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TIN: 16-0743140
Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Attach to Form 990.
Go to
www.irs.gov/Form990
for instructions and the latest information.
OMB No. 1545-0047
20
21
Open to Public Inspection
Name of the organization
Rochester Institute of Technology
Employer identification number
16-0743140
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel
Housing allowance or residence for personal use
Travel for companions
Payments for business use of personal residence
Tax idemnification and gross-up payments
Health or social club dues or initiation fees
Discretionary spending account
Personal services (e.g., maid, chauffeur, chef)
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain
.....
1b
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a?
....
2
Yes
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
Compensation committee
Written employment contract
Independent compensation consultant
Compensation survey or study
Form 990 of other organizations
Approval by the board or compensation committee
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment?
.............
4a
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan?
.........
4b
No
c
Participate in, or receive payment from, an equity-based compensation arrangement?
.........
4c
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization?
....................
5a
No
b
Any related organization?
.......................
5b
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization?
..................
6a
No
b
Any related organization?
......................
6b
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III
............
7
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III
..........................
8
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)?
.........................
9
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021
Schedule J (Form 990) 2021
Page
2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees.
Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note.
The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A)
Name and Title
(B)
Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC
(C)
Retirement and other deferred compensation
(D)
Nontaxable
benefits
(E)
Total of columns
(B)(i)-(D)
(F)
Compensation in column (B) reported as deferred on prior Form 990
(i)
Base
compensation
(ii)
Bonus & incentive
compensation
(iii)
Other
reportable compensation
1
DAVID C MUNSON
PRESIDENT
(i)
(ii)
784,922
-------------
0
45,247
-------------
0
43,714
-------------
0
26,100
-------------
0
71,678
-------------
0
971,661
-------------
0
0
-------------
0
2
JAMES H WATTERS
SVP FINANCE AND ADMINISTRATION
(i)
(ii)
534,279
-------------
0
22,176
-------------
0
16,877
-------------
0
29,000
-------------
0
12,322
-------------
0
614,654
-------------
0
0
-------------
0
3
ELLEN M GRANBERG
PROVOST AND SVP ACADEMIC AFFAIRS
(i)
(ii)
452,074
-------------
0
15,229
-------------
0
902
-------------
0
26,100
-------------
0
20,013
-------------
0
514,318
-------------
0
0
-------------
0
4
RYNE RAFFAELLE
VP RESEARCH
(i)
(ii)
345,277
-------------
0
0
-------------
0
22,246
-------------
0
29,000
-------------
0
60,120
-------------
0
456,643
-------------
0
0
-------------
0
5
SANDRA S JOHNSON
SVP STUDENT AFFAIRS
(i)
(ii)
341,887
-------------
0
5,911
-------------
0
9,390
-------------
0
26,100
-------------
0
66,800
-------------
0
450,088
-------------
0
0
-------------
0
6
IAN J MORTIMER
VP ENROLLMENT MGMT & ASSOC PROVOST, RIT CERTIFIED
(i)
(ii)
364,185
-------------
0
0
-------------
0
26,113
-------------
0
26,100
-------------
0
27,176
-------------
0
443,574
-------------
0
0
-------------
0
7
PHILLIP D CASTLEBERRY
VP UNIVERSITY ADVANCEMENT
(i)
(ii)
374,891
-------------
0
0
-------------
0
7,677
-------------
0
26,100
-------------
0
21,231
-------------
0
429,899
-------------
0
0
-------------
0
8
GERARD BUCKLEY
PRESIDENT NTID & VP AND DEAN RIT
(i)
(ii)
352,271
-------------
0
0
-------------
0
7,243
-------------
0
29,000
-------------
0
20,289
-------------
0
408,803
-------------
0
0
-------------
0
9
JOHN K TRIERWEILER
VP CHIEF MARKETING OFFICER
(i)
(ii)
295,046
-------------
0
0
-------------
0
3,649
-------------
0
26,100
-------------
0
30,069
-------------
0
354,864
-------------
0
0
-------------
0
10
ROBERT COLON
VP & GENERAL COUNSEL
(i)
(ii)
283,461
-------------
0
0
-------------
0
2,707
-------------
0
29,000
-------------
0
21,802
-------------
0
336,970
-------------
0
0
-------------
0
11
LISA A CHASE
VP & SECRETARY OF THE INSTITUTE
(i)
(ii)
286,099
-------------
0
0
-------------
0
1,936
-------------
0
29,000
-------------
0
14,462
-------------
0
331,497
-------------
0
0
-------------
0
12
VANESSA J HERMAN
VP FOR GOVT & COMMUNITY RELATIONS
(i)
(ii)
256,953
-------------
0
0
-------------
0
17,813
-------------
0
21,632
-------------
0
14,369
-------------
0
310,767
-------------
0
0
-------------
0
13
KEITH JENKINS
VP & ASSOC PROVOST FOR DIVERSITY & INCLUSION
(i)
(ii)
220,608
-------------
0
0
-------------
0
4,326
-------------
0
22,796
-------------
0
31,881
-------------
0
279,611
-------------
0
0
-------------
0
14
NABIL Z NASR
ASSOC PROVOST DIR GOLISANO INST OF SUSTAINABILITY
(i)
(ii)
466,520
-------------
0
0
-------------
0
115,546
-------------
0
29,000
-------------
0
22,141
-------------
0
633,207
-------------
0
0
-------------
0
15
JACQUELINE MOZRALL
DEAN SAUNDERS COLLEGE OF BUSINESS
(i)
(ii)
358,392
-------------
0
0
-------------
0
30,102
-------------
0
29,000
-------------
0
75,412
-------------
0
492,906
-------------
0
0
-------------
0
16
DANIEL ORNT
PROFESSOR
(i)
(ii)
408,738
-------------
0
0
-------------
0
20,167
-------------
0
26,100
-------------
0
20,007
-------------
0
475,012
-------------
0
0
-------------
0
17
DONALD F FIGER
PROF AND DIR CENTER FOR DETECTORS
(i)
(ii)
286,570
-------------
0
0
-------------
0
37,656
-------------
0
22,023
-------------
0
58,963
-------------
0
405,212
-------------
0
0
-------------
0
18
DOREEN EDWARDS
DEAN COLLEGE OF ENGINEERING
(i)
(ii)
332,627
-------------
0
0
-------------
0
672
-------------
0
26,100
-------------
0
19,696
-------------
0
379,095
-------------
0
0
-------------
0
19
CHRISTINE M LICATA
FORMER INTERIM PROVOST
(i)
(ii)
269,865
-------------
0
0
-------------
0
7,231
-------------
0
27,800
-------------
0
16,723
-------------
0
321,619
-------------
0
0
-------------
0
20
KATHERINE J MAYBERRY
FORMER VP FOR STRATEGIC PLANNING AND SPECIAL INITIATIVES
(i)
(ii)
227,574
-------------
0
0
-------------
0
16,966
-------------
0
23,103
-------------
0
9,926
-------------
0
277,569
-------------
0
0
-------------
0
21
KAREN A BARROWS
FORMER SECRETARY OF THE INST AND CHIEF OF STAFF
(i)
(ii)
142,493
-------------
0
0
-------------
0
2,277
-------------
0
14,380
-------------
0
8,533
-------------
0
167,683
-------------
0
0
-------------
0
Schedule J (Form 990) 2021
Schedule J (Form 990) 2021
Page
3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference
Explanation
Schedule J, Part I, Line 1a First-class or charter travel
The President is required to travel extensively for RIT matters. Due to the amount of travel and the need to coordinate trips with the many other commitments for the position, the University pays for business class air travel (or its equivalent) for international travel and business/first class travel (or its equivalent) for domestic travel over three hours when the President travels for University business.
Schedule J, Part I, Line 1a Travel for companions
WHEN BUSINESS CIRCUMSTANCES WARRANT, THE UNIVERSITY MAY PAY FOR TRAVEL FOR COMPANIONS OF THE OFFICERS AND/OR HIGHLY COMPENSATED EMPLOYEES WHEN THEIR GUEST IS A FAMILY MEMBER, WHETHER OR NOT FOR BONA FIDE BUSINESS PURPOSES. THE PERSONAL USE PORTION OF THE BENEFIT IS TREATED AS TAXABLE COMPENSATION AND ADDED TO THE EMPLOYEES' FORM W-2.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use
DUE TO THE NUMBER OF UNIVERSITY-RELATED ACTIVITIES THAT THE PRESIDENT IS REQUIRED TO HOST, HE IS REQUIRED TO LIVE IN A HOME OWNED AND MAINTAINED BY THE UNIVERSITY. THIS BENEFIT IS NOT DEEMED TO BE TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Health or social club dues or initiation fees
THE UNIVERSITY PAYS SOCIAL CLUB INITIATION FEES AND DUES FOR EIGHT OFFICERS INCLUDING FORMER AND/OR HIGHLY COMPENSATED EMPLOYEES. THE PERSONAL USE PORTION OF THE BENEFIT IS TREATED AS TAXABLE COMPENSATION AND ADDED TO THE EMPLOYEES' FORM W-2.
Schedule J, Part I, Line 1b Written policy regarding payment or reimbursement of expenses
EACH OF THE BENEFITS INDICATED IS AVAILABLE TO THE PRESIDENT; CERTAIN OF THESE BENEFITS ARE AVAILABLE TO SELECT OFFICERS AND HIGHLY COMPENSATED EMPLOYEES. AMOUNTS CONSIDERED TAXABLE ARE REPORTED COMPENSATION INCLUDED ON THE EMPLOYEE'S FORM W-2. SINCE THESE BENEFITS ARE LIMITED TO VERY FEW INDIVIDUALS, A WRITTEN POLICY IS NOT CONSIDERED NECESSARY; HOWEVER, THE UNIVERSITY HAS SPECIFIC WRITTEN POLICIES PERTAINING TO TRAVEL EXPENDITURES AND PAYMENTS/REIMBURSEMENTS.
Schedule J, Part I, Line 3 METHODS USED TO ESTABLISH COMPENSATION
THE UNIVERSITY UTILIZES EACH OF THE METHODS LISTED IN SCHEDULE J, PART I, LINE 3 ON AN ANNUAL BASIS WITH THE EXCEPTION OF REVIEWING FORM 990 OF OTHER ORGANIZATIONS EVERY OTHER YEAR. IN THE YEAR THAT 990 OF OTHER ORGANIZATIONS ARE NOT REVIEWED BY THE UNIVERSITY, A BROADER COMPENSATION SURVEY OR STUDY IS CONDUCTED.
Schedule J (Form 990) 2021
Additional Data
Software ID:
21014044
Software Version:
2021v4.2