Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Northwestern University
 
Employer identification number

36-2167817
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) James Phillips
  		EMPLOYEE COMPENSATION   X 300,000 300,000   No Yes   Yes  
(2) Milan Mrksich
  		Employee Compensation   X 150,000 75,439   No   No Yes  
Total ...............Small Bullet $ 375,439
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  10,948 Scholarship Educational scholarship
(2)  
  		  20,001 Scholarship Educational scholarship
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Jennifer Burke
  		Family member of Joseph T. Walsh, Officer 78,776 Employment   No
(2) Great Lakes Coca-Cola
  		M. Jude Reyes, Trustee, ownership interest over 35% 839,239 Soft drink purchases and vending commissions   No
(3) Constadina Castellucci
  		Family member of Paul Castellucci, Officer 117,582 Employment   No
(4) Linda Darragh
  		Family member to Alex Darragh, Officer 259,694 Employment   No
(5) RCPI LANDMARK PROPERTIES LLCTishman Speyer Crown Equities LLC
  		A. Steven Crown, Trustee, ownership interest over 35% 526,628 Lease of real estate   No
(6) Samuel Stupp
  		Family member of Devora Grynspan, Officer 459,489 Employment   No
(7) Anthony Kirchmeier
  		Family member of Julie Payne-Kirchmeier, Officer 95,031 Employment   No
(8) William Rogerson
  		Family member of Kathleen Hagerty, Officer 250,836 Employment   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part II, Column (h) Employee Loan The loan extended to Milan Mrksich was entered into several years prior to the employee becoming an officer.
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0