TY 2021 Form 990 Schedule O

Instrumentl eFile RenderObject ID: 202300449349302230 - Rendered 2024-05-04 TIN: 13-6082763

SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
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Attach to Form 990 or 990-EZ.
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Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2021

Open to Public
Inspection

Name of the organization

RSF SOCIAL FINANCE INC

Employer identification number

13-6082763

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 4	ON MARCH 3, 2022, THE ORGANIZATION AMENDED ITS ARTICLES OF INCORPORATION WITH THE STATE OF NEW YORK TO CHANGE ITS NAME FROM "RUDOLF STEINER FOUNDATION, INC." TO "RSF SOCIAL FINANCE, INC.". PLEASE SEE ATTACHED THE AMENDED ARTICLES OF INCORPORATION.
FORM 990, PART VI, SECTION B, LINE 11B	THE FORM 990 WAS PREPARED BY AN INDEPENDENT TAX PREPARER IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING STAFF. THE VP, FINANCE AND CEO THEN REVIEW A DRAFT OF THE FORM 990; ADJUSTMENTS OR REVISIONS ARE MADE, AS NECESSARY. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C	ALL TRUSTEES AND SENIOR STAFF (INCLUDING OFFICERS AND KEY EMPLOYEES) ARE REQUIRED TO COMPLETE AND SIGN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENTS WHICH: (I) DISCLOSE ANY RELATIONSHIPS, POSITIONS, OR OTHER CIRCUMSTANCES THAT COULD POTENTIALLY CONSTITUTE A CONFLICT OF INTEREST; (II) ACKNOWLEDGE RECEIPT AND UNDERSTANDING OF THE FULL CONFLICT OF INTEREST POLICY; AND (III) AFFIRM THAT THEY WILL COMPLY WITH THE CONFLICT OF INTEREST POLICY. ANY ALLEGED BREACHES OF THE CONFLICT OF INTEREST POLICY ARE REPORTED TO THE AUDIT COMMITTEE, WHO DETERMINE WHETHER THERE IS A CONFLICT OF INTEREST, REVIEW AND INVESTIGATE, AND RECOMMEND COURSE OF ACTION. THE PERSON WITH WHICH A CONFLICT MIGHT EXIST IS NOT ALLOWED TO VOTE ON THE TRANSACTION OR OTHERWISE TRY TO INFLUENCE THE DECISION-MAKERS. THE AUDIT COMMITTEE'S DECISION IN REGARDS TO THE MATTER IS DOCUMENTED IN THE MINUTES OF COMMITTEE MEETING.
FORM 990, PART VI, SECTION B, LINE 15	THE ORGANIZATION UTILIZES A BOARD COMPENSATION COMMITTEE; COMMITTEE MEMBERS DISCUSS THE COMPENSATION FOR THE CEO, OFFICERS, AND KEY EMPLOYEES IN THE COMMITTEE MEETING. THE COMMITTEE UTILIZES COMPARABILITY DATA FROM OTHER EXEMPT ORGANIZATIONS AND AN OUTSIDE CONSULTANT IN DETERMINING COMPENSATION. ALL MEETINGS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED CONTEMPORANEOUSLY. THIS PROCESS IS PERFORMED ANNUALLY.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST.
FORM 990, PART XI, LINE 9:	UBI FROM PASSTHROUGHS 5.

Return Reference

Explanation

FORM 990, PART VI, SECTION A, LINE 4

ON MARCH 3, 2022, THE ORGANIZATION AMENDED ITS ARTICLES OF INCORPORATION WITH THE STATE OF NEW YORK TO CHANGE ITS NAME FROM "RUDOLF STEINER FOUNDATION, INC." TO "RSF SOCIAL FINANCE, INC.". PLEASE SEE ATTACHED THE AMENDED ARTICLES OF INCORPORATION.

FORM 990, PART VI, SECTION B, LINE 11B

THE FORM 990 WAS PREPARED BY AN INDEPENDENT TAX PREPARER IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING STAFF. THE VP, FINANCE AND CEO THEN REVIEW A DRAFT OF THE FORM 990; ADJUSTMENTS OR REVISIONS ARE MADE, AS NECESSARY. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE.

FORM 990, PART VI, SECTION B, LINE 12C

ALL TRUSTEES AND SENIOR STAFF (INCLUDING OFFICERS AND KEY EMPLOYEES) ARE REQUIRED TO COMPLETE AND SIGN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENTS WHICH: (I) DISCLOSE ANY RELATIONSHIPS, POSITIONS, OR OTHER CIRCUMSTANCES THAT COULD POTENTIALLY CONSTITUTE A CONFLICT OF INTEREST; (II) ACKNOWLEDGE RECEIPT AND UNDERSTANDING OF THE FULL CONFLICT OF INTEREST POLICY; AND (III) AFFIRM THAT THEY WILL COMPLY WITH THE CONFLICT OF INTEREST POLICY. ANY ALLEGED BREACHES OF THE CONFLICT OF INTEREST POLICY ARE REPORTED TO THE AUDIT COMMITTEE, WHO DETERMINE WHETHER THERE IS A CONFLICT OF INTEREST, REVIEW AND INVESTIGATE, AND RECOMMEND COURSE OF ACTION. THE PERSON WITH WHICH A CONFLICT MIGHT EXIST IS NOT ALLOWED TO VOTE ON THE TRANSACTION OR OTHERWISE TRY TO INFLUENCE THE DECISION-MAKERS. THE AUDIT COMMITTEE'S DECISION IN REGARDS TO THE MATTER IS DOCUMENTED IN THE MINUTES OF COMMITTEE MEETING.

FORM 990, PART VI, SECTION B, LINE 15

THE ORGANIZATION UTILIZES A BOARD COMPENSATION COMMITTEE; COMMITTEE MEMBERS DISCUSS THE COMPENSATION FOR THE CEO, OFFICERS, AND KEY EMPLOYEES IN THE COMMITTEE MEETING. THE COMMITTEE UTILIZES COMPARABILITY DATA FROM OTHER EXEMPT ORGANIZATIONS AND AN OUTSIDE CONSULTANT IN DETERMINING COMPENSATION. ALL MEETINGS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED CONTEMPORANEOUSLY. THIS PROCESS IS PERFORMED ANNUALLY.

FORM 990, PART VI, SECTION C, LINE 19

THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST.

FORM 990, PART XI, LINE 9:

UBI FROM PASSTHROUGHS 5.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990) 2021

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