TY 2020 Form 990 Schedule R

Instrumentl eFile RenderObject ID: 202241339349305694 - Rendered 2024-05-03 TIN: 13-5598093

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK

Employer identification number

13-5598093

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) COLUMBIA INVESTMENT MGT COMPANY LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	INVEST MGMT	NY	0	0	COLUMBIA
(2) CIM I LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901851	INVEST HOLDNG	DE	0	281,728,523	COLUMBIA
(3) CIM II LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901854	INVEST HOLDNG	DE	0	0	COLUMBIA
(4) CIM III LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901855	INVEST HOLDNG	DE	7,277	2,015,730	COLUMBIA
(5) CIM IV LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901856	INVEST HOLDNG	DE	21,213,018	16,594,004	COLUMBIA
(6) CIM V LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901861	INVEST HOLDNG	DE	0	0	COLUMBIA
(7) CONQUEST MANAGED FUTURES SELECT FUND II 540 MADISON AVENUE 20TH FLOOR NEW YORK,NY10022 13-5598093	INVESTMENTS	DE	0	0	CIM V
(8) CIM VI LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901857	INVEST HOLDNG	DE	-51,396	25,574,334	COLUMBIA
(9) CIM VII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901858	INVEST HOLDNG	DE	0	0	COLUMBIA
(10) CIM VIII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901859	INVEST HOLDNG	DE	0	0	COLUMBIA
(11) CIM XII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901864	INVEST HOLDNG	DE	-10,408,448	17,123,456	COLUMBIA
(12) CIM XIII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901865	INVEST HOLDNG	DE	0	0	COLUMBIA
(13) CIM XIV LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3901866	INVEST HOLDNG	DE	0	0	COLUMBIA
(14) CIM XVII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 14-1977498	INVEST HOLDNG	DE	0	6,567,773	COLUMBIA
(15) CIM XVIII LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 14-1977500	INVEST HOLDNG	DE	0	0	COLUMBIA
(16) DYNAMO BRASIL VI LLC 1209 ORANGE STREET WILMINGTON,DE19801 13-5598093	INVESTMENTS	DE	27,373,801	225,277,875	COLUMBIA
(17) COLUMBIA AFFILIATED PHYSICIANS IPA LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 26-2162648	PHYSICNS PRAC	NY	758,205	2,181,166	COLUMBIA
(18) COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 06-1576880	NEW MEDIA	NY	0	0	COLUMBIA
(19) HITHER PROPERTY LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 27-0201222	REAL ESTATE	DE	0	0	COLUMBIA
(20) CU GSAPP LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	EDUCATION	NY	0	0	COLUMBIA
(21) ACCESS PROJECT LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTH RESCH	NY	0	0	COLUMBIA
(22) MSPH LESOTHO LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	284,015	COLUMBIA
(23) MSPH MOZAMBIQUE LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	1,531,506	COLUMBIA
(24) MSPH NIGERIA LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	0	COLUMBIA
(25) MSPH RWANDA LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	0	COLUMBIA
(26) MSPH SOUTH AFRICA LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	80,904	COLUMBIA
(27) MSPH TANZANIA LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	1,494,910	COLUMBIA
(28) MSPH TAJIKISTAN LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	0	COLUMBIA
(29) MSPH KG LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	HEALTHCARE	NY	0	0	COLUMBIA
(30) COLUMBIA INT'L PROJECTS LLC (KENYA) 412 LOW MEMORIAL LIBRARY 535 W 116 NEW YORK,NY10027 13-5598093	EDUCATION	NY	0	0	COLUMBIA
(31) COLUMBIA GLOBAL CENTERS LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	EDUCATION	NY	0	0	COLUMBIA
(32) COLUMBIA GLOBAL RESEARCH INITIATIVES LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	EDUCATION	NY	0	0	COLUMBIA
(33) CU STUDIO LLC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-5598093	EDUCATION	NY	0	0	COLUMBIA
(34) AFFILIATED PHYSICIANS ORGANIZATION LLC 51 AUDUBON AVENUE NEW YORK,NY10032 82-1575764	PHY PRCTC GRP	NY	0	0	COLUMBIA
(35) CU Global North LLC 535 West 116th Street MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(36) Columbia Worldwide LLC 535 West 116th Street MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(37) CU Global West LLC 535 West 116th Street MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(38) CU Global South LLC 535 West 116th Street MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(39) Israel Global Center LLC 535 West 116th Street MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(40) CU Global East LLC 535 West 116th St MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(41) Tel Aviv Global Center LLC 535 West 116th St MC 4308 NEW YORK,NY10027	SH VEHICLE	NY	0	0	COLUMBIA
(42) ALTOS HYBRID CU LLC 2882 SAND HILL RD STE 100 MENLO PARK,CA94025	INVEST HOLDNG	DE	0	0	COLUMBIA

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)COLUMBIA UNIVERSITY HEALTH CARE INC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3948652	HEALTHCARE	NY	501(C)(3)	10	COLUMBIA	Yes
(2)COL PRESBYTERIAN MEDICAL CENTER FUND INC 630 WEST 168TH STREET NEW YORK,NY10032 13-6162924	FUNDRAISING	NY	501(C)(3)	12A	NA		No
(3)COL UNIV RETIREE MED LIFE INS BNFITS TR 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-3800106	BENEFITS SUPP	NY	501(C)(3)	12A	COLUMBIA	Yes
(4)COLUMBIA UNIVERSITY PRESS 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-1623968	ACADEMIC PUB	NY	501(C)(3)	12A	COLUMBIA	Yes
(5)MORNINGSIDE HEIGHTS LEGAL SERVICES INC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 51-0192355	CLINICAL EDUC	NY	501(C)(3)	12A	COLUMBIA	Yes
(6)REID HALL INC 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 13-1611126	EDU/CUL EXCH	NY	501(C)(3)	12A	COLUMBIA	Yes
(7)CENTRE UNIVERSITAIRE AMERICAN REID HALL 535 WEST 116TH STREET NEW YORK,NY10027	EDUCATION	FR	N/A	N/A	REID HALL	Yes
(8)COLUMBIA GLOBAL CENTERS I EUROPE (PARIS) 4 RUE DE CHEVREUSE PARIS 75006 FR	EDUCATION	FR	N/A	N/A	REID HALL	Yes
(9)RESEARCH COLLECTIONS AND PRES CONSORTIUM 400 FORRESTAL ROAD PRINCETON,NJ08540 22-3751732	LIBRARY COLL	NJ	501(C)(3)	12A	NA		No
(10)CENTER FOR ENVIRONMENT ECONOMY & SOCIETY 2852 BROADWAY NEW YORK,NY10025	RESEARCH	DR	N/A	N/A	CIP	Yes
(11)CENTER FOR NATL HLTH DEVELP IN ETHIOPIA KEBELE 06 H447 PO BX 664 ADDIS ABABA 1250 ET	HEALTHCARE	ET	N/A	N/A	COLUMBIA	Yes
(12)COLUMBIA GLOBAL CENTER IN INDIA 630 W 168TH STREET NEW YORK,NY10032	RESEARCH	IN	N/A	N/A	CGC LLC	Yes
(13)COLUMBIA UK FUND LTD 615 WEST 131ST STREET MC8741 NEW YORK,NY10027	FUNDRAISING	UK	N/A	N/A	COLUMBIA	Yes
(14)COLUMBIA UNIVERSITY HONG KONG FUND GPO BOX 5314 CONNAUGHT PLACE HK	FUNDRAISING	HK	N/A	N/A	COLUMBIA	Yes
(15)MSPH SWAZILAND 615 WEST 131ST STREET MC8741 NEW YORK,NY10027	HEALTHCARE	WZ	N/A	N/A	CIP	Yes
(16)FUNDACION COLUMBIA U GLOBAL CTR - CHILE AVDAG HAMMASKJOLD 32691ST FL SANTIAGO CI	RESEARCH	CI	N/A	N/A	COLUMBIA	Yes
(17)COLUMBIA GLOBAL CENTERS INITIATIVE 615 WEST 131ST STREET MC8741 NEW YORK,NY10027	RESEARCH	FR	N/A	N/A	COLUMBIA	Yes
(18)COL GLOBAL CENTER EASTERN & SOUTH AFRICA PO BOX 51412 NAIROBI 00100 KE	RESEARCH	KE	N/A	N/A	COLUMBIA	Yes
(19)CU MIDDLE EAST RESEARCH CENTER 5 MOHD AL SAD AL-BATAYNEH STREET AMMAN 11814 JO	EDUC SUPPORT	JO	N/A	N/A	COLUMBIA	Yes
(20)CENTER FOR INTL PROGRAMS ZIMBABWE TRUST 39 Lawson Av 42 Bates St Harare ZI	HLTH/RESEARCH	ZI	N/A	N/A	COLUMBIA	Yes
(21)ASSOC OF CLLBTV STUDIO X PRJCTS BRAZIL RUA MARIA EUGENIA 90301 RIO DE JANEIRO 22261 BR	EDUCATION	BR	N/A	N/A	STUDIOGSAPP	Yes
(22)KNIGHT FIRST AMDMT INST AT COLUMBIA 615 WEST 131ST STREET MC8741 NEW YORK,NY10027 81-4759386	EDU/PMT EXPR	NY	501(C)(3)	12A	COLUMBIA	Yes
(23)CIP TUNISIA 15 Avenue de Carthage Tunis TS	RESEARCH	DE	N/A	N/A	CIP	Yes
(24)CIP INC- CAMEROON 2711 Centerville Road Suite 400 WILMINGTON,DE19808	RESEARCH	DE	N/A	N/A	COLUMBIA	Yes
(25)CIP INC - MALAWI 2711 CENTERVILLE RD SUITE 4 WILMINGTON,DE19808	RESEARCH	DE	N/A	N/A	CIP	Yes
(26)CIP BURUNDI 2711 Centerville Road Suite 400 WILMINGTON,DE19808	RESEARCH	DE	N/A	N/A	CIP	Yes
(27)CIP NIGERIA LTDGTE PLOT 817 CADASTRAL ZONE B04 JABI DISTRICT,ABUJA NI	RESEARCH	NI	N/A	N/A	CIP	Yes
(28)Int'l Center for Aids Care and Treatment 10/F8 ROCKWELL BLDG ROCKWELL CTR,CITY OF MAKATA1220 RP	HEALTHCARE	RP	N/A	N/A	COLUMBIA	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2020

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership
(1) MERIT ENGY PTR V LP 13727 NOEL RD DALLAS,TX75240 75-2411038	INVESTMENTS	TX	COLUMBIA	EXCLUDED	137,126	1,240,857		No	0		No	99.719 %
(2) GCM GRSVNR BLUE LP 767 FIFTH AVE NEW YORK,NY10010 30-0773582	INVESTMENTS	DE	COLUMBIA	EXCLUDED	4,695,560	7,214,558		No	0		No	98.794 %
(3) Q INDIA EQTY FD LTD 118 ST JEAN RD QUATRE BORNE MP 98-0494924	INVESTMENTS	MP	COLUMBIA	EXCLUDED	-2,988,506	110,121,599		No	0		No	62.812 %
(4) CANAAN RSC PTRS DRL 1101 N Broadway OKC,OK73103 36-4777388	INVESTMENTS	OK	COLUMBIA	EXCLUDED	8,719,433	157,580,129		No	-1,897,149		No	99.000 %
(5) STAR ASIA OP FD III 125 Gaither Dr Mount Laurel,NJ08054 98-1291896	INVESTMENTS	HK	COLUMBIA	EXCLUDED	146,952	165,572,806		No	0		No	98.765 %
(6) Calunius Lit Risk PO 656 Trafalgar Ct Les Banques ST PETER PORT GK GY1 3P GK 98-0684876	INVESTMENTS	GK	COLUMBIA	EXCLUDED	0	7,076,675		No	0		No	75.643 %
(7) Calunius Lit Risk 2 PO 656 Trafalgar Ct Les Banques ST PETER PORT GK GY1 3P GK 98-1162651	INVESTMENTS	GK	COLUMBIA	EXCLUDED	32,333	9,306,337		No	0		No	60.060 %
(8) Calunius Lit Risk 3 PO 656 Trafalgar Ct Les Banques ST PETER PORT GK GY1 3P GK 98-1336667	INVESTMENTS	GK	COLUMBIA	EXCLUDED	-34,744	23,954,539		No	0		No	61.709 %
(9) OFS SSMH CI 6363 WOODWAY DR HOUSTON,TX77057 83-0826131	INVESTMENTS	DE	COLUMBIA	UNRELATED	72,498	-56,650		No	76,634		No	100.000 %
(10) Strategy Capital Institutional Investors 1 First St STE 13 LOS ALTOS,CA94022 84-2015871	INVESTMENTS	CA	COLUMBIA	EXCLUDED	31,317,882	99,946,555		No	0		No	92.325 %
(11) CD Investors Fund LP ONE FAWCETT PLACE GREENWICH,CT06830 84-3634568	INVESTMENTS	CT	COLUMBIA	EXCLUDED	-10,537,971	186,675,552		No	0		No	99.959 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	Yes	No
(1) 16 EAST 60TH STREET CORPORATION 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 13-3675222	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(2) 2301 12TH AVENUE OWNERS CORP 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 99-1786950	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(3) COLUMBIA PRESBYTERIAN IPA 161 FORT WASHINGTON AVE SUITE 132 NEW YORK,NY10032 13-3396165	PHYS PRACTICE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(4) FATHOM KNOWLEDGE NETWORK INC 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 13-4054997	NEW MEDIA	DE	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(5) FREEZER BOX INC 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 99-1596696	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(6) MORNINGSIDE INC 311 LOW MEMORIAL LIBRARY NEW YORK,NY10027 06-1430120	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(7) COLUMBIA DOCTORS OF NEW JERSEY 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 26-4364931	HEALTHCARE	NJ	COLUMBIA	C-CORP	4,256,365	1,241,697	100.000 %	Yes
(8) BEIJING DE GA INTRNTL CONSULTING CTR LTD TOWERA TSINGHUA SCIENCEPARK CHENGFURD,HAIDIAN100084 CH	EDUCATION	CH	COLUMBIA	FOREIGN CORP	0	171,072	100.000 %	Yes
(9) ASM HUDSON RIVER FUND WALKER HSE87 MARY ST GEORGE TOWN,GRD CAYMANKY1-9002 CJ	INVESTMENTS	CJ	COLUMBIA	REG MUTUAL FUND	2,712,724	8,433,423	100.000 %	Yes
(10) COLUMBIAPATRON SCOTLAND LP 50 LOTHIAN RD FESTIVAL SQ EDINBURGH,SCOTLANDEH3 9BY UK	INVESTMENTS	UK	COLUMBIA	FOREIGN CORP	261,615	264,389	100.000 %	Yes
(11) FPCM INFLATION LINKED OPPORTUNITIES LTD WALKER HSE87 MARY ST GEORGE TOWN,GRD CAYMANKY1-9002 CJ	INVESTMENTS	CJ	COLUMBIA	FOREIGN CORP	0	281,728,523	100.000 %	Yes
(12) HARBOUR LITIGATION INVEST OFFSHORE FUND PO BOX 309 UGLAND HOUSE GRAND CAYMAN KY1-1104 CJ 98-0660716	INVESTMENTS	CJ	COLUMBIA	FOREIGN CORP	0	4,839,979	100.000 %	Yes
(13) NCH INVESTORS FUND (CU) CORP UGLANDS CHURCHPO309 GEORGE TOWN,GD CAYMANKY1-1104 CJ	INVESTMENTS	CJ	COLUMBIA	FOREIGN CORP	0	0	100.000 %	Yes
(14) CHARITABLE REMAINDER TRUSTS (58)	N/A	NY	COLUMBIA	TRUST	0	0
(15) POOLED INCOME FUNDS (2)	N/A	NY	COLUMBIA	TRUST	0	0
(16) CENTERS FOR INTERNATIONAL PROGRAMS 535 WEST 116TH STREET NEW YORK,NY10027 13-5598093	PROGRAM SRVCS	DE	COLUMBIA	C-CORP	0	588,342	100.000 %	Yes
(17) GLOBAL HEALTH RESEARCH CNTR-CE 1255 AMSTERDAM AVENUE NEW YORK,NY10027	PROGRAM SRVCS	DE	COLUMBIA	C-CORP	0	87,293	100.000 %	Yes
(18) ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL RUA DA CANDELARIA 9 3O ANDAR CNT RIO DE JANEIRO BR	PROGRAM SRVCS	BR	CGC LLC	N/A	0	181,703	100.000 %	Yes
(19) UNIVERSITY WOMEN'S REALTY CORPORATION 408 LOW MEMORIAL LIBRARY MC 4336 NEW YORK,NY10025 13-2524803	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(20) COLUMBIA DOCTORS OF BERGEN COUNTY 615 WEST 131ST STREET MC 8741 NEW YORK,NY10027 47-3568473	HEALTHCARE	NJ	COLUMBIA	C-CORP	1,838,057	624,285	100.000 %	Yes
(21) COLUMBIA GLOBAL DANISMANLIK VE ARASTIRMA MECIDITE MAH MAVI SARAY 37/7 SARIYER TU	PROGRAM SRVCS	TU	COLUMBIA	FOREIGN CORP	0	0	100.000 %	Yes
(22) COLUMBIA RESEARCH AND CONSULTANCY SRVCS EXPRESS TOWERS 11TH FL NARIMAN PT MUMBAI 400021 IN	PROGRAM SRVCS	IN	CU INT'L PRJCTS	FOREIGN CORP	0	0	99.000 %	Yes
(23) COLUMBIA RADIOLOGY INC 630 W 168TH ST NEW YORK,NY10032 47-5288953	HEALTHCARE	NY	COLUMBIA	C-CORP	0	0	100.000 %	Yes
(24) COLUMBIA DOCTORS OF CONNECTICUT PC 630 W 168TH ST NUM 2-460 NEW YORK,NY10032 82-4894259	HEALTHCARE	CT	COLUMBIA	C-CORP	-36,748	253,542	100.000 %	Yes
(25) BLC Energy Fund B LP PO BOX 309 GRAND CAYMAN KY1-1104 CJ CJ 98-1458232	INVESTMENTS	CJ	COLUMBIA	FOREIGN CORP	0	5,990,000	83.333 %	Yes
(26) Star Asia Capital Corp Ltd 89 Nexus Way CAYMAN BAY,GRAND CAYMAN CJ 98-0525454	INVESTMENTS	CJ	STAR ASIA III	FOREIGN CORP	3,903,637	153,802,580	78.546 %	Yes
(27) CIM (CAYMAN) LLC PO BOX 309 UGLAND HOUSE GRAND CAYMAN KY1-1104 CJ	INVESTMENTS	CJ	COLUMBIA	FOREIGN CORP	0	0	100.000 %	Yes
(28) Japan-Up Limited Partnership II 6/F MO BLDG HIGASHI,SHIBUYA-KU, TOKYO150-0011 JA 98-1434666	INVESTMENTS	JA	COLUMBIA	FOREIGN CORP	-479,253	82,170,695	84.000 %	Yes

Schedule R (Form 990) 2020

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

Yes

c Gift, grant, or capital contribution from related organization(s) ............................

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

Yes

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) ASM HUDSON RIVER FUND	S	11,935,215	FMV
(2) CANAAN RESOURCE PARTNERS DRILLING FUND LP	B	29,000,000	FMV
(3) CANAAN RESOURCE PARTNERS DRILLING FUND LP	s	24,711,426	FMV
(4) GCM GROSVENOR BLUE LP	b	63,223	FMV
(5) GCM GROSVENOR BLUE LP	S	6,706,314	FMV
(6) MERIT ENERGY PARTNERS V LP	S	742,500	FMV
(7) CALUNIUS LITIGATION RISK FUND LP	b	267,806	FMV
(8) Japan-up Limited Partnership II	b	76,023,123	fmv
(9) Q INDIA EQUITY FUND LTD	S	145,404,776	FMV
(10) BLC Energy Fund B LP	S	657,764	FMV
(11) Strategy Capital Institutional Investors LP	S	25,000,000	FMV
(12) CALUNIUS LITIGATION RISK FUND 2 LP	B	210,916	FMV
(13) CALUNIUS LITIGATION RISK FUND 3 LP	B	4,106,283	FMV
(14) OFS SSMH CI LP	B	1,097,048	FMV
(15) KNIGHT FIRST AMDMT INST AT COLUMBIA	B	2,610,273	FMV
(16) REID HALL INC	S	74,429	FMV
(17) COLUMBIA UNIVERSITY HEALTH CARE INC	S	271,883	FMV
(18) OFS Energy Fund III (Q) LP	B	1,097,048	FMV
(19) OFS Energy Fund III (Q) LP	S	9,506	FMV
(20) CD Investors Fund LP	B	200,000,000	FMV

Schedule R (Form 990) 2020

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership

Schedule R (Form 990) 2020

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. See instructions.

Return Reference	Explanation
SUPPLEMENTAL INFORMATION	SCHEDULE R COLUMBIA UNIVERSITY OWNS AN 81.57 INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. --------------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWN 100 OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100 SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100 SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2021 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $(8,328,395) SHARE OF END-OF-YEAR (GROSS) ASSETS: $18,266,168 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $4,403,973 SHARE OF END-OF-YEAR (GROSS) ASSETS: $303,661,284 HARBOUR LITIGATION INVESTMENT OFFSHORE SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $9,567,096 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) INCOME: $(343,592) SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 BLC ENERGY FUND B LP SHARE OF TOTAL (GROSS) INCOME: $(804,922) SHARE OF END-OF-YEAR (GROSS) ASSETS: $7,393,531 STAR ASIA CAPITAL CORP, LTD. SHARE OF TOTAL (GROSS) INCOME: $146,952 SHARE OF END-OF-YEAR (GROSS) ASSETS: $165,572,806 JAPAN-UP LIMITED PARTNERSHIP II SHARE OF TOTAL (GROSS) INCOME: $2,829,152 SHARE OF END-OF-YEAR (GROSS) ASSETS: $54,776,647 CIM (CAYMAN) SHARE OF TOTAL (GROSS) INCOME: $3,873,343 SHARE OF END-OF-YEAR (GROSS) ASSETS: $41,433,846 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2021, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50 BENEFICIAL INTEREST IN 58 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 2 POOLED INCOME FUNDS DOMICILED IN NEW YORK.

Return Reference

Explanation

SUPPLEMENTAL INFORMATION

SCHEDULE R COLUMBIA UNIVERSITY OWNS AN 81.57 INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. --------------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWN 100 OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100 SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100 SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2021 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $(8,328,395) SHARE OF END-OF-YEAR (GROSS) ASSETS: $18,266,168 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $4,403,973 SHARE OF END-OF-YEAR (GROSS) ASSETS: $303,661,284 HARBOUR LITIGATION INVESTMENT OFFSHORE SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $9,567,096 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) INCOME: $(343,592) SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 BLC ENERGY FUND B LP SHARE OF TOTAL (GROSS) INCOME: $(804,922) SHARE OF END-OF-YEAR (GROSS) ASSETS: $7,393,531 STAR ASIA CAPITAL CORP, LTD. SHARE OF TOTAL (GROSS) INCOME: $146,952 SHARE OF END-OF-YEAR (GROSS) ASSETS: $165,572,806 JAPAN-UP LIMITED PARTNERSHIP II SHARE OF TOTAL (GROSS) INCOME: $2,829,152 SHARE OF END-OF-YEAR (GROSS) ASSETS: $54,776,647 CIM (CAYMAN) SHARE OF TOTAL (GROSS) INCOME: $3,873,343 SHARE OF END-OF-YEAR (GROSS) ASSETS: $41,433,846 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2021, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50 BENEFICIAL INTEREST IN 58 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 2 POOLED INCOME FUNDS DOMICILED IN NEW YORK.

Schedule R (Form 990) 2020

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