Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
DUKE UNIVERSITY
 
Employer identification number
56-0532129
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248
PROVIDENCE,RI029042213 		05-0264797 501(C)(3) 6,476       GENERAL SUPPORT
(2) BELIEVERS UNITED FOR PROGRESS
PO BOX 15666
DURHAM,NC27704 		35-2292442 501(C)(3) 10,000       COVID RELIEF
(3) BIKE DURHAM
PO BOX 25236
DURHAM,NC27702 		46-5356944 501(C)(3) 10,497 2,200 FMV BICYCLES COMMUNITY SUPPORT
(4) BIRCHWOOD LEARNING CENTER INC
416 WALTON ST
DURHAM,NC27703 		56-2062834 501(C)(3) 10,000       COVID RELIEF
(5) BOOK HARVEST
2501 UNIVERSITY DR
DURHAM,NC27707 		45-2610533 501(C)(3) 9,996       COMMUNITY SUPPORT
(6) BOYS & GIRLS CLUBS OF THE COAST
621 WEST FIRE TOWER RD
WINTERVILLE,NC28590 		56-0927694 501(C)(3) 15,000       COVID RELIEF
(7) BOYS AND GIRLS CLUB OF DURHAM
1010 MLK PARKWAY
DURHAM,NC27713 		56-6001906 501(C)(3) 9,500       COVID RELIEF
(8) BYP100 EDUCATION FUND
239 E 51 ST
CHICAGO,IL60615 		81-0975889 501(C)(3) 5,854       GENERAL SUPPORT
(9) CAMPAIGN 4 CHANGE
PO BOX 3355
DURHAM,NC27702 		26-0096724 501(C)(3) 5,250       COMMUNITY SUPPORT
(10) CARING HOUSE INC
2625 PICKETT RD
DURHAM,NC277055603 		56-1647154 501(C)(3) 7,200       GENERAL SUPPORT
(11) CHANGING A GENERATION MINISTRY
PO BOX 1061
DURHAM,NC27702 		56-2263962 501(C)(3) 10,000       COVID RELIEF
(12) CHARLOTTE MECKLENBURG
310 N TRYON STREET
CHARLOTTE,NC28202 		46-1172548 501(C)(3) 15,000       GENERAL SUPPORT
(13) CHILD CARE SERVICES ASSOCIATION
PO BOX 901
CHAPEL HILL,NC27514 		56-1514058 501(C)(3) 13,190       COVID RELIEF
(14) CHURCH OF THE INCARNATION
3966 MCKINNEY AVE
DALLAS,TX75204 		75-0808771 501(C)(3) 9,000       SPONSORSHIP
(15) CHURCH WORLD SERVICE INC
112 S DUKE ST SUITE 4B
DURHAM,NC27701 		13-4080201 501(C)(3) 10,000       COVID RELIEF
(16) COLUMBIA UNIVERSITY
PO BOX 1523
NEW YORK,NY10008 		13-5598093 501(C)(3) 50,000       SPONSORSHIP
(17) COMMUNITIES IN PARTNERSHIP
PO BOX 11247
DURHAM,NC27703 		47-5567396 501(C)(3) 8,300       COMMUNITY SUPPORT
(18) CROHNS & COLITIS FOUNDATION
1100 S MINT ST SUITE 204
CHARLOTTE,NC28203 		13-6193105 501(C)(3) 6,000       GENERAL SUPPORT
(19) DURHAM ARTS COUNCIL INC
120 MORRIS ST
DURHAM,NC277013242 		56-0599829 501(C)(3) 5,500       GENERAL SUPPORT
(20) DURHAM CHILDRENS INITIATIVE
2101 ANGIER AVE 200
DURHAM,NC27703 		32-0263133 501(C)(3) 28,833       COMMUNITY SUPPORT
(21) DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST
DURHAM,NC27701 		56-1203878 501(C)(3) 127,970       COMMUNITY SUPPORT
(22) DURHAM PUBLIC SCHOOLS FOUNDATION
411 W CHAPEL HILL ST C2
DURHAM,NC27701 		82-2803464 501(C)(3) 461,500       COMMUNITY SUPPORT
(23) DURHAM RESCUE MISSION
PO BOX 11858
DURHAM,NC27703 		58-1482590 501(C)(3) 25,000       COVID RELIEF
(24) DURHAM ROTARY CLUB
PO BOX 51572
DURHAM,NC277171572 		56-0862536 501(C)(4) 6,694       GENERAL SUPPORT
(25) EL FUTURO INC
2020 E CHAPEL HILL ROAD SUITE
DURHAM,NC27707 		80-0122334 501(C)(3) 13,500       GENERAL SUPPORT
(26) ELLERBE CREEK WATERSHED ASSOCIATION
331 W MAIN ST STE 505
DURHAM,NC27701 		56-2123874 501(C)(3) 9,000       COMMUNITY SUPPORT
(27) EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL ST
DURHAM,NC27701 		56-2230469 501(C)(3) 201,000       COMMUNITY SUPPORT
(28) ETV ENDOWMENT OF SOUTH CAROLINA
401 E KENNEDY ST SUITE B-1
SPARTANBURG,SC29302 		57-0657549 501(C)(3) 7,500       GENERAL SUPPORT
(29) FIRST PRESBYTERIAN CHURCH OF DURHAM
305 E MAIN ST
DURHAM,NC27701 		56-0563131 501(C)(3) 10,000       COVID RELIEF
(30) HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST
DURHAM,NC27701 		58-1674794 501(C)(3) 175,000       COMMUNITY SUPPORT
(31) HEALTHY KIDS BRIGHTER FUTURE INC
PO BOX 382
BRUNSWICK,ME04011 		04-3506482 501(C)(3) 100,000       GENERAL SUPPORT
(32) HOUSING FOR NEW HOPE INC
18 W COLONY PLACE SUITE 250
DURHAM,NC27705 		58-2089068 501(C)(3) 5,250       GENERAL SUPPORT
(33) IGLESIA PRESBITERIANA EMANUEL
2504 N ROXBORO ST
DURHAM,NC27704 		81-4597593 501(C)(3) 10,000       COVID RELIEF
(34) JOHNSON C SMITH UNIVERSITY
100 BEATTIES FORD RD
CHARLOTTE,NC28216 		25-0983069 501(C)(3) 15,000       GENERAL SUPPORT
(35) JUBILEE HOME
404 E UMSTEAD ST
DURHAM,NC27707 		46-1954060 501(C)(3) 7,740       GENERAL SUPPORT
(36) KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE
DURHAM,NC27713 		74-3108814 501(C)(3) 1,000 78,650 FMV COMPUTERS COMMUNITY SUPPORT
(37) LIFE SKILLS FOUNDATION
PO BOX 51129
DURHAM,NC27712 		20-3676000 501(C)(3) 6,000       COVID RELIEF
(38) MARTIN METHODIST COLLEGE
433 W MADISON ST
PULASKI,TN38478 		62-0483210 501(C)(3) 12,000       GENERAL SUPPORT
(39) MUSEUM OF THE NEW SOUTH INC
200 E 7TH ST ATTN EDUC DEPT
CHARLOTTE,NC28202 		56-1748648 501(C)(3) 15,000       GENERAL SUPPORT
(40) NATIONAL ALLIANCE OF AFRICAN AMERICAN ATHLETES
PO BOX 435
SEVERN,MD21144 		25-1612666 501(C)(3) 10,000       SPONSORSHIP
(41) NC ALBERT SCHWEITZER FELLOWSHIP
PO BOX 1636
DAVIDSON,NC28036 		82-2682491 501(C)(3) 33,000       GENERAL SUPPORT
(42) NEHEMIAH CHRISTIAN CENTER CHURCH
514 N MANGUM ST
DURHAM,NC27701 		56-1943711 501(C)(3) 8,500       COVID RELIEF
(43) OPEN LIBRARY FOUNDATION
701 CATHEDRAL RD 45-253
PHILADELPHIA,PA191282111 		81-4396672 501(C)(3) 5,100       GENERAL SUPPORT
(44) PAULI MURRAY CENTER FOR HISTORY AND SOCIAL JUSTICE
PO BOX 541
DURHAM,NC27702 		45-4926223 501(C)(3) 11,286       COMMUNITY SUPPORT
(45) PROJECT ACCESS OF DURHAM COUNTY
4206 N ROXBORO ST STE 100
DURHAM,NC27704 		26-1925378 501(C)(3) 5,260       COVID RELIEF
(46) PUBLIC LIBRARY OF CHARLOTTE & MECKLENBURG COUNTY
310 N TRYON ST
CHARLOTTE,NC28202 		56-6018623   130,000       GENERAL SUPPORT
(47) REBUILDING TOGETHER OF THE TRIANGLE
200 TRANS AIR DR 200
MORRISVILLE,NC27560 		56-1955629 501(C)(3) 35,000       COVID RELIEF
(48) REINVESTMENT PARTNERS
PO BOX 1929
DURHAM,NC277021929 		31-1587628 501(C)(3) 32,500       COMMUNITY SUPPORT
(49) RELEASED WOMENS MINISTRY
15 MANSON PLACE
DURHAM,NC27703 		46-1872852 501(C)(3) 10,000       COVID RELIEF
(50) SCOTT CARTER FOUNDATION
PO BOX 700448
TULSA,OK741700448 		73-1437230 501(C)(3) 20,000       COMMUNITY SUPPORT
(51) SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201
DURHAM,NC277012186 		56-2084639 501(C)(3) 11,463       GENERAL SUPPORT
(52) SLICE 325
8231 HEMPSHIRE PLACE 103
RALEIGH,NC27613 		37-1847680 501(C)(3) 8,600       COVID RELIEF
(53) SOUTHEASTERN EFFORTS DEVELOPING
706 GILBERT ST
DURHAM,NC27701 		56-1876445 501(C)(3) 6,000       COVID RELIEF
(54) SOUTHSIDE CHURCH OF CHRIST
800 ELMIRA AVE
DURHAM,NC27707 		56-1446615 501(C)(3) 7,300       COVID RELIEF
(55) SPECIAL OLYMPICS OF NORTH CAROLINA
2200 GATEWAY CENTRE BLVD STE 2
MORRISVILLE,NC27560 		56-1149607 501(C)(3) 39,273       GENERAL SUPPORT
(56) ST JOSEPHS HISTORIC FOUNDATION
804 OLD FAYETTEVILLE ST
DURHAM,NC27701 		56-1152267 501(C)(3) 5,910       GENERAL SUPPORT
(57) STANDUP SPEAK OUT OF NC
PO BOX 71532
DURHAM,NC27722 		27-2331305 501(C)(3) 10,000       COVID RELIEF
(58) STEPUP DURHAM
112 BROADWAY ST SUITE B
DURHAM,NC27701 		47-4578727 501(C)(3) 34,200       COMMUNITY SUPPORT
(59) SWINGPAL INC
PO BOX 2994
DURHAM,NC27701 		27-4234469 501(C)(3) 6,740       COVID RELIEF
(60) THRESHOLD
PO BOX 11706
DURHAM,NC27703 		56-1458745 501(C)(3) 25,000       COVID RELIEF
(61) TRANSFORMATION LAB INC
7911 FORT HUNT RD
ALEXANDRIA,VA22308 		86-3381302   150,000       GENERAL SUPPORT
(62) TRIANGLE NONPROFIT & VOLUNTEER
PO BOX 3374
DURHAM,NC27702 		23-7128378 501(C)(3) 6,440       COMMUNITY SUPPORT
(63) TROSA INC
1820 JAMES ST
DURHAM,NC277072024 		56-1861158 501(C)(3) 15,000 107,095 FMV FURNITURE COVID RELIEF
(64) UNITED STATES FUND FOR UNICEF
125 MAIDEN LANE 10TH FLOOR
NEW YORK,NY10038 		13-1760110 501(C)(3) 26,316       GENERAL SUPPORT
(65) UNITED WAY OF THE GREATER TRIANGLE
PO BOX 110583
DURHAM,NC27709 		56-1949103 501(C)(3) 100,000       COVID RELIEF
(66) V FOUNDATION
14600 WESTON PKWY
CARY,NC27513 		13-3705951 501(C)(3) 25,000       SPONSORSHIP
(67) WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST
DURHAM,NC27705 		56-2214825 501(C)(3) 6,167       COMMUNITY SUPPORT
(68) WEST END COMMUNITY FOUNDATION
PO BOX 51398
DURHAM,NC277171398 		56-1858174 501(C)(3) 10,000       COMMUNITY SUPPORT
(69) WORKING TO EXTEND ANTI-RACIST EDUCATION INC
600 E UMSTEAD ST
DURHAM,NC27701 		82-3043278 501(C)(3) 5,050       GENERAL SUPPORT
(70) WORLD CENTRAL KITCHEN INC
3522 COURTLAND DR
DURHAM,NC27707 		27-3521132 501(C)(3) 10,000       COVID RELIEF
(71) RIVERSIDE ENGINEERING PARENT ACTION COUNCIL
3218 ROSE OF SHARON RD
DURHAM,NC27712 		81-3420851 501(C)(3)   10,000 FMV PRINTERS GENERAL SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
68
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
3
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) BOOK PRIZE 5 4,500      
(2) CEI AWARD 3 4,069      
(3) FINANCIAL ASSISTANCE 14 30,091      
(4) GRADUATE AND PROFESSIONAL STUDENT COUNCIL AWARD 25 12,750      
(5) HOLTON PRIZE 7 4,250      
(6) INTERN ASSISTANCE AWARD 14 76,446      
(7) MISC STUDENT AWARD 196 221,675      
(8) PITCH AWARD 4 9,000      
(9) POST GRADUATE SCHOLARSHIP 2 20,000      
(10) RESEARCH AWARD 9 15,310      
(11) REYNOLDS PRICE AWARD 4 9,100      
(12) ROSATI AWARD 5 6,000      
(13) STUDENT COVID ASSISTANCE 517 546,910      
(14) GRADUATE ATHLETIC SCHOLARSHIPS 30 1,419,522      
(15) UNDERGRADUATE ATHLETIC SCHOLARSHIPS 571 29,591,000      
(16) INTERNSHIP STIPENDS 824 2,344,386      
(17) GRADUATE SCHOLARSHIPS & STIPENDS 2304 32,886,545      
(18) UNDERGRADUATE SCHOLARSHIPS & STIPENDS 947 5,036,837      
(19) POST-DOC SCHOLARSHIPS & STIPENDS 33 538,846      
(20) PRE-DOC SCHOLARSHIPS & STIPENDS 55 536,103      
(21) MISC. SCHOLARSHIPS & STIPENDS 6652 209,781,378      
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
SCHEDULE I, PART I, LINE 2: ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version: