------------- 90,976	0 ------------- 19,600	0 ------------- 36,777	0 ------------- 954,263	0 ------------- 0
31JAMES T HATCHER CFO Emory Healthcare	(i) (ii)	0 ------------- 594,574	0 ------------- 339,894	0 ------------- 53,027	0 ------------- 19,600	0 ------------- 22,014	0 ------------- 1,029,109	0 ------------- 0
32DANIEL OWENS CEO - Emory University Hospital Midtown	(i) (ii)	484,639 ------------- 1,000	0 ------------- 372,976	1,778 ------------- 171,926	19,600 ------------- 71,445	9,107 ------------- 22,183	515,124 ------------- 639,530	0 ------------- 330,310
33SHARON PAPPAS Chief Nursing Officer	(i) (ii)	0 ------------- 436,606	0 ------------- 220,441	0 ------------- 14,862	0 ------------- 80,445	0 ------------- 22,928	0 ------------- 775,282	0 ------------- 0
34DANE PETERSON President & Chief Operating Officer - EHC	(i) (ii)	0 ------------- 837,996	0 ------------- 564,274	0 ------------- 59,531	0 ------------- 143,350	0 ------------- 38,831	0 ------------- 1,643,982	0 ------------- 107,644
35SHEILA SANDERS Chief Information Officer	(i) (ii)	0 ------------- 418,840	0 ------------- 119,201	0 ------------- 1,228	0 ------------- 16,800	0 ------------- 22,878	0 ------------- 578,947	0 ------------- 0
36VIKAS SUKHATME MD Dean, School of Medicine	(i) (ii)	627,588 ------------- 271,560	0 ------------- 362,693	16,362 ------------- 4,014	30,400 ------------- 0	5,485 ------------- 13,610	679,835 ------------- 651,877	0 ------------- 0
37MATT WAIN CEO - Emory University Hospital	(i) (ii)	168,944 ------------- 0	100,000 ------------- 0	464 ------------- 0	0 ------------- 0	9,260 ------------- 0	278,668 ------------- 0	0 ------------- 0
38SARA SHOCKLEY Interim Chief HR Officer (EHC)	(i) (ii)	0 ------------- 202,489	0 ------------- 47,244	0 ------------- 3,688	0 ------------- 13,784	0 ------------- 13,718	0 ------------- 280,923	0 ------------- 0
39FAIZ U AHMAD MD Physician	(i) (ii)	418,175 ------------- 586,814	137,296 ------------- 983,974	60 ------------- 30,544	28,793 ------------- 0	7,399 ------------- 18,295	591,723 ------------- 1,619,627	0 ------------- 0
40WALTER J CURRAN MD Physician	(i) (ii)	1,038,221 ------------- 206,596	0 ------------- 320,490	452,656 ------------- 27,482	30,400 ------------- 0	5,676 ------------- 19,949	1,526,953 ------------- 574,517	451,132 ------------- 0
41SHERVIN OSKOUEIMD Physician	(i) (ii)	481 ------------- 848,679	0 ------------- 843,673	18 ------------- 12,253	22,075 ------------- 0	198 ------------- 24,293	22,772 ------------- 1,728,898	0 ------------- 0
42DANIEL REFAI MD Physician	(i) (ii)	0 ------------- 822,100	0 ------------- 1,011,707	12 ------------- 11,983	22,090 ------------- 0	204 ------------- 29,737	22,306 ------------- 1,875,527	0 ------------- 0
43JOHN M RHEE MD Physician	(i) (ii)	0 ------------- 1,077,945	0 ------------- 1,068,457	28 ------------- 12,631	22,135 ------------- 0	188 ------------- 23,274	22,351 ------------- 2,182,307	0 ------------- 0

Schedule J (Form 990) 2019

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
Schedule J, Part II SCHEDULE J, PART II, COLUMN C & COLUMN F	SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN FOR PURPOSES OF RETENTION, EMORY UNIVERSITY MADE CONTRIBUTIONS TO 457(F) DEFERRED COMPENSATION ACCOUNTS FOR THE FOLLOWING INDIVIDUALS, WHICH ARE NOT VESTED AND ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE: BRYCE GARTLAND, MD $93,750 Allison Dykes Johnson $85,664 DANIEL OWENS $71,445 SHARON PAPPAS $63,645 DANE PETERSON $123,750 Claire Sterk $220,500 THE FOLLOWING INDIVIDUALS RECEIVED A PAYOUT OF VESTED DEFERRED COMPENSATION AWARDS MADE DURING PRIOR YEARS. THESE AWARDS WERE REPORTED AS DEFERRED COMPENSATION IN THOSE YEARS ON FORM 990. Bryce Gartland $73,028 Walter Curran $451,132 Dan Owens $330,310 DANE PETERSON $107,644
Schedule J, Part II Titles	Jonathan S. Lewin, MD - EVP Health Affairs, Emory University; Executive Director, Woodruff Health Sciences Center; President, CEO and Chairman of the Board, Emory Healthcare
Schedule J, Part I, Line 1a First-class or charter travel	FIRST CLASS TRAVEL IS NOT ALLOWED UNLESS IT IS THE ONLY SEAT AVAILABLE ON A REQUIRED FLIGHT OR IS A MEDICAL NECESSITY FOR THE EMPLOYEE.
Schedule J, Part I, Line 1a Travel for companions	WITH THE EXCEPTION OF THE PRESIDENT, REIMBURSEMENT OR PAYMENT OF THE TRAVEL EXPENSES OF AN ELIGIBLE EMPLOYEE'S FAMILY MEMBER MUST NORMALLY BE PRE-APPROVED BY THE PRESIDENT OR APPROPRIATE EXECUTIVE VICE PRESIDENT OR SENIOR VICE PRESIDENT. THE TRAVEL EXPENSES OF AN ELIGIBLE EMPLOYEE'S FAMILY MEMBER MAY BE PAID FOR OR REIMBURSED BY EMORY UNIVERSITY AND ARE NOT INCLUDED IN THE EMPLOYEE'S TAXABLE INCOME, PROVIDED THE EMPLOYEE CAN ESTABLISH THAT THE PRESENCE OF HIS OR HER FAMILY MEMBER SERVES A "BONA FIDE BUSINESS PURPOSE" AS DEFINED IN THE TREASURY REGULATIONS. A FAMILY MEMBER'S PRESENCE IS CONSIDERED TO SERVE A BONA FIDE BUSINESS PURPOSE IF THE INDIVIDUAL HAS A SIGNIFICANT ROLE IN THE PROCEEDINGS OR MAKES AN IMPORTANT CONTRIBUTION TO THE SUCCESS OF THE EVENT. IF ATTENDANCE OF AN ELIGIBLE EMPLOYEE'S FAMILY MEMBER IS DESIRABLE BUT DOES NOT SERVE A BONA FIDE BUSINESS PURPOSE TO EMORY, ANY SUCH PAYMENT OR REIMBURSEMENT FOR SUCH FAMILY MEMBER'S TRAVEL EXPENSES WILL BE A TAXABLE PAYMENT.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments	EMORY UNIVERSITY DOES NOT MAKE TAX INDEMNIFICATION OR GROSS-UP PAYMENTS TO EXECUTIVE STAFF MEMBERS UNLESS AGREED TO PRIOR TO PAYMENT.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use	EMORY UNIVERSITY PROVIDES AN ON-CAMPUS RESIDENCE FOR THE PRESIDENT. THE PRESIDENT MUST LIVE IN THIS RESIDENCE AS A REQUIREMENT OF THE POSITION AND UTILIZE THE RESIDENCE FOR UNIVERSITY BUSINESS PURPOSES.
Schedule J, Part I, Line 1a Health or social club dues or initiation fees	EMORY UNIVERSITY PROVIDES CERTAIN EXECUTIVES WITH TAXABLE COMPENSATION TO REIMBURSE THE EXPENSE OF MEMBERSHIP DUES AND APPROPRIATE INITIATION FEES FOR A SOCIAL OR COUNTRY CLUB USED FOR EMORY UNIVERSITY BUSINESS ENTERTAINMENT PURPOSES. Joshua Newton $4,200
Schedule J, Part I, Line 3 Arrangement used to establish the top management official's compensation	ESTABLISHING COMPENSATION: THE PRESIDENT'S COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION AND TRUSTEES' CONFLICT OF INTEREST COMMITTEE OF THE EMORY UNIVERSITY BOARD OF TRUSTEES, COMPOSED OF OUTSIDE TRUSTEES. THE RECOMMENDATION IS BASED ON COMPENSATION SURVEY DATA WITH PERIODIC REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan	CERTAIN EXECUTIVES PARTICIPATE IN A SUPPLEMENTAL RETIREMENT PLAN INTENDED TO MAKE UP FOR LIMITS ON COMPENSATION IN THE QUALIFIED RETIREMENT PLAN. Christopher Augostini $62,262 JONATHAN S. LEWIN MD $66,790 Dwight McBride $40,320 RICHARD A. MENDOLA $33,431 STEPHEN D. SENCER $37,800 CLAIRE E. STERK $74,025 Joshua Newton $34,052 Srinivas Pulavarti $60,300
Schedule J, Part I, Line 7 Non-fixed payments	PERFORMANCE BONUSES WERE PAID TO CERTAIN EXECUTIVES DURING THE YEAR Vince Dollard $15,000 Paul Marthers $20,000 Janice Love received a payment of $50,000 in association with her appointment as Interim Provost.

Software ID:	19010655
Software Version:	2019v5.0