SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
DUKE UNIVERSITY
 
Employer identification number

56-0532129
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 88,000
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 51,000
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD 107,000
CENTRAL AMERICA AND THE CARIBBEAN 0 0 SEMINAR   108,000
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   262,000
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 591,000
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 8,482,000
EAST ASIA AND THE PACIFIC 0 4 PROGRAM SERVICES STUDY ABROAD 418,000
EAST ASIA AND THE PACIFIC 0 0 SEMINAR   999,000
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING   36,000
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION 758,000
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 3,988,000
EUROPE (INCLUDING ICELAND & GREENLAND) 2 13 PROGRAM SERVICES STUDY ABROAD 2,119,000
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 SEMINAR   2,824,000
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION 86,000
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 1,784,000
MIDDLE EAST AND NORTH AFRICA 0 3 PROGRAM SERVICES STUDY ABROAD 34,000
MIDDLE EAST AND NORTH AFRICA 0 0 SEMINAR   150,000
NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 80,000
NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 4,778,000
NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 23,000
NORTH AMERICA 0 0 SEMINAR   326,000
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES EDUCATION 21,000
RUSSIA AND NEIGHBORING STATES 0 1 PROGRAM SERVICES STUDY ABROAD 25,000
RUSSIA AND NEIGHBORING STATES 0 0 SEMINAR   13,000
SOUTH AMERICA 0 0 GRANTMAKING   7,000
SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 84,000
SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 450,000
SOUTH AMERICA 0 2 PROGRAM SERVICES STUDY ABROAD 599,000
SOUTH AMERICA 0 0 SEMINAR   251,000
SOUTH ASIA 0 0 GRANTMAKING   6,000
SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION 142,000
SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 731,000
SOUTH ASIA 0 2 PROGRAM SERVICES STUDY ABROAD 831,000
SOUTH ASIA 0 0 SEMINAR   187,000
SUB-SAHARAN AFRICA 0 0 GRANTMAKING   45,000
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION 174,000
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 2,968,000
SUB-SAHARAN AFRICA 0 12 PROGRAM SERVICES STUDY ABROAD 40,000
SUB-SAHARAN AFRICA 0 0 SEMINAR   218,000
3a Sub-total .... 0 4 10,107,000
b Total from continuation sheets to Part I ... 2 33 24,777,000
c Totals (add lines 3a and 3b) 2 37 34,884,000
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, GENERAL SUPPORT 243,490 WIRE      
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
0
3 Enter total number of other organizations or entities .......................MediumBullet
2
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
HART FELLOW SOUTH ASIA 1 6,260 WIRE      
HART FELLOW SOUTH AMERICA 1 6,800 WIRE      
TUITION/SCHOLARSHIP/BOOK PRIZE EUROPE (INCLUDING ICELAND & GREENLAND) 3 36,133 WIRE      
SPRING TUITION EAST ASIA AND THE PACIFIC 1 15,043 WIRE      
BOLCH PRIZE SUB-SAHARAN AFRICA 1 40,000 WIRE      
SUMMER TUITION SUB-SAHARAN AFRICA 2 4,851 WIRE      
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART III ACCOUNTING METHOD:  
SCHEDULE F, PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
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