| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AERIAL BIOPHARMA | AT COST | 222,671 | 0 |
| AD FUND I, A SERIES OF PATHBREAKER SPV II, LP | AT COST | 151,549 | 151,549 |
| ALPHA KEYS DISTRESSED OPP. FUND (FORM.UBS DISTRESSED) | AT COST | 0 | 48,997 |
| APOLLO ENERGY OPPORTUNITY FUND LP | AT COST | 104,577 | 49,618 |
| APOLLO ENERGY OPPORTUNITY FUND AIV ILP | AT COST | 16,651 | 0 |
| ARRIVO BIOVENTURES LLC | AT COST | 3,642,841 | 4,000,000 |
| BI FUND I, A SERIES OF PATHBREAKER SPV, LP | AT COST | 403,459 | 403,459 |
| BIOTECHNOLOGY VALUE FUND | AT COST | 0 | 745 |
| BLITZKRIEG INVESTMENTS, LP | AT COST | 126,765 | 64,000 |
| BOW RIVER CAPITAL 2017-QP FUND, LP | AT COST | 3,987,571 | 5,325,510 |
| C-III RECOVERY FUND II, LP | AT COST | 4,121,058 | 5,703,480 |
| CA FUND I, A SERIES OF PATHBREAKER SPV, LP | AT COST | 101,185 | 116,943 |
| CANJEL ENERGY LLC | AT COST | 10,783 | 44,207 |
| CAUCASUS CLEAN ENERGY I, LP | AT COST | 2,383,780 | 2,930,000 |
| CEVIAN CAPITAL II, L.P. | AT COST | 5,099,084 | 6,603,039 |
| CLARITAS CAPITAL SPECIALTY DEBT FUND, L.P. | AT COST | 24,653 | 81,746 |
| COURAGE MUSIC ROYALTY FUND, LP | AT COST | 300,005 | 511,822 |
| COTRIBUTE LLC | AT COST | 94,865 | 99,488 |
| DE FUND I, A SERIES OF PATHBREAKER SPV, LP | AT COST | 178,077 | 178,078 |
| DYNAMO FUND I, LP | AT COST | 1,103,559 | 6,172,200 |
| DYNAMO FUND II, LP | AT COST | 1,592,149 | 2,000,043 |
| DYNAMO-GATIK | AT COST | 236,126 | 236,406 |
| DYNAMO-SKUPOS, LLC | AT COST | 152,169 | 153,036 |
| DYNAMO-STORD SPV II | AT COST | 333,188 | 1,351,557 |
| DYNAMO-SVT ROBOTICS SPV II LLC | AT COST | 174,219 | 170,450 |
| DYNAMO-VECTOR, LLC | AT COST | 94,817 | 95,038 |
| ELEMENTUM OPPORTUNITY FUND I, L.P. | AT COST | 495,896 | 494,477 |
| EVERSOURCE WEALTH ADVISORS | AT COST | 49,433 | 389,675 |
| FIRST AVENUE PARTNERS II | AT COST | 0 | 593,068 |
| FREESTONE PARTNERS II, LP | AT COST | 29,839 | 0 |
| FULCRUM GROWTH FUND III QP, LLC | AT COST | 2,139,948 | 3,434,872 |
| GCM GROSVENOR LS POWER EQUITY II (FKA CREDIT SUISSE LS POWER EQUITY) | AT COST | 12,859 | 405 |
| GCM GROSVENOR MACLELLAN INVESTMENT FUND LP | AT COST | 564,918 | 585,051 |
| GOODWATER CAPITAL I, LP | AT COST | 1,404,321 | 22,007,828 |
| GOODWATER CAPITAL IV, LLC | AT COST | 904,630 | 1,020,600 |
| GOODWATER INFINITY I, LP | AT COST | 2,571,385 | 5,763,072 |
| GOODWATER INFINITY II L.P | AT COST | 1,354,777 | 1,352,517 |
| HARBERT MEZZANINE II SBIC | AT COST | 4,770,346 | 2,340,521 |
| HARBERT VENTURE PARTNERS II | AT COST | 369,339 | 593,337 |
| HARBINGER STREAMLINE ONSHORE FUND LP | AT COST | 41,359 | 41,359 |
| HERITAGE HEALTHCARE | AT COST | 1,016,105 | 2,481,038 |
| IR C, A SERIES OF PATHBREAKER SPV, LP | AT COST | 350,405 | 350,406 |
| IR B FUND, A SERIES OF PATHBREAKER SPV, LP | AT COST | 250,464 | 453,375 |
| JIBU, LLC | AT COST | 224,432 | 250,000 |
| KERN DIAGNOSTICS | AT COST | 800,000 | 2,000,000 |
| KERN GENOMIC LLC | AT COST | 800,000 | 2,000,000 |
| KERN ODYSSEUS, LLC | AT COST | 500,000 | 500,000 |
| KNOPP BIOSCIENCES LLC | AT COST | 618,540 | 3,000,000 |
| LAVACA CAPITAL CONVEXITY FUND, LP | AT COST | 12,895,514 | 13,181,578 |
| LONGROAD CAPITAL | AT COST | 122,407 | 0 |
| MIDNIGHT PHARMA, LLC | AT COST | 49,442 | 184,940 |
| NEXTGEN EVERLY, LLC | AT COST | 200,000 | 2,435,839 |
| NEXTGEN VENTURE FUND II QP LP | AT COST | 676,677 | 889,987 |
| NISLO, LLC | AT COST | 655,815 | 1,816,531 |
| ON FUND I, A SERIES OF PATHBREAKER SPV LP | AT COST | 503,192 | 1,300,000 |
| ON FUND II, A SERIES OF PATHBREAKER SPV LP | AT COST | 201,077 | 201,077 |
| OPPORTUNITY ECO-HOTEL INVESTMENT FUND, LLC | AT COST | 245,468 | 250,000 |
| OR FUND I, A SERIES OF PATHBREAKER SPV LP | AT COST | 352,374 | 352,347 |
| PATHBREAKER VENTURES FUND, LP | AT COST | 1,789,683 | 8,640,529 |
| PATHBREAKER VENTURES FUND II, LP | AT COST | 1,040,524 | 1,321,742 |
| PORTFOLIO ADVISORS SECONDARY FUND III, LP | AT COST | 3,500,957 | 5,834,424 |
| RA CAPITAL HEALTHCARE FUND, L.P. | AT COST | 1,514,021 | 1,460,634 |
| THE REIMAGINE GROUP LLC | AT COST | 0 | 173,000 |
| RELEVANCE CAPITAL III, LP | AT COST | 891,979 | 2,514,011 |
| RESOLUTE CAPITAL PARTNERS FUND III, LP | AT COST | 3,635,843 | 5,040,995 |
| RESOLUTE CAPITAL PARTNERS FUND IV, LP | AT COST | 3,763,431 | 5,232,889 |
| RESOURCE LAND FUND III | AT COST | 491,727 | 475,831 |
| RESOURCE LAND IV | AT COST | 311,151 | 933,781 |
| RIVER VI | AT COST | 0 | 1,043,738 |
| RIVER VII, LP | AT COST | 3,301,162 | 5,223,366 |
| RU FUND III, A SERIES OF PATHBREAKER SPV, LP | AT COST | 600,893 | 600,893 |
| SAVAGE POINT PROPERTIES LLC | AT COST | 41,402 | 0 |
| SATURN FIVE DEMOLITION LLC | AT COST | 106,867 | 318,945 |
| SATURN FIVE FRONTIER I, LLC | AT COST | 1,499,904 | 1,500,000 |
| SHARED-X, LLC | AT COST | 680,678 | 1,479,225 |
| SI FUND III, A SERIES OF PATHBREAKER SPV, LP | AT COST | 513,962 | 501,250 |
| SIGNIA VENTURE PARTNERS III, LP | AT COST | 2,532,073 | 4,250,167 |
| SOAPBOX SOAPS | AT COST | 1,966,150 | 2,679,792 |
| SOLI DEO GLORIA RELEASING, LLC | AT COST | 44,264 | 0 |
| SOVEREIGN'S CAPITAL II, LP | AT COST | 1,457,466 | 1,902,761 |
| SOVEREIGN'S CAPITAL III, LP | AT COST | 1,427,958 | 4,962,932 |
| THE SPRUCERY EQUITY PARTNERS LLC | AT COST | 455,815 | 455,815 |
| STN INVESTMENTS | AT COST | 91,815 | 0 |
| TELOS VENTURES CAPITAL I, LP | AT COST | 0 | 459,137 |
| TENTH ST. FUND II | AT COST | 800,175 | 854,572 |
| TO FUND I, A SERIES OF PATHBREAKER SPV, LP | AT COST | 302,908 | 302,908 |
| UNDERSTORY LLC | AT COST | 24,945 | 0 |
| UNPLANNED MOVIE, LLC | AT COST | 834 | 200,000 |
| VALOR OPPORTUNITY FUND I, LP | AT COST | 1,806,113 | 2,896,559 |
| VALOR VENTURE FUND II, LP | AT COST | 3,929,366 | 22,584,958 |
| VALOR VENTURE FUND III, LP | AT COST | 2,322,051 | 4,334,402 |
| VERDE BEEF | AT COST | 0 | 250,000 |
| VIRTUOUS SOFTWARE LLC | AT COST | 0 | 94,794 |
| WELDENFIELD REAL ESTATE BAM FUND I, LP | AT COST | 1,463,340 | 1,561,768 |
| WINDROCK2 | AT COST | 50,284 | 56,000 |
| GOLUB CAPITAL PARTNERS INTL 11 | AT COST | 3,163,086 | 4,497,289 |
| GS PRIVATE EQUITY PARTNERS ASIA OFFSHORE FUND, L. | AT COST | 0 | 943,286 |
| HARBINGER CAPITAL SPECIAL SITUATIONS | AT COST | 1,182,551 | 11,130 |
| MAK CAPITAL FARMLAND | AT COST | 44,762 | 92,150 |
| RITCHIE MULTI STRATEGY GLOBAL, LTD | AT COST | 4,450,080 | 134,174 |
| RITCHIE ENERGY, LTD | AT COST | 893,914 | 27,399 |
| AEGEA MEDICAL CONVERTIBLE NOTE | AT COST | 0 | 295,388 |
| CROP ONE HOLDINGS, INC | AT COST | 1,000,000 | 1,105,863 |
| HANCOCK TIMBERLAND THRU MORGAN STANLEY | AT COST | 0 | 80,165 |
| NORTH AVENUE CAPITAL EQUITY | AT COST | 0 | 419,244 |
| NXTHERA, INC. - PROLOG | AT COST | 0 | 620,000 |
| NXTHERA | AT COST | 0 | 372,000 |
| PARADIGM EAST AFRICA, L3C | AT COST | 368,372 | 368,372 |
| SEAF SINGLE VINTAGE FLEX FUND LP | AT COST | 1,477,168 | 1,487,447 |